KKD » Topics » TABLE OF CONTENTS

This excerpt taken from the KKD 10-Q filed Jun 12, 2009.

TABLE OF CONTENTS

      Page
FORWARD-LOOKING STATEMENTS 3
 
PART I - FINANCIAL INFORMATION 5
 
Item 1. FINANCIAL STATEMENTS 5
Item 2. MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND
       RESULTS OF OPERATIONS 22
Item 3. QUANTITATIVE AND QUALITATIVE DISCLOSURES ABOUT MARKET RISK 32
Item 4. CONTROLS AND PROCEDURES 33
 
PART II - OTHER INFORMATION 34
 
Item 1. LEGAL PROCEEDINGS 34
Item 1A. RISK FACTORS 34
Item 2. UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS 35
Item 3. DEFAULTS UPON SENIOR SECURITIES 35
Item 4. SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS 35
Item 5. OTHER INFORMATION 35
Item 6. EXHIBITS 35
 
SIGNATURES 36

2


     As used herein, unless the context otherwise requires, “Krispy Kreme,” the “Company,” “we,” “us” and “our” refer to Krispy Kreme Doughnuts, Inc. and its subsidiaries. References to fiscal 2013, fiscal 2012, fiscal 2011, fiscal 2010, fiscal 2009 and fiscal 2008 mean the fiscal years ended, February 3, 2013, January 29, 2012, January 30, 2011, January 31, 2010, February 1, 2009, and February 3, 2008, respectively.

This excerpt taken from the KKD DEF 14A filed May 11, 2009.

TABLE OF CONTENTS

Page
PROXY SOLICITATION AND GENERAL INFORMATION 1
     General 1
     Record Date and Share Ownership 1
     Voting by Shareholders with Shares Held Directly in Their Name 1
     Voting by Shareholders with Shares Held Through a Bank or Brokerage Firm 1
     Voting of Proxies 2
     Revocability of Proxies 2
     Admission to Annual Meeting 2
     Quorum and Voting Requirements 2
     Matters to Be Presented 3
     Other 3
VOTING SECURITIES AND PRINCIPAL SHAREHOLDERS 4
     Directors, Nominees and Executive Officers 4
     Beneficial Owners of More Than 5% of Common Stock 5
ELECTION OF DIRECTORS 6
     Composition of the Board of Directors 6
     Board Nominees for the Annual Meeting 6
     About the Continuing Directors 8
     Determination of Independence 10
     Board and Committee Information 11
     Non-Management Directors 12
     Director Attendance at Annual Shareholders’ Meeting 12
     Communications with Directors 12
     Director Nominations 13
     Codes of Ethics 14
     Compensation Committee Interlocks and Insider Participation 14
     Executive Officers 14
APPROVAL OF AMENDMENT TO 2000 STOCK INCENTIVE PLAN 16
     Overview 16
     Description of Material Features of the 2000 Stock Incentive Plan 16
     New Plan Benefits 20
     Securities Authorized for Issuance Under Equity Compensation Plans 20
     Recommendation 20
RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC
     ACCOUNTING FIRM 21
EXECUTIVE COMPENSATION 21
     Compensation Discussion and Analysis 21
     Equity Retention Policy 28
     Compensation Recovery Policy 28
     Compensation Committee Report 29
     Summary Compensation Table 30
     Grants of Plan-Based Awards 31
     Narrative Disclosure to Summary Compensation Table and Grants of Plan-Based Awards Table 32
     Outstanding Equity Awards at Fiscal Year-End 36
     Option Exercises and Stock Vested 38
     Nonqualified Deferred Compensation 39
     Potential Payments upon Termination and Change in Control 39

