HOG » Topics » Item 6. Exhibits

This excerpt taken from the HOG 8-K filed May 7, 2009.

Exhibits

EXHIBIT A -- Commitments
(Definitions)

EXHIBIT B-1
-- Form of Syndicated Global Note
(Definitions)

EXHIBIT B-2
-- Form of Bid Rate Note
(Definitions)

EXHIBIT C
-- Form of Assignment Agreement
(ss.13.3)

EXHIBIT D
-- List of Closing Documents
(ss.4.1)

EXHIBIT E
-- Form of Commitment and Acceptance
(ss.2.4(b))

EXHIBIT F
-- Form of Joinder Agreement
(ss.6.1.11)




iv


This excerpt taken from the HOG 10-Q filed Apr 30, 2009.

Item 6 – Exhibits

Refer to the Exhibit Index on page 42 of this report.

 

40


Table of Contents

SIGNATURE

Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

  HARLEY-DAVIDSON, INC.
Date: April 29, 2009  

/s/ Thomas E. Bergmann

  Thomas E. Bergmann
  Executive Vice President and Chief Financial Officer
  (Principal financial and accounting officer)

 

41


Table of Contents

Harley-Davidson, Inc.

Exhibit Index to Form 10-Q

 

Exhibit No.

  

Description

10.1

   Form of Notice of Grant Award of Restricted Stock and Restricted Stock Agreement of Harley-Davidson, Inc. under the Harley-Davidson, Inc. 2004 Incentive Stock Plan

10.2

   Harley-Davidson Management Deferred Compensation Plan as amended and restated effective January 1, 2009 and further amended March 2, 2009

31.1

   Chief Executive Officer Certification pursuant to Rule 13a-14(a)

31.2

   Chief Financial Officer Certification pursuant to Rule 13a-14(a)

32.1

   Written Statement of the Chief Executive Officer and the Chief Financial Officer pursuant to 18 U.S.C. §1350

 

42

These excerpts taken from the HOG 8-K filed Jul 22, 2008.

Exhibits

EXHIBIT A -- Commitments
(Definitions)

EXHIBIT B-1
-- Form of Syndicated Global Note
(Definitions)

EXHIBIT B-2
-- Form of Bid Rate Note
(Definitions)

EXHIBIT C
-- Form of Assignment Agreement
(§ 13.3)

EXHIBIT D
-- List of Closing Documents
(§ 4.1)

EXHIBIT E
-- Form of Commitment and Acceptance
(§ 2.4(b))






iv


Exhibits

EXHIBIT A -- Commitments
(Definitions)

EXHIBIT B-1
-- Form of Syndicated Global Note
(Definitions)

EXHIBIT B-2
-- Form of Bid Rate Note
(Definitions)

EXHIBIT C
-- Form of Assignment Agreement
(§ 13.3)

EXHIBIT D
-- List of Closing Documents
(§ 4.1)

EXHIBIT E
-- Form of Syndicated Canadian Addendum
(Definitions)

EXHIBIT F
-- Form of Commitment and Acceptance
(§ 2.4(b))






iv


This excerpt taken from the HOG 10-Q filed May 1, 2008.

Item 6. Exhibits

        Refer to the Exhibit Index on page 34 of this report.

32


SIGNATURE

        Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

HARLEY-DAVIDSON, INC.



Date:  May 1, 2008
/s/ Thomas E. Bergmann
Thomas E. Bergmann
Executive Vice President and Chief Financial Officer
(Principal financial and accounting officer)












33


HARLEY-DAVIDSON, INC.

Exhibit Index to Form 10-Q

Exhibit No. Description

10.1 Form of Amended and Restated Severance Benefits Agreement as amended through April 25, 2008

10.2 Form of Amended and Restated Transition Agreement as amended through April 25, 2008

31.1 Chief Executive Officer Certification pursuant to Rule 13a-14(a)

31.2 Chief Financial Officer Certification pursuant to Rule 13a-14(a)

32.1 Written Statement of the Chief Executive Officer and the Chief Financial Officer pursuant to 18 U.S.C.ss.1350
















34

This excerpt taken from the HOG 10-Q filed Aug 6, 2007.

