FAF » Topics » Compliance with Section 16(a) of the Exchange Act

These excerpts taken from the FAF 10-K filed Apr 23, 2008.

Compliance with Section 16(a) of the Exchange Act

Rules adopted by the Securities and Exchange Commission (SEC) require the Company’s officers and directors, and persons who own more than ten percent of the Company’s issued and outstanding common shares, to file reports of their ownership, and changes in ownership, of the Company’s shares with the SEC on prescribed forms. Officers, directors and greater-than-ten-percent shareholders are required by the SEC’s rules to furnish the Company with copies of all such forms they file with the SEC.

Based solely on the review of the copies of the forms received by the Company, or written representations from reporting persons that they were not required to file a Form 5 to report previously unreported ownership or changes in ownership, the Company believes that, during the fiscal year ended December 31, 2007, its officers, directors and greater-than-ten-percent beneficial owners complied with all such filing requirements.

Compliance with Section 16(a) of the Exchange
Act

Rules adopted by the Securities and Exchange Commission (SEC) require the Company’s officers and directors,
and persons who own more than ten percent of the Company’s issued and outstanding common shares, to file reports of their ownership, and changes in ownership, of the Company’s shares with the SEC on prescribed forms. Officers, directors
and greater-than-ten-percent shareholders are required by the SEC’s rules to furnish the Company with copies of all such forms they file with the SEC.

FACE="Times New Roman" SIZE="2" COLOR="#303f57">Based solely on the review of the copies of the forms received by the Company, or written representations from reporting persons that they were not required to file a Form 5 to report previously
unreported ownership or changes in ownership, the Company believes that, during the fiscal year ended December 31, 2007, its officers, directors and greater-than-ten-percent beneficial owners complied with all such filing requirements.

EXCERPTS ON THIS PAGE:

10-K (2 sections)
Apr 23, 2008

"Compliance with Section 16(a) of the Exchange Act" elsewhere:

CNA Surety (SUR)
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