i



  Page
     Director Compensation 46
     Narrative to Director Compensation Table 47
     Equity Retention Policy – Directors 48
     Securities Authorized for Issuance Under Equity Compensation Plans 48
TRANSACTIONS WITH RELATED PERSONS 50
     Transactions with Related Persons 50
     Review, Approval or Ratification of Transactions with Related Persons 50
REPORT OF THE AUDIT COMMITTEE FOR FISCAL YEAR 2009 51
INFORMATION RELATED TO OUR INDEPENDENT REGISTERED PUBLIC
     ACCOUNTING FIRM 52
     General 52
     Fees 52
     Pre-Approval of Audit and Non-Audit Services 52
SECTION 16(A) BENEFICIAL OWNERSHIP REPORTING COMPLIANCE 53
VIEW PROXY STATEMENTS AND ANNUAL REPORTS ON THE INTERNET 53
SHAREHOLDERS’ PROPOSALS FOR 2010 ANNUAL MEETING 53
HOUSEHOLDING 54
OTHER MATTERS 54
2000 STOCK INCENTIVE PLAN Appendix A
DIRECTIONS TO ANNUAL MEETING Back Cover

ii


These excerpts taken from the KKD 10-K filed Apr 17, 2009.

TABLE OF CONTENTS

            Page
FORWARD-LOOKING STATEMENTS 1
PART I
Item 1. Business 2
Item 1A. Risk Factors 13
Item 1B. Unresolved Staff Comments 19
Item 2. Properties  19
Item 3. Legal Proceedings 20
Item 4. Submission of Matters to a Vote of Security Holders 22
PART II
Item 5. Market for Registrant’s Common Equity, Related Stockholder Matters
       and Issuer Purchases of Equity Securities 23
Item 6. Selected Financial Data 25
Item 7. Management’s Discussion and Analysis of Financial Condition and Results of Operations  26
Item 7A. Quantitative and Qualitative Disclosures about Market Risk 57
Item 8. Financial Statements and Supplementary Data   59
Item 9. Changes in and Disagreements with Accountants on Accounting and Financial Disclosure 100
Item 9A. Controls and Procedures 100
Item 9B. Other Information 101
PART III
Item 10. Directors, Executive Officers and Corporate Governance 101
Item 11. Executive Compensation 101
Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder
       Matters 101
Item 13. Certain Relationships and Related Transactions, and Director Independence 101
Item 14. Principal Accountant Fees and Services 101
PART IV
Item 15. Exhibits and Financial Statement Schedules 102
SIGNATURES 110


     As used herein, unless the context otherwise requires, “Krispy Kreme,” the “Company,” “we,” “us” and “our” refer to Krispy Kreme Doughnuts, Inc. and its subsidiaries. References to fiscal 2010, fiscal 2009, fiscal 2008, fiscal 2007, fiscal 2006 and fiscal 2005 mean the fiscal years ended January 31, 2010, February 1, 2009, February 3, 2008, January 28, 2007, January 29, 2006 and January 30, 2005, respectively. Please note that fiscal 2008 contained 53 weeks.

TABLE OF CONTENTS





























































































































































            Page
FORWARD-LOOKING
STATEMENTS
1
PART I
Item 1. Business 2
Item 1A. Risk Factors 13
Item
1B.
Unresolved Staff
Comments
19
Item 2. Properties  19
Item 3. Legal
Proceedings
20
Item 4. Submission of Matters to a Vote
of Security Holders
22
PART
II
Item 5. Market for Registrant’s Common
Equity, Related Stockholder Matters
       and Issuer Purchases of Equity
Securities
23
Item 6. Selected
Financial Data
25
Item 7. Management’s Discussion and
Analysis of Financial Condition and Results of Operations
 
26
Item
7A.
Quantitative and
Qualitative Disclosures about Market Risk
57
Item 8. Financial Statements and
Supplementary Data
  59
Item 9. Changes in and
Disagreements with Accountants on Accounting and Financial
Disclosure
100
Item 9A. Controls and Procedures 100
Item
9B.
Other
Information
101
PART III
Item
10.
Directors,
Executive Officers and Corporate Governance
101
Item 11. Executive Compensation 101
Item
12.
Security
Ownership of Certain Beneficial Owners and Management and Related
Stockholder
       Matters 101
Item 13. Certain Relationships and Related
Transactions, and Director Independence
101
Item
14.
Principal
Accountant Fees and Services
101
PART IV
Item
15.
Exhibits and
Financial Statement Schedules
102
SIGNATURES 110





