GUID » Topics » Securities registered pursuant to Section 12(b) of the Act:

These excerpts taken from the GUID 10-K filed Mar 3, 2009.

Securities registered pursuant to Section 12(b) of the Act:

 

Common Stock, $0.001 par value per share   The NASDAQ Stock Market LLC
(Title of each class)   (Name of each exchange on which registered)

Securities registered pursuant to Section 12(b) of the Act:

STYLE="font-size:6px;margin-top:0px;margin-bottom:0px"> 
















Common Stock, $0.001 par value per share The NASDAQ Stock Market LLC
(Title of each class) (Name of each exchange on which registered)

Securities registered pursuant to Section 12(b) of the Act:

STYLE="font-size:6px;margin-top:0px;margin-bottom:0px"> 
















Common Stock, $0.001 par value per share The NASDAQ Stock Market LLC
(Title of each class) (Name of each exchange on which registered)

Securities registered pursuant to Section 12(g) of the Act:

STYLE="margin-top:0px;margin-bottom:0px" ALIGN="center">None.

 

STYLE="line-height:6px;margin-top:0px;margin-bottom:2px;border-bottom:1pt solid #000000;width:21%"> 

Indicate by check mark if the
registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.    Yes  ¨    No  x

Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the
Act.    Yes  ¨    No  x

FACE="Times New Roman" SIZE="2">Indicate by check mark whether the registrant: (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter
period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.    Yes  FACE="WINGDINGS">x    No  ¨

Indicate by check mark if
disclosure of delinquent filers pursuant to Item 405 of Regulation of S-K is not contained herein, and will not be contained, to the best of the registrant’s knowledge, in definitive proxy or information statements incorporated by
reference in Part III of this Form 10-K or any amendment to this Form 10-K.    ¨

SIZE="2">Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated
filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):

 

STYLE="font-size:6px;margin-top:0px;margin-bottom:0px"> 




















Large accelerated filer  ¨

 Accelerated filer  x

Non-accelerated filer  ¨

 Smaller reporting company  ¨

(Do not check if a smaller reporting company)

 

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the
Exchange Act).    Yes  ¨    No  x

FACE="Times New Roman" SIZE="2">As of June 30, 2008, the aggregate market value of the registrant’s common stock held by non-affiliates of the registrant was $96,310,000* based on the closing sale price as reported on the Global Market
tier of The NASDAQ Stock Market LLC. As of February 27, 2009, there were approximately 23,325,000 shares of the registrant’s Common Stock outstanding, net of treasury shares.

STYLE="font-size:6px;margin-top:0px;margin-bottom:0px"> 





*Excludes shares of Common Stock held by executive officers, directors and stockholders whose ownership exceeds 5% of the shares outstanding on that date. This calculation does not
reflect a determination that such persons are affiliates for any other purposes.

DOCUMENTS INCORPORATED BY REFERENCE

Portions of the registrant’s definitive proxy statement to be filed with the Commission pursuant to Regulation 14A in connection with
the registrant’s 2009 Annual Meeting of Stockholders (the “Proxy Statement”) or portions of the registrant’s 10-K/A, to be filed subsequent to the date hereof, are incorporated by reference into Part III of this Report. Such
Proxy Statement or 10-K/A will be filed with the Commission not later than 120 days after the conclusion of the registrant’s fiscal year ended December 31, 2008.

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Table of Contents


GUIDANCE SOFTWARE, INC.

ALIGN="center">Form 10-K

Securities registered pursuant to Section 12(g) of the Act:

STYLE="margin-top:0px;margin-bottom:0px" ALIGN="center">None.

 

STYLE="line-height:6px;margin-top:0px;margin-bottom:2px;border-bottom:1pt solid #000000;width:21%"> 

Indicate by check mark if the
registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.    Yes  ¨    No  x

Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the
Act.    Yes  ¨    No  x

FACE="Times New Roman" SIZE="2">Indicate by check mark whether the registrant: (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter
period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.    Yes  FACE="WINGDINGS">x    No  ¨

Indicate by check mark if
disclosure of delinquent filers pursuant to Item 405 of Regulation of S-K is not contained herein, and will not be contained, to the best of the registrant’s knowledge, in definitive proxy or information statements incorporated by
reference in Part III of this Form 10-K or any amendment to this Form 10-K.    ¨

SIZE="2">Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated
filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):

 

STYLE="font-size:6px;margin-top:0px;margin-bottom:0px"> 




















Large accelerated filer  ¨

 Accelerated filer  x

Non-accelerated filer  ¨

 Smaller reporting company  ¨

(Do not check if a smaller reporting company)

 

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the
Exchange Act).    Yes  ¨    No  x

FACE="Times New Roman" SIZE="2">As of June 30, 2008, the aggregate market value of the registrant’s common stock held by non-affiliates of the registrant was $96,310,000* based on the closing sale price as reported on the Global Market
tier of The NASDAQ Stock Market LLC. As of February 27, 2009, there were approximately 23,325,000 shares of the registrant’s Common Stock outstanding, net of treasury shares.

STYLE="font-size:6px;margin-top:0px;margin-bottom:0px"> 





*Excludes shares of Common Stock held by executive officers, directors and stockholders whose ownership exceeds 5% of the shares outstanding on that date. This calculation does not
reflect a determination that such persons are affiliates for any other purposes.

