KYO » Topics » EXHIBITS

This excerpt taken from the KYO 6-K filed Jun 25, 2009.
This excerpt taken from the KYO 6-K filed Apr 14, 2009.

EXHIBITS

Exhibit Number

1. English translation of an increase in a significant subsidiary of Kyocera Corporation filed with the Kanto Local Finance Bureau of the Ministry of Finance (“Rinjihoukokusho”)


Table of Contents

English translation of an increase in a significant subsidiary of Kyocera Corporation filed with the Kanto Local Finance Bureau of the Ministry of Finance (“Rinjihoukokusho”)

1. Reason for Filing

To report an increase in a significant subsidiary of Kyocera Corporation (“Kyocera”), in accordance with Paragraph 4 of Article 24-5 of the Financial Instruments and Exchange Law and Sub-Paragraph 3 of Paragraph 2 of Article 19 of the Cabinet Office Ordinance relating to Disclosure of Corporation.

2. Matters reported

1) Outline of an increase in a significant subsidiary

 

Name

  

Address

  

Representative

   Amount of Capital   

Business

Kyocera Telecom Equipment (Malaysia) Sdn. Bhd.    Lot7646 Mukim Of Plentong, 81750 Masai, Johor, Malaysia    Managing director, Minoru Tanaka    MYR  28,000,000    Manufacture of telecommunications equipment

2) Number and percentage of voting rights owned by Kyocera

 

Number of voting rights

      

Before an increase

   28,000,000  

After an increase

   28,000,000  

Percentage of voting rights

      

Before an increase

   100 %

After an increase

   100 %

Note: On April 1, 2008 Kyocera acquired the mobile phone related business and its related assets and liabilities from SANYO Electric Co., Ltd. through corporate split. As a result of this acquisition, Kyocera Telecom Equipment (Malaysia) Sdn. Bhd. becomes a Kyocera’s subsidiary.

3) Reason for and effective date of an increase in a significant subsidiary

Reason: Kyocera Telecom Equipment (Malaysia) Sdn. Bhd.’s sales to Kyocera is 10% or more of Kyocera’s gross purchase.

Effective date: March 31, 2009

This excerpt taken from the KYO 6-K filed Mar 30, 2009.

EXHIBITS

Exhibit Number

1. Changes in Directors and Corporate Organization


Table of Contents

March 30, 2009

To All Persons Concerned

 

Name of Company Listed:    Kyocera Corporation
Name of Representative:    Makoto Kawamura, President and Director
  

(Code number: 6971, The First Section of the Tokyo Stock Exchange,

The First Section of the Osaka Securities Exchange)

Person for inquiry:   

Shoichi Aoki

General Manager of Corporate Financial & Accounting Group

(Tel: +81-75-604-3500)

This excerpt taken from the KYO 6-K filed Mar 30, 2009.

EXHIBITS

Exhibit Number

1. English translation of a change in a representative director filed with the Kanto Local Finance Bureau of the Ministry of Finance (“Rinjihoukokusho”)


Table of Contents

English translation of a change in a representative director filed with the Kanto Local Finance Bureau of the Ministry of Finance (“Rinjihoukokusho”)

1. Reason for Filing

To report the resignation of a representative director of Kyocera Corporation (the “Company”) at the meeting of the board of directors of the Company held on March 27, 2009, in accordance with Paragraph 4 of Article 24-5 of the Financial Instruments and Exchange Law and Sub-Paragraph 9 of Paragraph 2 of Article 19 of the Cabinet Office Ordinance relating to Disclosure of Corporation.

2. Matters reported

1) Retiring representative director

 

Name

(Date of birth)

   New position
as a director
   New position
as an executive officer
   Former position
as a director
   Former position
as an executive officer
   Effective date
of change
   Shares of
the Company
owned as of
March 30,
2009

(in thousands)

Naoyuki Morita

(Apr. 8, 1942)

   Director    —      Vice Chairman and

Representative Director

   —      April 1, 2009    3

 

* Naoyuki Morita is scheduled to resign from the office of director at the annual general meeting of shareholders to be held in June 2009.
This excerpt taken from the KYO 6-K filed Jan 23, 2008.

EXHIBITS

 

Exhibit
Number
    
1.    Notice regarding Acquisition of Mobile Phone Related Business of SANYO Electric Co., Ltd.


Table of Contents

January 21, 2008

To All Persons Concerned

 

Name of Company Listed:   Kyocera Corporation
Name of Representative:   Makoto Kawamura, President and Director
  (Code number: 6971, The First Section of the Tokyo Stock Exchange, The First Section of the Osaka Securities Exchange)
Person for inquiry:  

Akihiko Toyotani

General Manager of Finance Division

(Tel: 075-604-3500)

This excerpt taken from the KYO 6-K filed Dec 26, 2007.

