Topic Listing for Gladstone Investment

Accompanying Notes Integral Part Condensed Consolidated Financial Statements Accompanying Notes Integral Part Consolidated Financial Statements
Accompanying Notes Integral Part Financial Statements Activities Administrator
Additional Conditions Precedent Advances Additional Lender Groups
Administration Agreement Administration Agreement Gladstone Llc
Administrative Agent Branch Banking Trust 200 West Street Administrative Agent Managing Agents Individual Capacities
Administrative Agent Secured Parties Shall Fail Reason Valid Administrative Agent Shall Cases Entitled Rely Fully Protected
Administrator Advances
Adviser Adviser Administrator
Adviser Not Obligated Provide Waiver Base Management Fee Advisers Failure Identify Invest Securities Meet Investment Criteria
Advisory Administration Agreements Advisory Management Agreement
Aggregate Unrealized Capital Depreciation Agreement
Amendment Constitutes Legal Valid Binding Obligation Enforceable Against Amendment Credit Facility
Amendments Agreement Amendments Registrants Code Ethics Waiver Provision
Amendments Waivers Annual Statement Compliance
Appointment Servicer Appointment Successor Servicer
Asset Coverage Asset Diversification Requirements
Assignment Purchase Agreement Assignments Participations
Audit Committee Authorization Action
Authorization Servicer Authorize Offer Issue Long-term Rights Including Warrants Purchase
Available Information Background Reasons Proposal
Background Reasons Proposals Backup Withholding
Base Salary Bonuses Basis Presentation
Because Loans Make Equity Securities Receive Not Publicly Before After Giving Effect Such Borrowing Application Proceeds
Beneficial Owner Shares Registered Name Broker Bank Beneficial Ownership Reporting Compliance
Binding Effect Board Committees Meetings
Board Directors Recommends Stockholders Vote Favor Each Named Board Directors Recommends Vote Each Nominee Director Listed
Board Directors Recommends Vote Favor Proposal Board Directors Recommends Vote Proposal
Borrower Shall Become Investment Subject Registration 1940 Act Borrowing Base Test Shall Not Met Such Failure
Breakage Costs Business Development Status
Business Environment Business Model Dependent Developing Sustaining Strong Referral Relationships
Business Plan Dependent External Financing Constrained Limitations 1940 Business Plan Dependent External Financing Expose Risks Associated
Capital Gains Fee Cash Equivalents
Certain Relationships Related Transactions Certain Relationships Related Transactions Director Independence
Certification Pursuant 302 Sarbanes-oxley Act 2002 Certification Pursuant Usc 1350 Adopted 906 Sarbanes-oxley Act
Change Interest Rates Adversely Affect Profitability Hedging Strategy Change Name Jurisdiction Borrower Records Shall Not Organization
Change Vote After Submitting Proxy Change-in-control Borrower Originator Occurs
Changes Laws Regulations Governing Operations Interpretation Thereof Failure Changes Level Fair Value Measurements
Changes Level Fair Value Measurements Investments Chase Holdings Corp
Classification Investments Code Ethics
Collection Payments Collections Allocations
Commitments Contingencies Committed Funding Credit Facility Been Reduced 125 Inability
Common Preferred Stock Common Stock
Common Stock 0001 Par Value Per Share Common Stock Transactions
Compensation Allocation Costs Expenses Compensation Committee
Compensation Committee Interlocks Insider Participation Compensation Directors
Compensation Discussion Analysis Compensation Philosophy
Competitive Advantages Completion Acquisition Disposition Assets
Compliance Policies Procedures Computation Time Periods
Concentration Credit Risk Concentrations Credit Risk
Conclusion Conclusion Recommendation Vote Required
Conditions Effectiveness Advances Conditions Sales Below Net Asset Value
Confidentiality Conflict Interest Policy
Consolidation Contractual Obligations
Contractual Obligations Off-balance Sheet Arrangements Control Affiliate Investment Activity
Control Affiliate Investments Controls Procedures
Corporate Performance Chief Executive Officer Compensation Corporation
Costs Expenses Taxes Covenants Borrower
Covenants Servicer Creation Direct Financial Obligation Off-balance Sheet Arrangement
Credit Agreement Credit Facility Imposes Certain Limitations
Credit Facility Imposes Certain Restrictions Not Complied Accelerate Credit Information
Critical Accounting Policies Cumulative Aggregate Realized Capital Gains
Cumulative Aggregate Realized Capital Losses Current Report
Current Report Pursuant Securities Exchange Act 1934 Date Shall Earlier Business After Administrative Agent Confirms
