GAN » Topics » Registrants telephone number, including area code: (972) 629-4301

This excerpt taken from the GAN 8-K filed Aug 17, 2009.

Registrant’s telephone number, including area code: (972) 629-4301

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


This excerpt taken from the GAN 8-K filed Jun 3, 2009.

Registrant’s telephone number, including area code: (972) 629-4301

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨  

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨  

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨  

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨  

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


This excerpt taken from the GAN 8-K filed May 20, 2009.

Registrant’s telephone number, including area code: (972) 629-4301

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


This excerpt taken from the GAN 8-K filed Mar 31, 2009.

Registrant’s telephone number, including area code: (972) 629-4301

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


These excerpts taken from the GAN 10-K filed Mar 27, 2009.

Registrant’s telephone number, including area code (972) 629-4301

STYLE="font-size:12px;margin-top:0px;margin-bottom:0px"> 

 

ALIGN="center">Securities registered pursuant to Section 12(b) of the Act:

 
















Title of each class Name of each exchange on which registered
Common Stock ($.10 par value) The NYSE Amex

 

STYLE="line-height:6px;margin-top:0px;margin-bottom:2px;border-bottom:1pt solid #000000;width:21%"> 

Indicate by check mark if the registrant is a
well-known seasoned issuer, as defined in Rule 405 of the Securities Act.    Yes  ¨    No  x

STYLE="margin-top:12px;margin-bottom:0px">Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the
Act.    Yes  ¨    No  x

SIZE="2">Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the
registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.    Yes  x    No  FACE="WINGDINGS">¨

Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained
herein, and will not be contained herein, to the best of the registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K.  FACE="WINGDINGS">¨

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated
filer, or a smaller reporting company. See definition of “accelerated filer and large accelerated filer” in Rule 12b-2 of the Exchange Act.

 

































Large Accelerated Filer ¨  Accelerated Filer ¨
Non-Accelerated Filer ¨  Smaller Reporting Company x

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange
Act).    Yes  ¨    No  x

SIZE="2">The aggregate market value of the registrant’s Common Stock ($.10 par value), the registrant’s only class of voting or non-voting common equity stock, held by non-affiliates of the registrant (6,940,993 shares) as of the close of
the business on June 30, 2008 was $22,211,178 (based on the closing sale price of $3.20 per share on that date on the NYSE Amex).

As of
March 20, 2009, there were 23,927,572 shares of the registrant’s Common Stock ($.10 par value) outstanding.

Registrant’s telephone number, including area code (972) 629-4301

STYLE="font-size:12px;margin-top:0px;margin-bottom:0px"> 

 

ALIGN="center">Securities registered pursuant to Section 12(b) of the Act:

 
















Title of each class Name of each exchange on which registered
Common Stock ($.10 par value) The NYSE Amex

 

STYLE="line-height:6px;margin-top:0px;margin-bottom:2px;border-bottom:1pt solid #000000;width:21%"> 

Indicate by check mark if the registrant is a
well-known seasoned issuer, as defined in Rule 405 of the Securities Act.    Yes  ¨    No  x

STYLE="margin-top:12px;margin-bottom:0px">Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the
Act.    Yes  ¨    No  x

SIZE="2">Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the
registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.    Yes  x    No  FACE="WINGDINGS">¨

Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained
herein, and will not be contained herein, to the best of the registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K.  FACE="WINGDINGS">¨

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated
filer, or a smaller reporting company. See definition of “accelerated filer and large accelerated filer” in Rule 12b-2 of the Exchange Act.

 

































Large Accelerated Filer ¨  Accelerated Filer ¨
Non-Accelerated Filer ¨  Smaller Reporting Company x

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange
Act).    Yes  ¨    No  x

SIZE="2">The aggregate market value of the registrant’s Common Stock ($.10 par value), the registrant’s only class of voting or non-voting common equity stock, held by non-affiliates of the registrant (6,940,993 shares) as of the close of
the business on June 30, 2008 was $22,211,178 (based on the closing sale price of $3.20 per share on that date on the NYSE Amex).