Item 6. Exhibits

Refer to the Exhibit Index on page 4 of this report.











2


Signature

Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this Amendment No. 1 to the report to be signed on its behalf by the undersigned thereunto duly authorized.

HARLEY-DAVIDSON, INC.



                  Date: August 6, 2007
/s/ Thomas E. Bergmann
Thomas E. Bergmann
Vice President and Chief Financial Officer
(Principal Financial and Accounting Officer)










3


HARLEY-DAVIDSON, INC.
Exhibit Index to Form 10-Q/A

Exhibit No. Description

31.1 Chief Executive Officer Certification pursuant to Rule 13a-14(a)

31.2 Chief Financial Officer Certification pursuant to Rule 13a-14(a)

32.1 Written Statement of the Chief Executive Officer and the Chief Financial Officer pursuant to 18 U.S.C.ss.1350













4

This excerpt taken from the HOG 10-Q filed Aug 3, 2007.

Item 6. Exhibits

Refer to the Exhibit Index on page 37 of this report.







35


Signature

Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

HARLEY-DAVIDSON, INC.



                  Date: August 3, 2007
/s/ Thomas E. Bergmann
Thomas E. Bergmann
Vice President and Chief Financial Officer
(Principal Financial and Accounting Officer)










36


HARLEY-DAVIDSON, INC.
Exhibit Index to Form 10-Q

Exhibit No. Description

31.1 Chief Executive Officer Certification pursuant to Rule 13a-14(a)

31.2 Chief Financial Officer Certification pursuant to Rule 13a-14(a)

32.1 Written Statement of the Chief Executive Officer and the Chief Financial Officer pursuant to 18 U.S.C.ss.1350













37

This excerpt taken from the HOG 10-Q filed May 3, 2007.

Item 6. Exhibits

Refer to the Exhibit Index on page 30 of this report.
















28


Signatures

Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

HARLEY-DAVIDSON, INC.



 
Date: May 3, 2007 /s/ Thomas E. Bergmann
Thomas E. Bergmann
Vice President and Chief Financial Officer
(Principal Financial Officer)


 
Date: May 3, 2007 /s/ James M. Brostowitz
James M. Brostowitz
Vice President and Treasurer
(Principal Accounting Officer)











29


HARLEY-DAVIDSON, INC.
Exhibit Index to Form 10-Q

Exhibit No. Description

  10.1* Form of Transition Agreement dated February 1, 2007 between the Registrant and Mr. Naqvi

  10.2* Form of Severance Benefits Agreement dated February 1, 2007 between the Registrant and Mr. Naqvi

  10.3* Harley-Davidson, Inc. 1995 Stock Option Plan as amended through April 28, 2007

  10.4* Harley-Davidson, Inc. 2004 Incentive Stock Plan as amended through April 28, 2007

  10.5* Form of Notice of Award of Restricted Stock and Restricted Stock Agreement of Harley-Davidson, Inc. under the Harley-Davidson, Inc. 2004 Incentive Stock Plan

  10.6* Form of Notice of Special Award of Restricted Stock and Restricted Stock Agreement of Harley-Davidson, Inc. under the Harley-Davidson, Inc. 2004 Incentive Stock Plan

  10.7* Form of Notice of Award of Restricted Stock Unit and Restricted Stock Unit Agreement of Harley-Davidson, Inc. under the Harley-Davdison, Inc. 2004 Incentive Stock Plan

  31.1 Chief Executive Officer Certification pursuant to Rule 13a-14(a)

  31.2 Chief Financial Officer Certification pursuant to Rule 13a-14(a)

  32.1 Written Statement of the Chief Executive Officer and the Chief Financial Officer pursuant to 18 U.S.C.ss.1350






* Represents a management contract or compensatory plan, contract or arrangement in which a director or named executive officer of the Company participated.

