GHL » Topics » Transfer Restrictions.

This excerpt taken from the GHL DEF 14A filed Apr 18, 2005.
Transfer Restrictions. Each covered managing director will agree, among other things, except as described below, not transfer, and to maintain sole beneficial ownership of, his or her covered shares until May 11, 2009. Transfers include, among other things, any disposition of the economic risks of ownership of covered shares, including short sales, option transactions and use of derivative financial instruments or other hedging arrangements with respect to our securities.

     

"Transfer Restrictions." elsewhere:

Cowen Group (COWN)
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