As of
March 20, 2009, there were 23,927,572 shares of the registrant’s Common Stock ($.10 par value) outstanding.

Registrant’s telephone number, including area code (972) 629-4301

STYLE="font-size:12px;margin-top:0px;margin-bottom:0px"> 

 

ALIGN="center">Securities registered pursuant to Section 12(b) of the Act:

 
















Title of each class Name of each exchange on which registered
Common Stock ($.10 par value) The NYSE Amex

 

STYLE="line-height:6px;margin-top:0px;margin-bottom:2px;border-bottom:1pt solid #000000;width:21%"> 

Indicate by check mark if the registrant is a
well-known seasoned issuer, as defined in Rule 405 of the Securities Act.    Yes  ¨    No  x

STYLE="margin-top:12px;margin-bottom:0px">Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the
Act.    Yes  ¨    No  x

SIZE="2">Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the
registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.    Yes  x    No  FACE="WINGDINGS">¨

Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained
herein, and will not be contained herein, to the best of the registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K.  FACE="WINGDINGS">¨

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated
filer, or a smaller reporting company. See definition of “accelerated filer and large accelerated filer” in Rule 12b-2 of the Exchange Act.

 

































Large Accelerated Filer ¨  Accelerated Filer ¨
Non-Accelerated Filer ¨  Smaller Reporting Company x

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange
Act).    Yes  ¨    No  x

SIZE="2">The aggregate market value of the registrant’s Common Stock ($.10 par value), the registrant’s only class of voting or non-voting common equity stock, held by non-affiliates of the registrant (6,940,993 shares) as of the close of
the business on June 30, 2008 was $22,211,178 (based on the closing sale price of $3.20 per share on that date on the NYSE Amex).

As of
March 20, 2009, there were 23,927,572 shares of the registrant’s Common Stock ($.10 par value) outstanding.

This excerpt taken from the GAN 8-K filed Nov 25, 2008.

Registrant’s telephone number, including area code: (972) 629-4301

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


This excerpt taken from the GAN 8-K filed Nov 17, 2008.

Registrant’s telephone number, including area code: (972) 629-4301

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


This excerpt taken from the GAN 10-Q filed Nov 13, 2008.

Registrant’s telephone number, including area code (972) 629-4301

 

 

Indicate by check mark whether the registrant: (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months, and (2) has been subject to such filing requirements for the past 90 days.    Yes  x    No  ¨

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See definition of “accelerated filer and large accelerated filer” in Rule 12b-2 of the Exchange Act.

 

Large Accelerated Filer   ¨    Accelerated Filer   ¨
Non-Accelerated Filer   ¨      Smaller Reporting Company   x

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).    Yes  ¨    No  x

As of November 7, 2008 there were 24,198,702 shares of the registrant’s Common Stock ($.10 par value) outstanding.

 

 

 


Table of Contents

GAINSCO, INC. AND SUBSIDIARIES

INDEX

 

         Page
PART I. FINANCIAL INFORMATION   
  Item 1.    Financial Statements:   
     Condensed Consolidated Balance Sheets as of September 30, 2008 (unaudited) and December 31, 2007    1
     Condensed Consolidated Statements of Operations for the Three Months and Nine Months Ended September 30, 2008 and 2007 (unaudited)    3
     Condensed Consolidated Statements of Shareholders’ Equity and Comprehensive Loss for the Nine Months Ended September 30, 2008 (unaudited) and the Twelve Months Ended December 31, 2007    4
     Condensed Consolidated Statements of Cash Flows for the Nine Months Ended September 30, 2008 and 2007 (unaudited)    5
     Notes to Condensed Consolidated Financial Statements September 30, 2008 and 2007 (unaudited)    7
  Item 2.    Management’s Discussion and Analysis of Financial Condition and Results of Operations    31
  Item 3.    Quantitative and Qualitative Disclosures about Market Risk    40
  Item 4.    Controls and Procedures    40
PART II. OTHER INFORMATION   
  Item 1.    Legal Proceedings    41
  Item 1A.    Risk Factors    41
  Item 2.    Unregistered Sales of Equity Securities and Use of Proceeds    42
  Item 6.    Exhibits    43
SIGNATURE    44


Table of Contents
This excerpt taken from the GAN 8-K filed Sep 10, 2008.

