GVHR » Topics » Section 16(a) Beneficial Ownership Reporting Compliance

These excerpts taken from the GVHR 10-K filed Apr 30, 2009.

Section 16(a) Beneficial Ownership Reporting Compliance

 

Section 16(a) of the Exchange Act requires our executive officers, directors and all persons who beneficially own more than 10% of the outstanding shares of our common stock (“Reporting Persons”) to file reports of ownership and changes in ownership with the SEC. Reporting Persons are required to furnish us with copies of all reports they file. As a matter of practice, our administrative staff assists our executive officers and directors in preparing and filing such reports with the SEC.

 

To our knowledge, based solely upon a review of copies of reports filed by the Reporting Persons with the SEC for the year ended December 31, 2008, and representations provided to us by the Reporting Persons, no Reporting Person failed to file the forms required by Section 16(a) of the Exchange Act on a timely basis, except due to an administrative error, the Form 3 for Edwin E. Hightower, Jr., filed on July 1, 2008, erroneously reported 1,879 shares beneficially owned, rather than the actual 1,336 shares beneficially owned by him; and on April 7, 2009, the Form 4 for Mr. Hightower was filed to reflect the disposition of 191 shares for tax withholding purposes on January 15, 2009.  In addition, in reconciling holding records for George B. Beitzel and his wife, it was determined that one sale and two gift transactions by Mr. Beitzel were not timely reported in 2005 and 2006; a Form 4 was filed on March 18, 2009 for Mr. Beitzel to accurately reflect his current holdings.

 

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Section 16(a) Beneficial Ownership Reporting
Compliance



 



Section 16(a) of
the Exchange Act requires our executive officers, directors and all persons who
beneficially own more than 10% of the outstanding shares of our common stock (“Reporting
Persons”) to file reports of ownership and changes in ownership with the SEC.
Reporting Persons are required to furnish us with copies of all reports they
file. As a matter of practice, our administrative staff assists our executive
officers and directors in preparing and filing such reports with the SEC.



 



To our knowledge, based
solely upon a review of copies of reports filed by the Reporting Persons with
the SEC for the year ended December 31, 2008, and representations provided
to us by the Reporting Persons, no Reporting Person failed to file the forms
required by Section 16(a) of the Exchange Act on a timely basis,
except due to an administrative error, the Form 3 for Edwin E. Hightower,
Jr., filed on July 1, 2008, erroneously reported 1,879 shares beneficially
owned, rather than the actual 1,336 shares beneficially owned by him; and on April 7,
2009, the Form 4 for Mr. Hightower was filed to reflect the
disposition of 191 shares for tax withholding purposes on January 15,
2009.  In addition, in reconciling
holding records for George B. Beitzel and his wife, it was determined that
one sale and two gift transactions by Mr. Beitzel were not timely reported
in 2005 and 2006; a Form 4 was filed on March 18, 2009 for Mr. Beitzel
to accurately reflect his current holdings.



 



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This excerpt taken from the GVHR DEF 14A filed Apr 12, 2007.
Section 16(a) Beneficial Ownership Reporting Compliance
 
Section 16(a) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), requires our executive officers and directors, and all persons who beneficially own more than 10% of the outstanding shares of our common stock (“Reporting Persons”) to file reports of ownership and changes in ownership with the SEC. Reporting Persons are required to furnish us with copies of all reports they file. As a matter of practice, our administrative staff assists our executive officers and directors in preparing and filing such reports with the SEC.
 
To our knowledge, based solely upon a review of copies of reports filed by the Reporting Persons with the SEC for the year ended December 31, 2006 and representations provided to us by the Reporting Persons, no Reporting Person failed to file the forms required by Section 16(a) of the Exchange Act on a timely basis, except that due to administrative errors: (1) a Form 4 reporting Mr. Sladnick’s disposition of 1,654 shares of common stock on July 11, 2006 was filed on October 19, 2006; and (2) a Form 4 reporting Mr. Daoust’s acquisition of 1,000 shares of common stock on June 5, 2006 was filed on June 16, 2006.
 
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