David Dullum Gladstone Investment Corporation President David Gladstone Investment Corporation Chairman Ceo
Debt Minority Equity Investor Portfolio Expect Generally Case Debt Minority Equity Investor Portfolio Expect Often Case
Default Rates Set Here Term Debt Security Less Deferred Finance Costs
Delegation Duties Delete Clause Definition Commitment Credit Agreement Substitute Following
Delete Definition Facility Amount Credit Agreement Substitute Following Delete Definition Required Equity Investment Credit Agreement Substitute
Departure Directors Certain Officers Election Appointment Compensatory Departure Directors Principal Officers Election Appointment
Dependent Key Management Personnel Adviser Future Success Particularly Derivative
Derivatives Detach Proxy Card Here
Detach Proxy Card Here 9660 Dilution
Director Compensation Director Compensation 2007
Director Compensation 2009 Director Independence
Directors Continuing Office Until 2009 Annual Meeting Directors Continuing Office Until 2010 Annual Meeting
Directors Continuing Office Until 2011 Annual Meeting Directors Executive Officers Corporate Governance
Directors Executive Officers Registrant Directors Executive Officers Registrant Corporate Governance
Disciplined Value-and-income-oriented Investment Philosophy Focus Preservation Capital Disclosure-unaudited
Distributions Distributions Future Continue Include Return Capital
Dividend Income Dividends
Dividends Declared Dividends Distributions
Document Other Instrument Agreement Executed Connection Therewith Nor Documents Filed Part Report
Documents Incorporated Reference Duration Termination Agreement
Duties Responsibilities Servicer Duties Servicer Borrowers Agent Shall Include Without Limitation
Early Termination Events Economic Recessions Downturns Impair Portfolio Companies Harm Operating
Election Directors Employment Administrator
Employment Agreements Entire Agreement
Entry Material Definitive Agreement Equity Post-employment Non-qualified Deferred Change-in-control Compensation
Estimates Ethics Nominating Corporate Governance Committee
Example Dilutive Effect Issuance Shares Below Net Asset Exculpatory Provisions
Execution Copy Execution Version
Executive Committee Executive Compensation
Executive Officers Not Directors Exhibits
Exit Strategy Experience Fluctuations Quarterly Annual Operating Results
Experience Fluctuations Quarterly Annual Results Based Impact Inflation Experience Fluctuations Quarterly Results
Experienced Management Exposed Risks Associated Changes Interest Rates
Exposed Risks Associated Changes Interest Rates Future Hedging Exposed Risks Associated Changes Interest Rates Hedging Strategies
Extensive Due Diligence Face Losses Potential Liability Intrusion Viruses Similar Disruptions
Failure Qualify Ric Favor Administrative Agent Relating Agreement Reflecting Transfer Collateral
Federal Income Taxes Federal State Income Taxes
Fee Income Fees
Fees Compensation Financial Condition Results Operation Depend Ability Manage Future
Financial Results Negatively Affected Significant Portfolio Investment Fails Financial Statements Exhibits
Financing Activities Find Out Results Voting Annual Meeting
Flexible Transaction Structuring Following Analysis Financial Condition Results Operations
Following Events Servicer Termination Event Shall Occur Continuing Form 10-k
Form 10-q Forward-looking Statements
Forward-looking Statements Inherently Involve Certain Risks Uncertainties Even Fundamental Investment Policies
Future Capital Resources General
General Information General Valuation Policy
Generally Little Publicly Available Information Businesses Gladstone Administration
Gladstone Investment Announces Amended Credit Facility Gladstone Investment Announces Board Directors Elected David Dullum
Gladstone Investment Announces Final Results Rights Offering Gladstone Investment Announces Monthly Distributions 008 Per Common
Gladstone Investment Announces Proxy Filing Conference Call Date Gladstone Investment Announces Renewal Line Credit
Gladstone Investment Corporation Gladstone Investment Corporation 1521 Westbranch Drive Suite 200
Gladstone Investment Corporation Existing Fundamental Policies Gladstone Investment Corporation Form 10-k 2008
Gladstone Investment Corporation Proposed Policies Gladstone Investment Corporation Proxy Solicited Board Directors
Gladstone Investment Corporation Proxy Solicited Board Directors 2007 Gladstone Investment Enters 100 Credit Facility
Gladstone Investment Reports Valuation Results 2007 Reflecting Depreciation Gladstone Investment Sets Record Date Announces Informational Call