Registrant’s telephone number, including area code: (972) 629-4301

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


This excerpt taken from the GAN 8-K filed Aug 18, 2008.

Registrant’s telephone number, including area code: (972) 629-4301

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


This excerpt taken from the GAN 10-Q filed Aug 14, 2008.

Registrant’s telephone number, including area code (972) 629-4301

 

 

Indicate by check mark whether the registrant: (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months, and (2) has been subject to such filing requirements for the past 90 days.    Yes  x    No  ¨

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See definition of “accelerated filer and large accelerated filer” in Rule 12b-2 of the Exchange Act.

Large Accelerated Filer   ¨      Accelerated Filer  ¨       Non-Accelerated Filer  ¨      Smaller Reporting Company  x

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).    Yes  ¨    No  x

As of August 7, 2008 there were 24,236,202 shares of the registrant’s Common Stock ($.10 par value) outstanding.

 

 

 


Table of Contents

GAINSCO, INC. AND SUBSIDIARIES

INDEX

 

               Page
PART I. FINANCIAL INFORMATION   
   Item 1.    Financial Statements:   
      Condensed Consolidated Balance Sheets as of June 30, 2008 (unaudited) and December 31, 2007    1
      Condensed Consolidated Statements of Operations for the Three Months and Six Months Ended June 30, 2008 and 2007 (unaudited)    3
      Condensed Consolidated Statements of Shareholders’ Equity and Comprehensive Loss for the Six Months Ended June 30, 2008 (unaudited) and the Twelve Months Ended December 31, 2007    4
      Condensed Consolidated Statements of Cash Flows for the Six Months Ended June 30, 2008 and 2007 (unaudited)    5
      Notes to Condensed Consolidated Financial Statements June 30, 2008 and 2007 (unaudited)    7
   Item 2.    Management’s Discussion and Analysis of Financial Condition and Results of Operations    29
   Item 3.    Quantitative and Qualitative Disclosures about Market Risk    37
   Item 4.    Controls and Procedures    37
PART II. OTHER INFORMATION   
   Item 1.    Legal Proceedings    38
   Item 2.    Unregistered Sales of Equity Securities and Use of Proceeds    38
   Item 4.    Submission of Matters to a Vote of Security Holders    39
   Item 6.    Exhibits    40
SIGNATURE    41

 

(i)


Table of Contents
This excerpt taken from the GAN 8-K filed May 21, 2008.

Registrant’s telephone number, including area code: (972) 629-4301

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


This excerpt taken from the GAN 10-Q filed May 15, 2008.

Registrant’s telephone number, including area code (972) 629-4301

 

 

Indicate by check mark whether the registrant: (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months, and (2) has been subject to such filing requirements for the past 90 days.    Yes  x    No  ¨

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, or a non-accelerated filer. See definition of “accelerated filer and large accelerated filer” in Rule 12b-2 of the Exchange Act.

Large Accelerated Filer  ¨    Accelerated Filer  ¨    Non-Accelerated Filer  ¨    Smaller Reporting Company  x

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).    Yes¨    No  x

As of May 5, 2008 there were 24,259,562 shares of the registrant’s Common Stock ($.10 par value) outstanding.