     As used
herein, unless the context otherwise requires, “Krispy Kreme,” the “Company,”
“we,” “us” and “our” refer to Krispy Kreme Doughnuts, Inc. and its subsidiaries.
References to fiscal 2010, fiscal 2009, fiscal 2008, fiscal 2007, fiscal 2006
and fiscal 2005 mean the fiscal years ended January 31, 2010,
February 1, 2009, February 3, 2008, January 28, 2007, January 29, 2006 and
January 30, 2005, respectively. Please note that fiscal 2008 contained 53
weeks.


TABLE OF CONTENTS





























































































































































            Page
FORWARD-LOOKING
STATEMENTS
1
PART I
Item 1. Business 2
Item 1A. Risk Factors 13
Item
1B.
Unresolved Staff
Comments
19
Item 2. Properties  19
Item 3. Legal
Proceedings
20
Item 4. Submission of Matters to a Vote
of Security Holders
22
PART
II
Item 5. Market for Registrant’s Common
Equity, Related Stockholder Matters
       and Issuer Purchases of Equity
Securities
23
Item 6. Selected
Financial Data
25
Item 7. Management’s Discussion and
Analysis of Financial Condition and Results of Operations
 
26
Item
7A.
Quantitative and
Qualitative Disclosures about Market Risk
57
Item 8. Financial Statements and
Supplementary Data
  59
Item 9. Changes in and
Disagreements with Accountants on Accounting and Financial
Disclosure
100
Item 9A. Controls and Procedures 100
Item
9B.
Other
Information
101
PART III
Item
10.
Directors,
Executive Officers and Corporate Governance
101
Item 11. Executive Compensation 101
Item
12.
Security
Ownership of Certain Beneficial Owners and Management and Related
Stockholder
       Matters 101
Item 13. Certain Relationships and Related
Transactions, and Director Independence
101
Item
14.
Principal
Accountant Fees and Services
101
PART IV
Item
15.
Exhibits and
Financial Statement Schedules
102
SIGNATURES 110





     As used
herein, unless the context otherwise requires, “Krispy Kreme,” the “Company,”
“we,” “us” and “our” refer to Krispy Kreme Doughnuts, Inc. and its subsidiaries.
References to fiscal 2010, fiscal 2009, fiscal 2008, fiscal 2007, fiscal 2006
and fiscal 2005 mean the fiscal years ended January 31, 2010,
February 1, 2009, February 3, 2008, January 28, 2007, January 29, 2006 and
January 30, 2005, respectively. Please note that fiscal 2008 contained 53
weeks.


TABLE OF CONTENTS





























































































































































            Page
FORWARD-LOOKING
STATEMENTS
1
PART I
Item 1. Business 2
Item 1A. Risk Factors 13
Item
1B.
Unresolved Staff
Comments
19
Item 2. Properties  19
Item 3. Legal
Proceedings
20
Item 4. Submission of Matters to a Vote
of Security Holders
22
PART
II
Item 5. Market for Registrant’s Common
Equity, Related Stockholder Matters
       and Issuer Purchases of Equity
Securities
23
Item 6. Selected
Financial Data
25
Item 7. Management’s Discussion and
Analysis of Financial Condition and Results of Operations
 