30

This excerpt taken from the HOG 10-Q filed Oct 31, 2006.

Item 6. Exhibits

Refer to the Exhibit Index on page 36 of this report.





34


Signatures

Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

HARLEY-DAVIDSON, INC.


         Date: October 31, 2006
/s/ Thomas E. Bergmann
Thomas E. Bergmann
Vice President and Chief Financial Officer
(Principal Financial Officer)

         Date: October 31, 2006
/s/ James M. Brostowitz
James M. Brostowitz
Vice President and Treasurer
(Principal Accounting Officer)










35


HARLEY-DAVIDSON, INC.
Exhibit Index to Form 10-Q

Exhibit
Number

31.1 Chief Executive Officer Certification pursuant to Rule 13a-14(a)

31.2 Chief Financial Officer Certification pursuant to Rule 13a-14(a)

32.1 Written Statement of the Chief Executive Officer and the Chief Financial Officer pursuant to 18 U.S.C.ss.1350













36

This excerpt taken from the HOG 10-Q filed Jul 31, 2006.

Item 6. Exhibits

Refer to the Exhibit Index on page 37 of this report.

















35


Signatures

Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

HARLEY-DAVIDSON, INC.


         Date: July 31, 2006
/s/ Thomas E. Bergmann
Thomas E. Bergmann
Vice President and Chief Financial Officer
(Principal Financial Officer)


         Date: July 31, 2006
/s/ James M. Brostowitz
James M. Brostowitz
Vice President and Treasurer
(Principal Accounting Officer)












36


HARLEY-DAVIDSON, INC.
Exhibit Index to Form 10-Q

Exhibit
Number

10.1* Form of Amendment to Employment Agreement dated June 1, 2006 between the Registrant and Ms. Zarcone

31.1 Chief Executive Officer Certification pursuant to Rule 13a-14(a)

31.2 Chief Financial Officer Certification pursuant to Rule 13a-14(a)

32.1 Written Statement of the Chief Executive Officer and the Chief Financial Officer pursuant to 18 U.S.C.ss.1350

* Represents a management contract or compensatory plan, contract, or arrangement in which a director or named executive officer of the company participated













37

This excerpt taken from the HOG 10-Q filed May 5, 2006.

Item 6. Exhibits

Refer to the Exhibit Index on page 32 of this report.









30


Signatures

Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

HARLEY-DAVIDSON, INC.



 
Date:  May 5, 2006 /s/ Thomas E. Bergmann
Thomas E. Bergmann
Vice President and Chief Financial Officer
(Principal Financial Officer)

 
Date:  May 5, 2006 /s/ James M. Brostowitz
James M. Brostowitz
Vice President and Treasurer
(Principal Accounting Officer)









31


HARLEY-DAVIDSON, INC.
Exhibit Index to Form 10-Q

Exhibit
Number

10.1* Form of Transition Agreement dated March 6, 2006 between the Registrant and Mr. Bergmann

10.2* Form of Severance Benefits Agreement dated March 6, 2006 between the Registrant and Mr. Bergmann

31.1 Chief Executive Officer Certification pursuant to Rule 13a-14(a)

31.2 Chief Financial Officer Certification pursuant to Rule 13a-14(a)

32.1 Written Statement of the Chief Executive Officer and the Chief Financial Officer pursuant to 18 U.S.C.ss.1350

* Represents a management contract or compensatory plan, contract, or arrangement in which a director or named executive officer of the company participated









32

This excerpt taken from the HOG 10-Q filed Nov 3, 2005.

Item 6. Exhibits

Refer to the Exhibit Index on page 31 of this report.

30


Signatures

Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

HARLEY-DAVIDSON, INC.



