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Koss 10-Q 2011

Documents found in this filing:

  1. 10-Q/A
  2. Ex-32.1
  3. Ex-32.2
  4. Ex-32.2

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Form 10-Q/A

 

Amendment No. 1

 

x

QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

for the quarterly period ended September 30, 2011

 

OR

 

o

TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d)  OF THE SECURITIES EXCHANGE ACT OF 1934

 

Commission File Number 0-3295

 

KOSS CORPORATION

(Exact Name of Registrant as Specified in its Charter)

 

A DELAWARE CORPORATION

 

39-1168275

(State or other jurisdiction of
incorporation or organization)

 

(I.R.S. Employer Identification No.)

 

 

 

4129 North Port Washington Avenue, Milwaukee, Wisconsin

 

53212

(Address of principal executive offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code: (414) 964-5000

 

Indicate by check mark whether the registrant:  (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes  x  No  o

 

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§ 232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes  x  No  o

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer o

 

Accelerated filer o

 

 

 

Non-accelerated filer o

(Do not check if a smaller reporting company)

 

Smaller reporting company x

 

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act.). Yes  o  No  x

 

At October 21, 2011, there were 7,382,706 shares outstanding of the registrant’s common stock.

 

 

 



 

EXPLANATORY NOTE

 

The purpose of this amendment to the Form 10-Q for the quarter ended September 30, 2011 is to correct a typographical error in the certifications contained in Exhibits 32.1 and 32.2.  In each certification, paragraph (i) has been revised to state that the certification covers the quarter ended September 30, 2011.  No other changes have been made to the Form 10-Q as filed on October 28, 2011.

 

2



 

PART II

 

OTHER INFORMATION

 

Item 6                     Exhibits

 

See Exhibit Index attached hereto.

 

3



 

SIGNATURES

 

Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 

KOSS CORPORATION

 

 

/s/ Michael J. Koss

 

Dated: December 15, 2011

Michael J. Koss

 

 

Vice Chairman

 

 

President

 

 

Chief Executive Officer

 

 

Chief Operating Officer

 

 

 

 

 

 

 

 

/s/ David D. Smith

 

Dated: December 15, 2011

David D. Smith

 

 

Executive Vice President

 

 

Chief Financial Officer

 

 

Principal Accounting Officer

 

 

Secretary

 

 

 

4



 

EXHIBIT INDEX

 

Exhibit No.

 

Exhibit Description

 

 

 

32.1

 

Section 1350 Certification of Chief Executive Officer **

 

 

 

32.2

 

Section 1350 Certification of Chief Financial Officer **

 


**

 

Furnished herewith

 

5


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