HAS » Topics » Margin Regulations; Investment Company Act.

This excerpt taken from the HAS 8-K filed Jun 28, 2006.

Margin Regulations; Investment Company Act.

(a)

No proceeds of any Credit Extension will be used to purchase, acquire or carry any margin stock (within the meaning of Regulation U issued by the FRB) in violation of the provisions of the regulations of the FRB.

(b)

No Loan Party is required to be registered as an “investment company” under the Investment Company Act of 1940.

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