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GMCR » Topics » EQUITY COMPENSATION PLAN INFORMATION

This excerpt taken from the GMCR DEF 14A filed Jan 28, 2008.

EQUITY COMPENSATION PLAN INFORMATION

The following table provides information as of September 29, 2007 about the Company’s securities which may be issued under the Company’s compensation plans.

 

Plan category

    Number of securities
to be issued upon
exercise of
outstanding options,
warrants and rights		    Weighted average
exercise price of
outstanding
options, warrants
and rights		    Number of securities
remaining available for
future issuance under
equity compensation plans
(excluding securities
reflected in column (a))(1)
   (a)    (b)    (c)

Equity compensation plans approved by security holders

    2,730,593    $ 12.41    1,069,472

Equity compensation plans not approved by security holders(2)

    787,371    $ 11.83    —  
                

Total

    3,517,964    $ 12.28    1,069,472
                

 

(1) Includes shares authorized under the 2002 Deferred Compensation Plan, Employee Stock Purchase Plan, 2006 Incentive Plan, 2000 Incentive Plan and 1999 Incentive Plan.

 

(2) Includes compensation plans assumed in the Keurig acquisition and inducement grants to Lawrence Blanford and Nicholas Lazaris. See Note 13 of the Consolidated Financial Statements included in the Company’s Annual Report on Form 10-K for the year ending September 29, 2007.

 

39

Table of Contents
This excerpt taken from the GMCR DEF 14A filed Jan 25, 2007.

EQUITY COMPENSATION PLAN INFORMATION

The following table provides information as of September 30, 2006 about the Company’s securities which may be issued under the Company’s compensation plans.

 

Plan category

    Number of securities
to be issued upon
exercise of
outstanding options,
warrants and rights		    Weighted average
exercise price of
outstanding
options, warrants
and rights		    Number of securities
remaining available for
future issuance under
equity compensation plans
(excluding securities
reflected in column (a))
     (a)    (b)    (c)

Equity compensation plans approved by security holders

    901,030    $ 19.34    526,366

Equity compensation plans not approved by security holders (1)

    252,173    $ 20.32    —  
                

Total

    1,153,203    $ 19.55    526,366
                
(1) Includes compensation plans assumed in the Keurig acquisition and an inducement grant to Nicholas Lazaris. See Note 12 of the Consolidated Financial Statements included in the Annual Report on Form 10-K for the year ended September 30, 2006.

 

21

Table of Contents

EXCERPTS ON THIS PAGE:

DEF 14A
Jan 28, 2008
DEF 14A
Jan 25, 2007

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