HPQ » Topics » Recent Sales of Unregistered Securities

This excerpt taken from the HPQ 10-Q filed Mar 11, 2010.

Recent Sales of Unregistered Securities

        There were no unregistered sales of equity securities during the period covered by this report.

This excerpt taken from the HPQ 10-K filed Dec 17, 2009.

Recent Sales of Unregistered Securities

        There were no unregistered sales of equity securities in fiscal 2009 that have not been previously reported in a Quarterly Report on Form 10-Q.

This excerpt taken from the HPQ 10-Q filed Jun 5, 2009.

Recent Sales of Unregistered Securities

        On April 16, 2009, HP issued 1,088 shares of common stock to Frank P. Doyle, a former member of the Board of Directors of Compaq Computer Corporation. In addition, on April 17, 2009, HP issued 575 shares of common stock to Benjamin M. Rosen, another former member of the Board of Directors of Compaq. The issuances of these shares were in connection with exercises of stock options granted by Compaq in 1999. The issuances of these shares were exempt from registration under Section 4(2) of the Securities Act of 1933, as amended, as sales of securities not involving any public offering.

These excerpts taken from the HPQ 10-K filed Dec 18, 2008.

Recent Sales of Unregistered Securities

        On September 23, 2008, HP issued 8,018 shares of common stock to Robert Ted Enloe, III, a former member of the Board of Directors of Compaq Computer Corporation, and 7,961 shares of common stock to Balquita Partners, Ltd, a limited partnership for which Mr. Enloe serves as managing general partner, in connection with the exercise of stock options issued to Mr. Enloe by Compaq in 1999. The issuance of the shares was exempt from registration under Section 4(2) of the Securities Act of 1933, as amended, as a sale of securities not involving any public offering.

Recent Sales of Unregistered Securities



        On September 23, 2008, HP issued 8,018 shares of common stock to Robert Ted Enloe, III, a former member of the Board of
Directors of Compaq Computer Corporation, and 7,961 shares of common stock to Balquita Partners, Ltd, a limited partnership for which Mr. Enloe serves as managing general partner, in
connection with the exercise of stock options issued to Mr. Enloe by Compaq in 1999. The issuance of the shares was exempt from registration under Section 4(2) of the Securities Act of
1933, as amended, as a sale of securities not involving any public offering.



This excerpt taken from the HPQ 10-K filed Dec 21, 2005.

Recent Sales of Unregistered Securities

        There were no unregistered sales of equity securities during the fourth quarter of fiscal 2005. HP previously reported sales of unregistered HP common stock during the 2005 fiscal year in HP's Quarterly Reports on Form 10-Q. The foregoing sales were exempt from registration under the Securities Act of 1933, as amended, pursuant to Section 4(2) thereof, on the basis that the transactions did not involve a public offering.

This excerpt taken from the HPQ 10-K filed Jan 14, 2005.

Recent Sales of Unregistered Securities

        On September 21, 2004 and October 27, 2004, HP issued a total of 2,350 shares of unregistered HP common stock to two former employees of Indigo N.V. ("Indigo") upon the exercise of options assumed by HP in connection with HP's acquisition of Indigo, for an aggregate purchase price of $19,528. HP previously reported other sales of unregistered HP common stock during the 2004 fiscal year in HP's Quarterly Reports on Form 10-Q. The foregoing purchases and sales were exempt from registration under the Securities Act of 1933, as amended, pursuant to Section 4(2) thereof, on the basis that the transactions did not involve a public offering.

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