Governing Law Governing Law Amendment Shall Governed Construed Accordance Laws
Governing Law Consent Jurisdiction Waiver Objection Venue Gross Assets
Hedging Activities Not Fully Protect Adverse Changes Exchange Hedging Agreement
Hedging Strategies Held 2007
Held 2009 Higher Taxation Portfolio Companies Impact Quarterly Annual Operating
Householding Proxy Materials Identification Records
Inability Renew Credit Facility Terms Favorable Adversely Impact Inability Renew Extend Replace Credit Facility Terms Favorable
Incentive Fee Incentive Fee Induce Adviser Make Certain Investments Including
Incentive Fee Induce Gmc Make Certain Investments Including Income Source Requirements
Income Taxes Increase Net Assets Per Share Resulting Operations
Increased Access Investment Opportunities Developed Through Proprietary Research Increased Costs Capital Adequacy Illegality
Indemnification Indemnified Parties
Indemnities Borrower Indemnities Servicer
Independent Registered Public Accounting Firm Independent Registered Public Accounting Firm Fees
Index Index Consolidated Financial Statements
Information Regarding Committees Board Directors Interest Dividend Income Recognition
Interest Income Recognition Interest Payments
Interest Rate Cap Agreement Interim Financial Statements
Internal Control Integrated Framework Internally-developed Discount Cash Flow Methodologies
Internally-developed Discounted Cash-flow Methodologies Interpretation
Investment Act Investment Activity
Investment Adviser Administrator Investment Advisory Management Agreement
Investment Advisory Management Agreement Gladstone Corporation Investment Highlights
Investment Income Investment Policies
Investment Principal Amortization Investment Principal Repayments
Investment Strategy Investment Strategy Focused Primarily Privately-held Companies Presents Certain
Investment Structure Investment Valuation
Investment Valuation Policy Investments
Investments Prospective Portfolio Companies Risky Lose Part Investment Investments Securities Companies Foreign Operations Involve Significant Risks
Investments Small Medium-sized Portfolio Companies Extremely Risky Lose Investments Typically Long Term Require Several Realize Liquidation
Ipo Issuance Equity
Issuance Subscription Rights Existing Stockholders Dilute Ownership Voting Issue Senior Securities Including Debt Exposed Additional Risks
Jeff Rudner Ubs Joint Representations Warranties Regarding Ordinary Course Business
Key Stockholder Considerations Lack Liquidity Privately Held Investments Adversely Affect Business
Legal Proceedings Lender Address Telecopier Number Set Forth Signature Page
Lender Applicable Address Set Forth Name Signature Pages Leverage
License Agreement Limitation Liability Administrator Indemnification
Limitation Liability Adviser Indemnification Limitation Liability Servicer Others
Line Credit Liquidation Value Assets
Loan Participations Loan Payable Affiliate
Loan Servicing Agreement Loan Servicing Portfolio Fees
Long-term Incentives Longer Investment Horizon Attractive Publicly Traded Model
Management Expertise Managements Annual Report Internal Control Over Financial Reporting
Managements Report Financial Statements Managerial Assistance Services
Market Price Shares Fluctuate Significantly Market Registrants Common Equity Related Stockholder Matters Issuer
Market Servicing Fee Material Adverse Change Occurs Respect Borrower Originator Servicer
Mclean Virginia 22102 Meetings
Membership Term Merger Consolidation Servicer
Monitoring Near-term Investment Strategy Compliance Regulated Asset Diversification Test
Net Decrease Assets Operations Net Decrease Assets Per Share Resulting Operations
Net Decrease Assets Resulting Operations Net Decrease Increase Assets Operations
Net Decrease Increase Assets Per Share Resulting Operations Net Decrease Increase Assets Resulting Operations
Net Decrease Increase Assets Resulting Operations Per Common Net Decrease Increase Assets Resulting Operations Per Share
Net Increase Assets Operations Net Increase Assets Resulting Operations Per Share
Net Increase Decrease Assets Operations Net Increase Decrease Assets Resulting Operations
Net Increase Decrease Assets Resulting Operations Per Common Net Unrealized Appreciation Borrowings Line Credit
Net Unrealized Depreciation Derivative New Accounting Pronouncements
New Credit Facility Branch Bank Trust Termination Deutsche New Limited Operating History
New Revolving Credit Facility Nominee Election Two-year Term Expiring 2008 Annual Meeting
Nominees Election Three-year Term Expiring 2010 Annual Meeting Nominees Three-year Term Expiring 2011 Annual Meeting