26
Item
7A.
Quantitative and
Qualitative Disclosures about Market Risk
57
Item 8. Financial Statements and
Supplementary Data
  59
Item 9. Changes in and
Disagreements with Accountants on Accounting and Financial
Disclosure
100
Item 9A. Controls and Procedures 100
Item
9B.
Other
Information
101
PART III
Item
10.
Directors,
Executive Officers and Corporate Governance
101
Item 11. Executive Compensation 101
Item
12.
Security
Ownership of Certain Beneficial Owners and Management and Related
Stockholder
       Matters 101
Item 13. Certain Relationships and Related
Transactions, and Director Independence
101
Item
14.
Principal
Accountant Fees and Services
101
PART IV
Item
15.
Exhibits and
Financial Statement Schedules
102
SIGNATURES 110





     As used
herein, unless the context otherwise requires, “Krispy Kreme,” the “Company,”
“we,” “us” and “our” refer to Krispy Kreme Doughnuts, Inc. and its subsidiaries.
References to fiscal 2010, fiscal 2009, fiscal 2008, fiscal 2007, fiscal 2006
and fiscal 2005 mean the fiscal years ended January 31, 2010,
February 1, 2009, February 3, 2008, January 28, 2007, January 29, 2006 and
January 30, 2005, respectively. Please note that fiscal 2008 contained 53
weeks.


This excerpt taken from the KKD 10-Q filed Dec 11, 2008.

TABLE OF CONTENTS

          Page
FORWARD-LOOKING STATEMENTS  3
 
PART I – FINANCIAL INFORMATION  5
 
Item 1.        FINANCIAL STATEMENTS  5
Item 2.  MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND   
       RESULTS OF OPERATIONS  24
Item 3.  QUANTITATIVE AND QUALITATIVE DISCLOSURES ABOUT MARKET RISK  41
Item 4.  CONTROLS AND PROCEDURES  42
 
PART II – OTHER INFORMATION  43
 
Item 1.  LEGAL PROCEEDINGS  43
Item 1A. RISK FACTORS  44
Item 2.  UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS  44
Item 3.  DEFAULTS UPON SENIOR SECURITIES  44
Item 4.  SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS  44
Item 5.  OTHER INFORMATION  45
Item 6.  EXHIBITS  45
 
  SIGNATURES  46

2


     As used herein, unless the context otherwise requires, “Krispy Kreme,” the “Company,” “we,” “us” and “our” refer to Krispy Kreme Doughnuts, Inc. and its subsidiaries. References to fiscal 2011, 2010, 2009, 2008, 2007, 2006 and 2005 mean the fiscal years ended January 30, 2011, January 31, 2010, February 1, 2009, February 3, 2008, January 28, 2007, January 29, 2006 and January 30, 2005, respectively.

This excerpt taken from the KKD 10-Q filed Sep 11, 2008.

TABLE OF CONTENTS

Page
FORWARD-LOOKING STATEMENTS 3
 
PART I – FINANCIAL INFORMATION 5
 
Item 1.            FINANCIAL STATEMENTS 5
Item 2. MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND
         RESULTS OF OPERATIONS
23
Item 3. QUANTITATIVE AND QUALITATIVE DISCLOSURES ABOUT MARKET RISK 39
Item 4. CONTROLS AND PROCEDURES 41
 
PART II – OTHER INFORMATION 42
 
Item 1. LEGAL PROCEEDINGS 42
Item 1A. RISK FACTORS  43
Item 2. UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS 43
Item 3. DEFAULTS UPON SENIOR SECURITIES 43
Item 4. SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS 43
Item 5. OTHER INFORMATION 44
Item 6. EXHIBITS 44
 
SIGNATURES 45

2


     As used herein, unless the context otherwise requires, “Krispy Kreme,” the “Company,” “we,” “us” and “our” refer to Krispy Kreme Doughnuts, Inc. and its subsidiaries. References to fiscal 2011, 2010, 2009, 2008 and 2007 mean the fiscal years ended January 30, 2011, January 31, 2010, February 1, 2009, February 3, 2008 and January 28, 2007, respectively.

This excerpt taken from the KKD 10-Q filed Jun 9, 2008.

