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Fenner (FENR-LN)
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FINRA Fines Merrill Lynch $1 Million For Failing To Provide Best Execution Price to Customers
Benzinga  Apr 16  Comment 
The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Merrill Lynch, Pierce, Fenner & Smith Inc. $1.05 million for failing to provide best execution in certain customer transactions involving non-convertible...
Kink In Merrill Lynch ARMOR Loses $Million Customer Arbitration
Forbes  Dec 13  Comment 
In a Financial Industry Regulatory Authority (“FINRA”) Arbitration Statement of Claim filed in February 2011 and as thereafter amended, public customer Couturier asserted causes of action including breaches of fiduciary duty and contract,...
Fenner gives engineering sector rare boost
Financial Times  Nov 7  Comment 
Mining and heavy industries lift Yorkshire-based conveyor belt manufacturer’s profits 27% after profit warnings from other UK companies
Fenner full-year profit rises
Reuters  Nov 7  Comment 
Britain's Fenner Plc reported a 30 percent rise in full-year profit, helped by higher demand for its conveyor belts used in coal and iron ore extraction.
FINRA penalizes Merrill Lynch $500,000 over supervisory failure
Banking Business Review  Sep 25  Comment 
The Financial Industry Regulatory Authority (FINRA) has fined Merrill Lynch, Pierce, Fenner & Smith $500,000 for failing to file hundreds of required reports, including customer complaints, arbitration claims, and related U4 and U5 filings that...
Corruption kills, yet the UK is turning a blind eye to dictators' stolen assets | Gretta Fenner
guardian.co.uk  Sep 7  Comment 
The slush funds of disgraced leaders like Mubarak must be dealt with more quickly and with greater accountability by government Recent media reports revealed that the UK has done considerably less than it should and could have done to locate,...
FINRA fines Merrill Lynch $2.8m for overcharging customers
Banking Business Review  Jun 22  Comment 
The Financial Industry Regulatory Authority (FINRA) has fined Merrill Lynch, Pierce, Fenner & Smith $2.8m for overcharging customers $32m in unwarranted fees, and for failing to provide certain required trade notices.
Merrill Lynch, Pierce, Fenner & Smith, Inc. Action - FINRA Fines Merrill Lynch $2.8 Million For Overcharging Customers; $32 Million In Remediation Paid To Affected Customers
Mondo Visione  Jun 21  Comment 
The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Merrill Lynch, Pierce, Fenner & Smith, Inc. $2.8 million for supervisory failures that resulted in overcharging customers $32 million in unwarranted fees, and...
NY Fed sells $1.9bn tranche of AIG assets
Financial Times  Jun 14  Comment 
Merrill Lynch Pierce Fenner & Smith, a unit of Bank of America, emerged as the auction winner, beating out five rival Wall Street bidders
Shepherd Smith Edwards & Kantas LLP Files Claims for Clients of David Zeng and Merrill Lynch, Pierce, Fenner, & Smith, Inc.
Globe Newswire  May 1  Comment 
SANTA FE, N.M., May 1, 2012 (GLOBE NEWSWIRE) -- Lawyers with the Securities Law Firm of SHEPHERD SMITH EDWARDS & KANTAS LLP, www.sseklaw.com, have recently filed claims on behalf of clients of David Zeng and Merrill Lynch, Pierce, Fenner, & Smith,




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Fenner PLC manufactures and distributes conveyor belting and reinforced precision polymer products. It has two segments. The conveyor belting (CB) segment is engaged in the manufacture of rubber, polyvinyl chloride and steel cord conveyor belts. The advanced engineered products (AEP) is engaged in the manufacture of precision polymer products, including precision drives for computer peripherals, copiers and automated teller machines; problem-solving power transmission and motion transfer components; silicone and hoses for heavy duty trucks, buses and off-road vehicles, and seals and sealing solutions for the fluid power, and oil and gas industries. In February 2008, it acquired Prodesco, Inc. In March 2008, it acquired Northern Belting Specialists Pty Ltd. In April 2008, Fenner plc, through its wholly owned subsidiary, Fenner Dunlop Americas, Inc., announced the acquisition of substantially all of the operating assets and liabilities of King Energy Services, Inc.

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