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GOOG » Topics » SECTION 16(a) BENEFICIAL OWNERSHIP REPORTING COMPLIANCE

This excerpt taken from the GOOG DEF 14A filed Mar 24, 2009.

SECTION 16(a) BENEFICIAL OWNERSHIP REPORTING COMPLIANCE

Section 16(a) of the Securities Exchange Act of 1934, as amended, requires our directors, executive officers and holders of more than 10% of our Class A and Class B common stock to file with the SEC reports regarding their ownership and changes in ownership of our securities. We believe that, during 2008, our directors, executive officers and 10% stockholders complied with all Section 16(a) filing requirements, with the exceptions noted below.

 

  •  

A late Form 4 report was filed for Arthur D. Levinson on April 14, 2008 to report the exercise and conversion of 13,000 shares of Class B common stock, effective February 28, 2008.

 

  •  

A late Form 4 report was filed for Jonathan Rosenberg on June 7, 2008 to report the exercise and conversion of 191 shares of Class B common stock, the transfer of the converted 191 shares of Class A common stock to his trust and the sale of 191 shares of Class A common stock from his trust, effective June 2, 2008.

In making these statements, we have relied upon examination of the copies of Forms 3, 4 and 5, and amendments to these forms, provided to us and the written representations of our directors, executive officers and 10% stockholders.

 

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This excerpt taken from the GOOG DEF 14A filed Mar 25, 2008.

SECTION 16(a) BENEFICIAL OWNERSHIP REPORTING COMPLIANCE

Section 16(a) of the Securities Exchange Act of 1934, as amended, requires our directors, executive officers and holders of more than 10% of our Class A and Class B common stock to file with the SEC reports regarding their ownership and changes in ownership of our securities. We believe that, during 2007, our directors, executive officers and 10% stockholders complied with all Section 16(a) filing requirements, with the exceptions noted below.

 

  •  

A late Form 4 report was filed for John Hennessy on January 31, 2007 to report the exercise and conversion of 100 shares of Class B common stock and the sale of 100 shares of Class A common stock, effective January 26, 2007.

 

  •  

A late Form 4 report was filed for John Hennessy on March 26, 2007 to report the exercise and conversion of 140 shares of Class B common stock and the sale of 140 shares of Class A common stock, effective March 21, 2007

 

  •  

A late Form 4 report was filed for Shona Brown on April 5, 2007 to report the exercise and sale of 2,541 shares of Class A common stock, effective April 2, 2007.

 

  •  

A late Form 4 report was filed for Shona Brown on April 5, 2007 to report the exercise and sale of 583 shares of Class A common stock, effective April 2, 2007.

 

  •  

A late Form 4 report was filed for John Hennessy on April 30, 2007 to report the exercise and conversion of 170 shares of Class B common stock and the sale of 170 shares of Class A common stock, effective April 25, 2007.

 

  •  

A late Form 4 report was filed for Jonathan Rosenberg on May 7, 2007 to report the exercise and conversion of 315 shares of Class B common stock, the transfer of the converted 315 shares of Class A common stock to his trust and the sale of 315 shares of Class A common stock from his trust, effective May 2, 2007.

 

  •  

A late Form 4 report was filed for Shona Brown on May 7, 2007 to report the exercise and sale of 2,541 shares of Class A common stock, effective May 2, 2007.

 

  •  

A late Form 4 report was filed for Shona Brown on May 7, 2007 to report the exercise and sale of 583 shares of Class A common stock, effective May 2, 2007.

 

  •  

A late Form 4 report was filed for Jonathan Rosenberg on September 11, 2007 to report the exercise and conversion of 315 shares of Class B common stock, the transfer of the converted 315 shares of Class A common stock to his trust and the sale of 315 shares of Class A common stock from his trust, effective September 6, 2007.

 

  •  

A late Form 4 report was filed for George Reyes on September 11, 2007 to report the exercise and conversion of 359 shares of Class B common stock, the transfer of the converted 359 shares of Class A common stock to his trust and the sale of 359 shares of Class A common stock from his trust, effective September 6, 2007.

 

  •  

A late Form 4 report was filed for Ann Mather on November 6, 2007 to report the sale of 235 shares of Class A common stock (acquired through Google Stock Units), effective May 31, 2007.

 

  •  

A late Form 4 report was filed for Shirley Tilghman on January 9, 2008 to report the sale of 400 shares of Class A common stock (acquired through Google Stock Units), effective October 23, 2007.

In making these statements, we have relied upon examination of the copies of Forms 3, 4 and 5, and amendments to these Forms, provided to us and the written representations of our directors, executive officers and 10% stockholders.

 

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EXCERPTS ON THIS PAGE:

DEF 14A
Mar 24, 2009
DEF 14A
Mar 25, 2008

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