TABLE OF CONTENTS

Page
FORWARD-LOOKING STATEMENTS 3
 
PART I - FINANCIAL INFORMATION 5
 
Item 1.            FINANCIAL STATEMENTS 5
Item 2. MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND
     RESULTS OF OPERATIONS 23
Item 3. QUANTITATIVE AND QUALITATIVE DISCLOSURES ABOUT MARKET RISK 34
Item 4. CONTROLS AND PROCEDURES 35
 
PART II - OTHER INFORMATION 36
 
Item 1. LEGAL PROCEEDINGS 36
Item 1A. RISK FACTORS  37
Item 2. UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS 37
Item 3.   DEFAULTS UPON SENIOR SECURITIES 37
Item 4. SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS 37
Item 5. OTHER INFORMATION 38
Item 6. EXHIBITS 38
 
SIGNATURES  39

2


     As used herein, unless the context otherwise requires, “Krispy Kreme,” the “Company,” “we,” “us” and “our” refer to Krispy Kreme Doughnuts, Inc. and its subsidiaries. References to fiscal 2011, 2010, 2009, 2008 and 2007 mean the fiscal years ended January 30, 2011, January 31, 2010, February 1, 2009, February 3, 2008 and January 28, 2007, respectively.

This excerpt taken from the KKD DEF 14A filed May 2, 2008.

TABLE OF CONTENTS

      Page
PROXY SOLICITATION AND GENERAL INFORMATION   1
     General   1
     Record Date and Share Ownership   1
     Voting by Shareholders with Shares Held Directly in Their Name   1
     Voting by Shareholders with Shares Held Through a Bank or Brokerage Firm   1
     Voting of Proxies   2
     Revocability of Proxies   2
     Admission to Annual Meeting   2
     Quorum and Voting Requirements   2
     Matters to Be Presented   3
     Other   3
VOTING SECURITIES AND PRINCIPAL SHAREHOLDERS   4
     Directors, Nominees and Executive Officers   4
     Beneficial Owners of More Than 5% of Common Stock   5
ELECTION OF DIRECTORS   6
     Composition of the Board of Directors   6
     Board Nominees for the Annual Meeting   6
     About the Continuing Directors   8
     Determination of Independence   10
     Board and Committee Information   11
     Non-Management Directors   12
     Director Attendance at Annual Shareholders’ Meeting   12
     Communications with Directors   12
     Director Nominations   12
     Codes of Ethics   13
     Compensation Committee Interlocks and Insider Participation   14
     Executive Officers   14
RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM    15
EXECUTIVE COMPENSATION   16
     Compensation Discussion and Analysis   16
     Compensation Committee Report   23
     Summary Compensation Table   24
     Narrative Disclosure to Summary Compensation Table and Grants of Plan-Based Awards Table   29
     Outstanding Equity Awards at Fiscal Year-End   34
     Option Exercises and Stock Vested   35
     Nonqualified Deferred Compensation   36
     Potential Payments upon Termination and Change in Control   37
     Director Compensation   43
     Narrative to Director Compensation Table   44
TRANSACTIONS WITH RELATED PERSONS   46
     Transactions with Related Persons   46
     Review, Approval or Ratification of Transactions with Related Persons    46
REPORT OF THE AUDIT COMMITTEE FOR FISCAL YEAR 2008   47
INFORMATION RELATED TO OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM   48
     General   48
     Fees   48
     Pre-Approval of Audit and Non-Audit Services   48

i



Page
SECTION 16(A) BENEFICIAL OWNERSHIP REPORTING COMPLIANCE      49
VIEW PROXY STATEMENTS AND ANNUAL REPORTS ON THE INTERNET   49
SHAREHOLDERS’ PROPOSALS FOR 2009 ANNUAL MEETING   49
HOUSEHOLDING    50
OTHER MATTERS    50
DIRECTIONS TO ANNUAL MEETING   Back Cover

ii


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