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This excerpt taken from the FINL 8-K filed Jul 23, 2009. Restrictions on Shares. Stock issued upon exercise of an Award shall be subject to the terms and conditions specified herein and to such other terms, conditions and restrictions as the Committee in its discretion may determine and/or provide in the Agreement.
The Company shall not be required to issue or deliver any certificates for Stock, cash or other property prior to (a) the completion of any registration or qualification of such shares under federal, state or other law, or any ruling or regulation of any government body which the Committee determines to be necessary or advisable; (b) the satisfaction of any applicable withholding obligation in order for the Company or an Affiliate to obtain a deduction or discharge its legal obligation with respect to the exercise
of an Award; and (c) satisfaction of any other terms, conditions or restrictions specified by the Committee herein, in any applicable Agreement or otherwise. The Company may cause any certificate (or other representation of title) for any shares of Stock to be delivered to be properly marked with a legend or other notation reflecting the limitations on transfer of such Stock as provided in this Plan, any shareholder agreement then in effect, or as the Committee may otherwise require. The Committee may require
any person exercising an Award to make such representations and furnish such information as it may consider appropriate in connection with the issuance or delivery of the Stock in compliance with applicable law or otherwise.
Section 4.4 This excerpt taken from the FINL DEF 14A filed Jun 23, 2009. Restrictions on
Shares. Stock issued upon exercise of an Award shall be
subject to the terms and conditions specified herein and to such other terms,
conditions and restrictions as the Committee in its discretion may determine
and/or provide in the Agreement. The Company shall not be required to issue or
deliver any certificates for Stock, cash or other property prior to (a) the
completion of any registration or qualification of such shares under federal,
state or other law, or any ruling or regulation of any government body which the
Committee determines to be necessary or advisable; (b) the satisfaction of any
applicable withholding obligation in order for the Company or an Affiliate to
obtain a deduction or discharge its legal obligation with respect to the
exercise of an Award; and (c) satisfaction of any other terms, conditions or
restrictions specified by the Committee herein, in any applicable Agreement or
otherwise. The Company may cause any certificate (or other representation of
title) for any shares of Stock to be delivered to be properly marked with a
legend or other notation reflecting the limitations on transfer of such Stock as
provided in this Plan, any shareholder agreement then in effect, or as the
Committee may otherwise require. The Committee may require any person exercising
an Award to make such representations and furnish such information as it may
consider appropriate in connection with the issuance or delivery of the Stock in
compliance with applicable law or otherwise.
Section
4.4 | EXCERPTS ON THIS PAGE:
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