GSIG » Topics » Certain Beneficial Owners

This excerpt taken from the GSIG DEF 14A filed Apr 14, 2008.

Certain Beneficial Owners

The following sets forth, to the knowledge of the Company, certain information concerning the direct and indirect beneficial ownership of common shares, the Company’s only class of voting securities, as of the close of business on December 31, 2007, by each person known by the Directors or senior officers of the Company to be the beneficial owner of, or to exercise control or direction over 5% or more of the outstanding common shares of the Company as of such date. This information is based on the most recent statements on Schedule 13G filed with the United States Securities and Exchange Commission or on other information available to the Company.

 

Name and Address of Beneficial Owner1

   Amount and Nature of
Beneficial Ownership
   Percentage of
Common
Shares
 

Royce & Associates

   5,227,076    12.24 %

1414 Avenue of the Americas

New York, New York 10019

     

Sumitomo Heavy Industries Ltd.

   4,078,238    9.8 %

9-11, Kita-Shinagawa 5 Chome

Shinagawa-Ku, Tokyo, 141-8686, Japan

     

Franklin Resources, Inc.2

   3,968,924    9.3 %

One Franklin Parkway

San Mateo, California 94403

     

Third Avenue Management LLC

   2,907,156    6.95 %

622 Third Avenue, 32nd Floor

New York, New York 10017

     

T. Rowe Price Associates, Inc.

   2,636,800    6.1 %

100 E Pratt Street

Baltimore, Maryland 21202

     

Tocqueville Asset Management, L.P.

   2,449,774    5.73 %

40 West 57th Street, 19th Floor

New York, New York 10019

     

 

1

With the exception of T. Rowe Price Associates, Inc. who reports sole voting power for 1,438,300 shares and Tocqueville Asset Management, L.P. who has shared voting power of 306 shares, and sole voting power for 2,056,949 shares, the Company believes all named owners in the table have sole voting power and investment power with respect to all common shares beneficially owned by them. Statements as to ownership of common shares are based upon the most recent statements on Schedule 13G filed with the United States Securities and Exchange Commission or on other information available to the Company.

2

Consists of common shares beneficially owned by one or more investment companies or other managed accounts that are clients of investment advisers that are direct and indirect subsidiaries of Franklin Resources, Inc. Investment management contracts grant to the investment advisor subsidiaries all investment and/or voting power over the securities owned by their clients.

 

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This excerpt taken from the GSIG DEF 14A filed Apr 17, 2007.

Certain Beneficial Owners

The following sets forth, to the knowledge of the Company, certain information concerning the direct and indirect beneficial ownership of common shares, the Company’s only class of voting securities, as of the close of business on December 31, 2006, by each person known by the Directors or senior officers of the Company to be the beneficial owner of, or to exercise control or direction over 5% or more of the outstanding common shares of the Company as of such date. This information is based on the most recent statements on Schedule 13G filed with the United States Securities and Exchange Commission or on other information available to the Company.

 

Shareholder

   Shares    Percentage  

Royce & Associates

1414 Avenue of the Americas

New York, New York 10019

   5,138,500    12.29 %

Sumitomo Heavy Industries Ltd.

9-11, Kita-Shinagawa 5 Chome

Shinagawa-Ku, Tokyo, 141-8686, Japan

   4,078,238    9.8 %

Franklin Resources, Inc.(1)

One Franklin Parkway

San Mateo, California 94403

   3,885,621    9.3 %

Third Avenue Management LLC

622 Third Avenue, 32nd Floor

New York, New York 10017

   2,907,156    6.95 %

FMR Corp. (Fidelity Management and Research Corporation)

82 Devonshire St.

Boston, Massachusetts 02109

   2,634,400    6.3 %

T. Rowe Price Associates, Inc.

100 E Pratt Street

Baltimore, Maryland 21202

   2,246,279    5.3 %

(1) Consists of common shares beneficially owned by one or more investment companies or other managed accounts that are clients of investment advisers that are direct and indirect subsidiaries of Franklin Resources, Inc. Advisory contracts grant to the investment advisor subsidiaries all investment and/or voting power over the securities owned by their clients.

 

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This excerpt taken from the GSIG DEF 14A filed Apr 14, 2006.

Certain Beneficial Owners

The following sets forth, to the knowledge of the Company, certain information concerning the direct and indirect beneficial ownership of common shares, the Company’s only class of voting securities, as of the close of business on December 31, 2005, by each person known by the Directors or senior officers of the Company to be the beneficial owner of, or to exercise control or direction over 5% or more of the outstanding common shares of the Company as of such date. This information is based on the most recent statements on Schedule 13G filed with the United States Securities and Exchange Commission or on other information available to the Company.

 

Shareholder

   Shares    Percentage  

Franklin Resources, Inc.(1)

One Franklin Parkway

San Mateo, California 94403

   4,465,843    10.7 %

Sumitomo Heavy Industries Ltd.

9-11, Kita-Shinagawa 5 Chome

Shinagawa-Ku, Tokyo, 141-8686, Japan

   4,078,238    9.8 %

FMR Corp. (Fidelity Management and Research Corporation)

82 Devonshire St.

Boston, Massachusetts 02109

   2,630,000    6.3 %

(1) Consists of common shares beneficially owned by one or more investment companies or other managed accounts that are clients of investment advisers that are direct and indirect subsidiaries of Franklin Resources, Inc. Advisory contracts grant to the investment advisor subsidiaries all investment and/or voting power over the securities owned by their clients.
This excerpt taken from the GSIG DEF 14A filed Apr 25, 2005.

Certain Beneficial Owners

The following sets forth, to the knowledge of the Company, certain information concerning the direct and indirect beneficial ownership of common shares, the Company’s only class of voting securities, as of the close of business on December 31, 2004, by each person known by the directors or senior officers of the Company to be the beneficial owner of, or to exercise control or direction over 5% or more of the outstanding common shares of the Company as of such date. This information is based on the most recent statements on Schedule 13G filed with the United States Securities and Exchange Commission or on other information available to the Company.

Shareholder
         Shares
     Percentage
Sumitomo Heavy Industries Ltd.
9–11, Kita-Shinagawa 5 Chome
Shinagawa-Ku, Tokyo, 141-8686, Japan
                    4,078,238              9.8 %  
 
Franklin Resources, Inc.(1)
One Franklin Parkway
San Mateo, California 94403
                    3,092,888              7.5 %  
 
FMR Corp.
(Fidelity Management and Research Corporation) (2)
82 Devonshire St.
Boston, Massachusetts 02109
                    2,627,690              6.3 %  
 


(1)
  Consists of shares held by investors whose accounts are managed by Franklin Templeton Investments Corp., Templeton Investment Counsel, LLC, Franklin Templeton Investment Management Limited and Templeton Global Advisors Limited. Franklin Templeton Investments Corp., Templeton Investment Counsel, LLC, Franklin Templeton Investment Management Limited and Templeton Global Advisors Limited have shared voting and dispositive power as to all such shares.

(2)
  Includes 55,165 shares owned by Fidelity Management Trust Company and 98,455 shares owned by Fidelity International Limited, Hamilton, Bermuda.

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