 

 

 


Table of Contents

GAINSCO, INC. AND SUBSIDIARIES

INDEX

 

              Page
PART I. FINANCIAL INFORMATION   
  Item 1.    Financial Statements:   
     Review Report of Independent Registered Public Accounting Firm    1
     Condensed Consolidated Balance Sheets as of March 31, 2008 (unaudited) and December 31, 2007    2
     Condensed Consolidated Statements of Operations for the Three Months Ended March 31, 2008 and 2007 (unaudited)    4
     Condensed Consolidated Statements of Shareholders’ Equity and Comprehensive Loss for the Three Months Ended March 31, 2008 (unaudited) and the Twelve Months Ended December 31, 2007    5
     Condensed Consolidated Statements of Cash Flows for the Three Months Ended March 31, 2008 and 2007 (unaudited)    6
     Notes to Condensed Consolidated Financial Statements March 31, 2008 and 2007 (unaudited)    8
  Item 2.    Management’s Discussion and Analysis of Financial Condition and Results of Operations    29
  Item 3.    Quantitative and Qualitative Disclosures about Market Risk    36
  Item 4.    Controls and Procedures    37
PART II. OTHER INFORMATION   
  Item 1.    Legal Proceedings    38
  Item 2.    Unregistered Sales of Equity Securities and Use of Proceeds    38
  Item 6.    Exhibits    39
SIGNATURE    40

 

(i)


Table of Contents
This excerpt taken from the GAN 8-K filed Apr 3, 2008.

Registrant’s telephone number, including area code: (972) 629-4301

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


These excerpts taken from the GAN 10-K filed Mar 28, 2008.

Registrant’s telephone number, including area code (972) 629-4301

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Name of each exchange on which registered

Common Stock ($.10 par value)   The American Stock Exchange

Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.  Yes  ¨    No  x

Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act.  Yes  ¨    No  x

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.  Yes  x    No  ¨

Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained herein, to the best of the registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K.  ¨

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See definition of “accelerated filer and large accelerated filer” in Rule 12b-2 of the Exchange Act.

Large Accelerated Filer  ¨            Accelerated Filer  ¨            Non-Accelerated Filer  ¨            Smaller Reporting Company  x

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).  Yes  ¨    No  x

The aggregate market value of the registrant’s Common Stock ($.10 par value), the registrant’s only class of voting or non-voting common equity stock, held by non-affiliates of the registrant (7,686,707 shares) as of the close of the business on June 30, 2007 was $50,655,399 (based on the closing sale price of $6.59 per share on that date on the American Stock Exchange).

As of March 21, 2008, there were 24,922,957 shares of the registrant’s Common Stock ($.10 par value) outstanding.

Registrant’s telephone number, including area code (972) 629-4301

STYLE="margin-top:12px;margin-bottom:0px" ALIGN="center">Securities registered pursuant to Section 12(b) of the Act:

 
















Title of each class

 

Name of each exchange on which registered

Common Stock ($.10 par value) The American Stock Exchange

Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities
Act.  Yes  ¨    No  x

Indicate by
check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act.  Yes  ¨    No  FACE="WINGDINGS">x

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or
15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90
days.  Yes  x    No  ¨

Indicate by
check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained herein, to the best of the registrant’s knowledge, in definitive proxy or information statements
incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K.  ¨

Indicate by
check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See definition of “accelerated filer and large accelerated filer” in Rule 12b-2 of the Exchange
Act.

Large Accelerated Filer  FACE="WINGDINGS">¨            Accelerated Filer  FACE="WINGDINGS">¨            Non-Accelerated Filer  FACE="WINGDINGS">¨            Smaller Reporting Company  x

FACE="Times New Roman" SIZE="2">Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).  Yes  FACE="WINGDINGS">¨    No  x

The aggregate market value of the
registrant’s Common Stock ($.10 par value), the registrant’s only class of voting or non-voting common equity stock, held by non-affiliates of the registrant (7,686,707 shares) as of the close of the business on June 30, 2007 was
$50,655,399 (based on the closing sale price of $6.59 per share on that date on the American Stock Exchange).

As of March 21, 2008, there were
24,922,957 shares of the registrant’s Common Stock ($.10 par value) outstanding.

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