Nominees Three-year Term Expiring 2012 Annual Meeting Non-control Non-affiliate Investments
Non-reliance Administrative Agent Managing Agents Other Lenders Not Able Extend Renew Credit Facility Terms Reasonably
Not Applicable Not Invest Proceeds Initial Offering Timely Manner Returns
Not Realize Gains Equity Investments Notes Financial Statements 2006
Notice Annual Meeting Stockholders Held 2006 Notice Repurchase Results Prepayment Portion Advance
Notices Notices Etc
Now Therefore Number 000-51233
Number 814-00704 Number Term Office
Obligated Pay Adviser Incentive Compensation Even Incur Loss Obligations Borrower Shall Survive Removal Administrative Agent Managing
Off-balance Sheet Arrangements Operate Highly Competitive Market Investment Opportunities
Operating Activities Operating Expenses
Optional Changes Facility Amount Prepayments Optional Repurchase Transferred Loans
Organization Other Events
Other Information Other Matters
Other Risks Other Servicer Furnish Borrower Managing Agent Administrative Such
Other Terms Overview
Overview General Overview Investment Approval Process
Part Paying Proxy Solicitation
Payment Certain Expenses Servicer Payments Computations Etc
Pending Account Per Common Share
Percentage Pre-incentive Fee Net Investment Income Allocated Income-related Performance Measurement Comparison
Personal Benefits Policies Policies Procedures
Portfolio Companies Likely Debt Ranks Equally Senior Investments Portfolio Concentrated Limited Number Companies Industries Subjects Increased
Portfolio Investment Activity Portfolio Investments Comprised Solely Debt Securities
Portfolio Investments Controlled Companies Comprised Bundle Include Debt Portfolio Investments Non-controlled Companies Comprised Bundle Include Debt
Portfolio Investments Recorded Fair Value Determined Good Faith Pre-approval Policies Procedures
Preamble Preferred Common Stock
Preliminary Voting Results Announced Annual Meeting Final Published Prepayments Loans Portfolio Companies Adversely Impact Results Operations
Prepayments Portfolio Companies Adversely Impact Results Operations Reduce Presentation
Press Release Include Statements Constitute Forward-looking Including Regard Pricewaterhousecoopers Llp
Primary Investments Deemed Not Qualifying Assets Lose Status Principal Accountant Fees Services
Principal Repayments Procedures Advances
Proceedings Proceeds Revolver Loan Funding Account Shall Invested Written
Properties Proposal Approval Amendment Fundamental Policies Repeal Policy Relates
Proprietary Investment Term Debt Repayments Revolver Reductions Extinguishments Proprietary Investments Term Debt Repayments Revolver Reductions Extinguishments
Prospective Portfolio Characteristics Protection Security Interest Appointment Administrative Agent Attorney-in-fact
Provisions Delaware General Corporation Law Certificate Incorporation Bylaws Publicly-traded Securities
Purchase Agreement Borrowing Funds Such Other Activities Incidental Purchase Agreement Only Pursuant Borrower Acquires Collateral Other
Purchase Investments Affiliate Purpose
Pursuant 302 Sarbanes-oxley Act 2002 Qualification Ric
Qualifications Director Candidates Qualifying Assets
Quantitative Qualitative Disclosures Market Risk Quench Usa Llc
Realization Defaulted Loans Charged-off Realized Gain Loss Unrealized Appreciation Depreciation Portfolio Investments
Realized Losses Realized Unrealized Gain Loss Investments
Realized Unrealized Loss Gain Investments Realized Unrealized Loss Investments
Reasons Proposal Receipt Administrative Agent Proceeds Purchase Transferred Loan Pursuant
Receiving Materials Recent Accounting Pronouncements
Recent Developments Recent Sales Unregistered Securities
Reclassifications Records
Recourse Against Certain Parties Reference Effect Transaction Documents
Registration Statement Regulated Investment Status
Regulation Business Development Regulation Governmental Authority Preserve Protect Fully Interest Administrative
Regulations Governing Operation Business Development Affect Ability Way Reimbursement Indemnification
Related Funding Date Borrower Servicer Case Shall Certified Related Party Transactions
Relationship Independent Accountants Relatively New Limited Operating History
Release Liens Reliance
Remedies Remember Vote Important Matter Large Small Holdings Please
Renewal Advisory Agreement Report Audit Committee Board Directors
Report Compensation Committee Board Directors Report Compensation Committee Board Directors Executive
Report Independent Registered Public Accounting Firm Report Management Internal Controls
Reporting Borrower Furnish Administrative Agent Each Managing Reports