Date:  November 3, 2005
/s/ James M. Brostowitz
James M. Brostowitz
Vice President and Treasurer and Acting Chief
Financial Officer (Principal Financial Officer
and Principal Accounting Officer)








31


HARLEY-DAVIDSON, INC.
Exhibit Index to Form 10-Q

Exhibit
Number

31.1 Chief Executive Officer Certification pursuant to Rule 13a-14(a)

31.2 Chief Financial Officer Certification pursuant to Rule 13a-14(a)

32.1 Written Statement of the Chief Executive Officer and the Chief Financial Officer pursuant to 18 U.S.C.ss.1350









32

This excerpt taken from the HOG 10-Q filed Aug 3, 2005.

Item 6. Exhibits

Refer to the Exhibit Index on page 33 of this report.





31


Signatures

Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

HARLEY-DAVIDSON, INC.




       Date:   August 3, 2005
/s/ James M. Brostowitz
James M. Brostowitz
Vice President and Treasurer and Acting Chief
Financial Officer (Principal Financial Officer
and Principal Accounting Officer)










32


HARLEY-DAVIDSON, INC.
Exhibit Index to Form 10-Q

Exhibit
Number

31.1 Chief Executive Officer Certification pursuant to Rule 13a-14(a)

31.2 Chief Financial Officer Certification pursuant to Rule 13a-14(a)

32.1 Written Statement of the Chief Executive Officer and the Chief Financial Officer pursuant to 18 U.S.C.ss.1350











33

This excerpt taken from the HOG 10-Q filed May 3, 2005.

Item 6. Exhibits

Refer to the Exhibit Index on page 29 of this report.











27


Signatures

Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this amendment to be signed on its behalf by the undersigned thereunto duly authorized.

HARLEY-DAVIDSON, INC.



Date:  May 3, 2005
by:  /s/ James L. Ziemer
        James L. Ziemer
        President and Chief Executive
        Officer (Principal Executive Officer)


Date:  May 3, 2005
by:  /s/ James M. Brostowitz
        James M. Brostowitz
        Vice President and Treasurer and Acting
        Chief Financial Officer (Principal Financial Officer
        and Principal Accounting Officer)










28


HARLEY-DAVIDSON, INC. Exhibit Index to Form 10-Q

Exhibit
Number

10.1* Harley-Davidson, Inc. Employee Short Term Incentive Plan (incorporated herein by reference to Exhibit A to the Registrant’s Proxy Statement, dated March 21, 2005 (File No. 1-9183))

31.1 Chief Executive Officer Certification pursuant to Rule 13a-14(a)

31.2 Chief Financial Officer Certification pursuant to Rule 13a-14(a)

32.1 Written Statement of the Chief Executive Officer and the Chief Financial Officer pursuant to 18 U.S.C.ss.1350

* Represents a management contract or compensatory plan, contract or arrangement in which a director or named executive officer will participate.













29

This excerpt taken from the HOG 10-Q filed May 2, 2005.

Item 6. Exhibits

Refer to the Exhibit Index on page 29 of this report.











27


Signatures

Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

HARLEY-DAVIDSON, INC.



Date:  April 30, 2005
by:  /s/ James L. Ziemer
        James L. Ziemer
        Vice President and Chief Financial
        Officer (Principal Financial Officer)


Date:  April 30, 2005
by:  /s/ James M. Brostowitz
        James M. Brostowitz
        Vice President and Treasurer (Principal
        Accounting Officer)










28


HARLEY-DAVIDSON, INC. Exhibit Index to Form 10-Q

Exhibit
Number

10.1* Harley-Davidson, Inc. Employee Short Term Incentive Plan (incorporated herein by reference to Exhibit A to the Registrant’s Proxy Statement, dated March 21, 2005 (File No. 1-9183))

31.1 Chief Executive Officer Certification pursuant to Rule 13a-14(a)

31.2 Chief Financial Officer Certification pursuant to Rule 13a-14(a)

32.1 Written Statement of the Chief Executive Officer and the Chief Financial Officer pursuant to 18 U.S.C.ss.1350

* Represents a management contract or compensatory plan, contract or arrangement in which a director or named executive officer will participate.













29

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