JEN » Topics » SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT

This excerpt taken from the JEN DEF 14A filed Dec 21, 2006.

SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT

     The following table sets forth, as of December 18, 2006, information regarding the beneficial ownership of our common stock by (a) each person who is known to us to be the owner of more than five percent of our common stock, (b) each of our directors, (c) each of the named executive officers, and (d) all directors and executive officers and executive employees as a group. Information as to David A. Belford, Kenneth S. Grossman and Hans J. Klaussner and Klaussner Furniture Industries, Inc. is based on Schedules 13D filed by such persons or groups and information as to M. Shanken Communications, Inc., Navon VII LLC and Nissan Aboodi is based on a Schedule 13G filed by such entity:

  Amounts and Nature of   Percent of Class
Name and Address of Beneficial Owner   Beneficial Ownership (1)             (%)
Harley J. Greenfield (2)               1,598,324  (3)   19.7       
Edward B. Seidner (2)  732,883  (4)   10.6       
Estate of Fred J. Love (2)  385,662  (5)(6)   5.6       
Jara Enterprises, Inc. (a related private company) (2)  93,579  (6)   1.4       
David A. Belford (7)  394,000  (7)   5.8       
Kenneth S. Grossman (8)  398,500  (8)   5.7       
M. Shanken Communications, Inc. (9)  587,771  (9)   8.6       
Edward G. Bohn (10)  104,500  (10)   1.5       
Kevin J. Coyle (11)  111,250  (11)   1.6       
Leslie Falchook (12)  27,600  (12)   0.4       
Rami Abada (2)  853,001  (13)   11.2       
Kevin Mattler (14)  30,000  (14)   0.4       
Hans J. Klaussner and Klaussner Furniture Industries, Inc. (15)  943,230  (15)   12.1       
Mark Berman (16)  98,000  (16)   1.4       
Nissan Aboodi (17)  529,500  (17)   7.8       
All directors and executive officers and executive employees as a       
     group (eight (8) persons) (2)(10)(11)(12)(14)(16)  3,555,558  (3)(4)(10)(11)   38.2       
    (12)(13)(14)(16)    
____________________

(1)      All of such shares are owned directly with sole voting and investment power, unless otherwise noted below.
 
(2) The address of Messrs. Greenfield, Abada and Seidner is c/o Jennifer Convertibles, Inc., 419 Crossways Park Drive, Woodbury, New York 11797. The address of the estate of Fred J. Love and Jara Enterprises, Inc. is1514 Northern Blvd., Manhasset, New York 11030. Mr. Greenfield and the deceased Mr. Love are brothers-in-law.
 
(3) Includes (a) 297,329 shares of common stock, (b) 300,000 shares of common stock underlying options to acquire convertible preferred stock granted to Mr. Greenfield by Klaussner and (c) 1,000,995 shares issuable upon the exercise of options to purchase common stock that are exercisable within 60 days of the Record Date. See “Executive Compensation.”
 
(4) Includes (a) 632,883 shares of common stock and (b) 100,000 shares issuable upon the exercise of options to purchase common stock that are exercisable within 60 days of the Record Date.
 
(5) Includes (a) 93,579 shares of common stock owned by a related private company of which the estate of Mr. Love has sole voting and dispositive power and (b) 292,083 shares of common stock owned directly by the estate of Mr. Love.
 
(6) All of the shares are beneficially owned by the estate of Mr. Love, the sole stockholder of a related private company, of which, Jane Love, Mr. Greenfield’s sister, is currently serving as the Interim President. Includes shares of our common stock owned by three of such private company’s wholly owned subsidiaries.
 
(7) The address of David A. Belford is 2097 S. Hamilton Road, Suite 200, Columbus, Ohio 43232.

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(8)       Includes (a) 248,500 shares of common stock and (b) 150,000 shares issuable upon the exercise of warrants to purchase common stock that are exercisable within 60 days of the Record Date. The address of Kenneth S. Grossman is 18 Norfolk Rd., Great Neck, New York 11020.
 
(9) The address of M. Shanken Communications, Inc. is 387 Park Avenue South, New York, New York 10022.
 
(10) Includes (a) 4,500 shares of common stock and (b) 100,000 shares issuable upon the exercise of options to purchase common stock that are exercisable within 60 days of the Record Date. The address of Edward G. Bohn is c/o 419 Crossways Park Drive, Woodbury, New York 11797.
 
(11) Includes (a) 11,250 shares of common stock and (b) 100,000 shares issuable upon the exercise of options to purchase common stock that are exercisable within 60 days of the Record Date. The address of Kevin J. Coyle is c/o 419 Crossways Park Drive, Woodbury, New York 11797.
 
(12) Includes 27,600 shares of common stock. The address of Leslie Falchook is c/o 419 Crossways Park Drive, Woodbury, New York 11797.
 
(13) Includes (a) 53,001 shares of common stock. and (b) 800,000 shares issuable upon the exercise of options to purchase common stock that are exercisable within 60 days of the Record Date.
 
(14) Includes 30,000 shares issuable upon the exercise of options to purchase common stock that are exercisable within 60 days of the Record Date. The address of Kevin Mattler is c/o 419 Crossways Park Drive, Woodbury, New York 11797.
 
(15) Includes (a) 924,500 shares underlying convertible preferred stock in connection with Klaussner’s $5,000,000 investment and (b) 18,730 shares issuable upon the exercise of options to purchase common stock that are exercisable within 60 days of the Record Date. Based on information contained in the Schedule 13D filed by Klaussner and its owner, Hans J. Klaussner, Mr. Klaussner is the sole stockholder of the parent company of Klaussner and, accordingly, may be deemed the beneficial owner of the shares owned by Klaussner. The principal address of Klaussner is 405 Lewallen Street, Asheboro, North Carolina 27203. Hans J. Klaussner’s address is 7614 Gegenbach, Germany.
 
(16) Includes (a) 27,000 shares of our common stock held directly by Mr. Berman; (b) 16,000 shares of our common stock held by Mr. Berman’s wife; (c) 2,000 shares of our common stock held under a Money Purchase Keogh f/b/o Mark Berman by CWAI Consultants Corp.; (d) 3,000 shares of our common stock held under a Profit Sharing Keogh f/b/o Mark Berman by CWAI Consultants Corp.; and (e) 50,000 shares issuable upon the exercise of options to purchase common stock that are exercisable within 60 days of the Record Date. The address of Mark Berman is c/o 419 Crossways Park Drive, Woodbury, New York 11797.
 
(17) Includes (a) 400,000 shares of our common stock held by Navon VII LLC of which Mr. Aboodi has shared voting and dispositive power and (b) 129,500 shares of common stock held under Delaware Charter G&T Co TR Nissim Aboodi of which Mr. Aboodi has shared voting and dispositive power. Based on information contained in the Schedule 13G filed by the aforementioned entities and Nissan Aboodi, Mr. Aboodi is deemed the beneficial owner of the shares owned. The principal address of Nissan Aboodi is 1700 Broadway – 17th Floor, New York, NY 10019.

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This excerpt taken from the JEN 10-K filed Nov 25, 2005.

Item 12.      Security Ownership of Certain Beneficial Owners and Management.

The information set forth under the caption "Security Ownership of Certain Beneficial Owners and Management" in our Proxy Statement to be furnished in connection with our Annual Meeting of Stockholders to be held February 7, 2006 is hereby incorporated by reference. Please see “Item 5. Market for Registrant’s Equity, Related Stockholders Matters and Issuer Purchases of Equity Securities” for the information required by Item 201(d) of Regulation S-K with respect to Equity Compensation Plan Information.

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