Representations Warranties Borrower Representations Warranties Servicer
Required Equity Investment Shall Maintained Required Vote
Responsibilities Responsibility Dual Directors Officers Employees
Results Operation Financial Condition Results Operations
Results Operations Dollar Amounts Results Operations Financial Condition
Revenue Recognition Revocability Proxies
Revolver Loan Funding Revolving Credit Facility
Risk Factors Risk Management
Risk Not Receive Distributions Risk Not Receive Dividends Grow Over Time
Risks Related Economic Conditions Risks Related Economy
Risks Related External Financing Risks Related External Management
Risks Related Investment Common Stock Risks Related Investments
Risks Related Regulation Structure Ross Demmerle Hilliard Lyons
Sale Chase Holdings Corp Revolving Line Credit Sale Investments Affiliate
Sale Shares Sarbanes-oxley Act 2002
Sas Scanline
Schedule 14a Sec
Securities Authorized Issuance Equity Compensation Plans Securities Exchange
Securities Limited Market Exists Securities Market Exists
Securitization Security Interest
Security Ownership Certain Beneficial Owners Management Related Stockholder Selected Quarterly Data
Senior Secured Debt Senior Syndicated Loan Sales
Senior Syndicated Loan Valuations Senior Syndicated Sales
Separate Existence Borrower Shall Servicer Advances
Servicer Behalf Borrower Shall Make Such Deposits Payments Servicer Not Resign
Servicer Termination Events Services
Services Provided Portfolio Companies Settlement Procedures
Shall Inure Benefit Actions Taken Omitted While Was Shares Closed-end Investment Companies Frequently Trade Discount Net
Shelf Registration Statement Short -term Loan
Short -term Loan Agreement Short -term Loan Repayment
Short-term Loan Short-term Loan Agreement
Short-term Loan Repayment Signature
Signatures Significant Managerial Assistance
Significant Potential Conflicts Interest Impact Investment Returns Small Medium-sized Businesses Generally Less Predictable Operating Results
Small Medium-sized Businesses Likely Dependent Persons Small Medium-sized Businesses Likely Greater Exposure Economic Downturns
Small Medium-sized Businesses Limited Financial Resources Not Able Small Medium-sized Businesses Limited Operating Histories
Small Medium-sized Businesses Typically Narrower Product Lines Smaller Solicitation
Staffing Statement Filed Pursuant Agreement Connection Advance Hereunder Unless
Statements Contained Herein Other Historical Facts Constitute Statements Contained Herein Other Historical Facts Constitute Forward-looking
Stock Option Grants Exercises Stockholder Authorization
Stockholder Communications Board Directors Stockholder Proposals Communications Board Directors
Stockholder Proposals Due Next Annual Meeting Stockholder Recommendation Director Candidates Ethics Nominating Corporate Governance
Stockholder Record Shares Registered Name Stockholders Incur Dilution Sell Shares Common Stock Offerings
Strong Competitive Position Industry Sub-administrator
Sub-adviser Subject Corporate Level Tax Unable Satisfy Internal Revenue
Submission Matters Vote Security Holders Subordinated Debt Mezzanine
Subsequent Events Subsidiaries Registrant
Successor Administrative Agent Managing Summary Significant Accounting Policies
Summary Table Common Stock Dividends Ending 2008 Tax Status
Taxation Stockholders Taxes
Temporary Investments Term Agreement
Terrorist Attacks Acts War National Disasters Affect Market Time Revolving Period Borrower Prepay Portion Advances Outstanding
Top Form Typically Invest Transactions Involving Acquisitions Buyouts Recapitalizations Companies
Undertakes Obligation Publicly Update Revise Forward-looking Statements Whether United States Securities Exchange
Unless Contrary Direction Indicated Proxy Voted Favor Each Unrealized Depreciation Experience Investment Portfolio Indication Future Realized
Unrealized Gains Losses Valuation Considerations
Valuation Methods Valuation Process
Value-and-income Orientation Positive Cash Flow Vcall
Vernon Plack Bbt Capital Markets Versatile Transaction Structuring
Vote Vote Annual Meeting
Vote Required Votes
Votes Counted Votes Needed Approve Each Proposal
Voting Rights Outstanding Shares Waiver Jury Trial
Waiver Rights Remedies What Broker Non-votes
What Mean Receive Proxy Card What Mean Receive Set Proxy Materials
What Proxy Materials Available Internet What Quorum Requirement
What Return Proxy Card Not Make Specific Choices What Voting
Whereas Withhold Authority Vote Favor Nominee Except Write Name
Witness Whereof Witness Whereof Parties Hereto Caused Agreement Duly Executed
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