DOCUMENTS INCORPORATED BY REFERENCE

Portions of the registrant’s definitive proxy statement to be filed with the Commission pursuant to Regulation 14A in connection with
the registrant’s 2009 Annual Meeting of Stockholders (the “Proxy Statement”) or portions of the registrant’s 10-K/A, to be filed subsequent to the date hereof, are incorporated by reference into Part III of this Report. Such
Proxy Statement or 10-K/A will be filed with the Commission not later than 120 days after the conclusion of the registrant’s fiscal year ended December 31, 2008.

STYLE="font-size:4px;margin-top:0px;margin-bottom:0px"> 

 

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Table of Contents


GUIDANCE SOFTWARE, INC.

ALIGN="center">Form 10-K

This excerpt taken from the GUID 10-Q filed Aug 11, 2008.

Securities registered pursuant to Section 12(g) of the Act:

None.

 

 

Indicate by check mark whether the registrant: (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.    Yes  þ    No  ¨

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer or a smaller reporting company (as defined in Rule 12b-2 of the Exchange Act).

Large accelerated filer  ¨            Accelerated filer  þ            Non-accelerated filer  ¨            Smaller reporting company  ¨

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).     Yes  ¨    No  þ

As of August 6, 2008, there were approximately 23,157,000 shares of the registrant’s Common Stock outstanding.

 

 

 


Table of Contents
These excerpts taken from the GUID 10-K filed Apr 15, 2008.

Securities registered pursuant to Section 12(b) of the Act:

 

Common Stock, $0.001 par value per share   The NASDAQ Stock Market LLC
(Title of each class)   (Name of each exchange on which registered)

Securities registered pursuant to Section 12(g) of the Act:

STYLE="margin-top:0px;margin-bottom:0px" ALIGN="center">None.

 

STYLE="line-height:6px;margin-top:0px;margin-bottom:2px;border-bottom:1pt solid #000000;width:26%"> 

Indicate by check mark if the
registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.    Yes  ¨    No  x

Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the
Act.    Yes  ¨    No  x

FACE="Times New Roman" SIZE="2">Indicate by check mark whether the registrant: (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter
period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.    Yes  FACE="WINGDINGS">x    No  ¨

Indicate by check mark if
disclosure of delinquent filers pursuant to Item 405 of Regulation of S-K is not contained herein, and will not be contained, to the best of the registrant’s knowledge, in definitive proxy or information statements incorporated by
reference in Part III of this Form 10-K or any amendment to this Form 10-K.    ¨

SIZE="2">Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, or a non-accelerated filer (as defined in Rule 12b-2 of the Exchange Act):

ALIGN="center">Large accelerated filer  FACE="WINGDINGS">¨                    Accelerated filer  FACE="WINGDINGS">x                    Non-accelerated filer  ¨

STYLE="margin-top:6px;margin-bottom:0px; text-indent:4%">Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange
Act).    Yes  ¨    No  x

FACE="Times New Roman" SIZE="2">The aggregate market value of the voting stock held by non-affiliates of the registrant computed by reference to the price at which the common equity was last sold on March 5, 2008, as reported on the Global
Market tier of The NASDAQ Stock Market LLC was approximately $103,900,000.*

As of March 5, 2008, there were approximately 23,095,000
shares of the registrant’s Common Stock outstanding.

 





*Excludes shares of Common Stock held by executive officers, directors and stockholders whose ownership exceeds 5% of the shares outstanding at March 5, 2008. This calculation
does not reflect a determination that such persons are affiliates for any other purposes.
These excerpts taken from the GUID 10-K filed Mar 17, 2008.

Securities registered pursuant to Section 12(b) of the Act:

 

Common Stock, $0.001 par value per share   The NASDAQ Stock Market LLC
(Title of each class)   (Name of each exchange on which registered)

Securities registered pursuant to Section 12(g) of the Act:

STYLE="margin-top:0px;margin-bottom:0px" ALIGN="center">None.

 

STYLE="line-height:6px;margin-top:0px;margin-bottom:2px;border-bottom:1pt solid #000000;width:21%"> 

Indicate by check mark if the
registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.    Yes  ¨    No  x

Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the
Act.    Yes  ¨    No  x

FACE="Times New Roman" SIZE="2">Indicate by check mark whether the registrant: (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter
period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.    Yes  FACE="WINGDINGS">x    No  ¨

Indicate by check mark if
disclosure of delinquent filers pursuant to Item 405 of Regulation of S-K is not contained herein, and will not be contained, to the best of the registrant’s knowledge, in definitive proxy or information statements incorporated by
reference in Part III of this Form 10-K or any amendment to this Form 10-K.    ¨

SIZE="2">Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, or a non-accelerated filer (as defined in Rule 12b-2 of the Exchange Act):

ALIGN="center">Large accelerated filer  FACE="WINGDINGS">¨                    Accelerated filer  FACE="WINGDINGS">x                    Non-accelerated filer  ¨

STYLE="margin-top:6px;margin-bottom:0px; text-indent:4%">Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange
Act).    Yes  ¨    No  x

FACE="Times New Roman" SIZE="2">The aggregate market value of the voting stock held by non-affiliates of the registrant computed by reference to the price at which the common equity was last sold on March 5, 2008, as reported on the Global
Market tier of The NASDAQ Stock Market LLC was approximately $103,900,000.*

As of March 5, 2008, there were approximately 23,095,000
shares of the registrant’s Common Stock outstanding.

 





*Excludes shares of Common Stock held by executive officers, directors and stockholders whose ownership exceeds 5% of the shares outstanding at March 5, 2008. This calculation
does not reflect a determination that such persons are affiliates for any other purposes.
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