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This excerpt taken from the XIDE DEF 14A filed Jul 24, 2009. SECTION 16(a)
BENEFICIAL OWNERSHIP REPORTING COMPLIANCE
Section 16(a) of the Exchange Act requires our directors,
executive officers and persons who own more than 10% of our
common stock to file with the SEC reports regarding their
ownership and changes in ownership. Based upon a review of
filings with the SEC and written representations that no other
reports were required, we believe that all of our directors,
executive officers and 10% stockholders complied during fiscal
2009 with the reporting requirements of Section 16(a), with
the exception of the following: Joel M. Campbell filed a
Form 4 reflecting the exercise of certain stock options.
The form was filed on August 25, 2008, twelve days late.
Paul W. Jennings filed a Form 4 reflecting the
annual grant of director equity. The form was filed on
September 12, 2008, one day late. Louis A. Martinez, our
Vice President, Corporate Controller and Chief Accounting
Officer, filed his initial Form 3 reflecting his initial
statement of beneficial ownership on April 9, 2008, two
days late.
This excerpt taken from the XIDE 10-K filed Jun 4, 2009. Section 16(a)
Beneficial Ownership Reporting Compliance
Information concerning compliance with Section 16(a) of the
Securities Exchange Act of 1934 is incorporated by reference to
the Proxy Statement.
This excerpt taken from the XIDE DEF 14A filed Jul 28, 2008. SECTION 16(a)
BENEFICIAL OWNERSHIP REPORTING COMPLIANCE
Section 16(a) of the Securities Exchange Act of 1934
requires our directors, executive officers and persons who own
more than 10% of our common stock to file with the SEC reports
regarding their ownership and changes in ownership. Based upon a
review of filings with the SEC and written representations that
no other reports were required, we believe that all of our
directors, executive officers and 10% stockholders complied
during fiscal 2008 with the reporting requirements of
Section 16(a), with the exception of the following: Paul W.
Jennings filed a Form 4 reflecting the annual grant of
director equity. The form was filed on August 28, 2007,
four days late.
This excerpt taken from the XIDE 10-K filed Jun 9, 2008. Section 16(a)
Beneficial Ownership Reporting Compliance
Information concerning compliance with Section 16(a) of the
Securities Exchange Act of 1934 is incorporated by reference to
the Proxy Statement.
This excerpt taken from the XIDE DEF 14A filed Jul 16, 2007. SECTION 16(a)
BENEFICIAL OWNERSHIP REPORTING COMPLIANCE
Section 16(a) of the Securities Exchange Act of 1934
requires our directors, executive officers and holders of more
than 10% of our common stock to file with the SEC reports
regarding their ownership and changes in ownership of our
securities. Based upon a review of filings with the SEC and
written representations that no other reports were required, we
believe that all of our directors, executive officers and 10%
shareholders complied during fiscal 2007 with the reporting
requirements of Section 16(a), with the exception of the
following: Mitchell S. Bregman filed a Form 4 indicating
the surrender of shares to pay applicable taxes on vested
restricted shares on October 13 and November 29, 2006. The
form was filed on December 5, 2006, 49 and 2 days
late, respectively. Edward J. O’Leary filed a Form 4
indicating the surrender of shares to pay applicable taxes on
vested restricted shares on June 6 and November 29, 2006.
The form was filed on December 5, 2006, 180 and 2 days
late, respectively.
This excerpt taken from the XIDE 10-K filed Jun 11, 2007. Section 16(a)
Beneficial Ownership Reporting Compliance
Information concerning compliance with Section 16(a) of the
Securities Exchange Act of 1934 is incorporated by reference to
the Proxy Statement.
This excerpt taken from the XIDE DEF 14A filed Jul 27, 2006. SECTION 16(a)
BENEFICIAL OWNERSHIP REPORTING COMPLIANCE
Section 16(a) of the Securities Exchange Act of 1934, as
amended, requires our directors, executive officers and holders
of more than 10% of our company’s common stock to file with
the Commission reports regarding their ownership and changes in
ownership of our securities. Based upon a review of filings with
the SEC and written representations that no other reports were
required, we believes that all of our directors, executive
officers and 10% shareholders complied during fiscal 2005 with
the reporting requirements of Section 16(a), with the
exception of: Gordon A. Ulsh and Francis M. Corby,
Jr.: Mr. Ulsh filed a Form 4 indicating a
purchase of Exide stock by a family member beginning
June 10, 2005, for which Mr. Ulsh specifically denies
beneficial ownership. The Form 4 was not filed until
July 12, 2005, 30 days late.
Mr. Corby filed a Form 4 indicating a purchase of our stock
by a family member on March 6, 2006, for which
Mr. Corby specifically denies beneficial ownership. The
Form 4 was not filed until April 27, 2006,
50 days late.
This excerpt taken from the XIDE 10-K filed Jun 29, 2005. Section 16(a) Beneficial Ownership Reporting Compliance
Information concerning compliance with Section 16(a) of the Securities Exchange Act of 1934 is incorporated by reference to the Proxy Statement.
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