EXHIBITS

 

Exhibit
Number
    
1.    Change in Representative Director


Table of Contents

December 25, 2007

To All Whom Concerned

 

Name of Company listed:    Kyocera Corporation
Name of Representative:    Makoto Kawamura, President and Director
  

(Code number: 6971, The First Section of the Tokyo Stock

Exchange, The First Section of the Osaka Securities

Exchange)

Person for Inquiry:    Akihiko Toyotani
   General Manager of Finance Division
   (Tel: +81-(0)-75-604-3500)
This excerpt taken from the KYO 6-K filed Jul 30, 2007.
This excerpt taken from the KYO 6-K filed Jul 3, 2007.

EXHIBITS

 

    Exhibit    

    Number    


      
1.      Annual report for the year ended March 31, 2007


Table of Contents

LOGO


Table of Contents
This excerpt taken from the KYO 6-K filed Oct 16, 2006.

EXHIBITS

 

Exhibit
  Number  
    
1.   Violation of Enforcement Order under the Industrial Safety and Health Law due to Use of Talc Containing Asbestos, and Completion of Change to Non-Asbestos Talc


Table of Contents

(Translation)

October 16, 2006

To the press:

 

Name of Company Listed:    Kyocera Corporation
Name of Representative:    Makoto Kawamura, President and Director
   (Code number: 6971, The First Section of the Tokyo Stock Exchange, The First Section of the Osaka Securities Exchange)
Person for inquiry:   

Akihiko Toyotani

General Manager of Finance Division

(Tel: 075-604-3500)

This excerpt taken from the KYO 6-K filed Sep 20, 2006.

EXHIBITS

 

Exhibit
  Number  
   
1.  

Notice Regarding Change in Temporary Independent Auditor


Table of Contents

(Translation)

 

To All Persons Concerned   September 20, 2006
Name of Company Listed:   Kyocera Corporation
Name of Representative:   Makoto Kawamura, President and Director
  (Code number: 6971, The First Section of the Tokyo Stock Exchange, The First Section of the Osaka Securities Exchange)
Person for inquiry:  

Akihiko Toyotani

General Manager of Finance Division

(Tel: 075-604-3500)

This excerpt taken from the KYO 6-K filed Sep 15, 2006.

EXHIBITS

 

Exhibit
  Number  
   
1.   Interim Dividend Information


Table of Contents

Interim Dividend Information

Pursuant to the Company’s Listing Agreement and NYSE Manual Section A.3., we hereby furnish the following information relating to the proposed payment of a cash dividend on the Company’s Common Stock and American Depositary Share (ADS).

 

1. The date of declaration of the interim dividend:

In the end of October 2006

 

2. The per share amount of the interim dividend:

Estimated ¥50.00 (Japanese yen) per share (Common Stock), and ¥50.00 (Japanese yen) per ADS

 

3. The per share amount of any tax to be withheld in respect to such interim dividend, description of such tax and per share amount of the interim divided payable after deduction of such tax.

Generally, under the Income Tax Convention between the United States and Japan, 15% withholding tax is imposed on dividends paid to a United States resident or corporation not having a “permanent establishment” (as defined therein) in Japan. Any fraction, arising from such tax deduction, of less than one yen may be disregarded.

 

4. The date of record for determination of holders entitled to receive the interim dividend:

September 30, 2006

 

5. Payment date:

To be commenced from the middle of December 2006.

 

6. Condition which must be satisfied to enable payment of the divided:

In compliance with legal requirements in Japan, the interim dividend rate must be decided at the Board of Directors’ Meeting of the Company scheduled to be held in the end of October 2006.

This excerpt taken from the KYO 6-K filed Aug 29, 2006.

EXHIBITS

 

Exhibit
  Number  


   
1.  

Notice Regarding Election of Additional Temporary Independent Auditor


Table of Contents

(Translation)

 

To All Persons Concerned   August 29, 2006
Name of Company Listed:   Kyocera Corporation
Name of Representative:   Makoto Kawamura, President and Director
    (Code number: 6971, The First Section of the Tokyo Stock Exchange, The First Section of the Osaka Securities Exchange)
Person for inquiry:  

Akihiko Toyotani

General Manager of Finance Division

(Tel: 075-604-3500)

 

This excerpt taken from the KYO 6-K filed Jul 20, 2006.

EXHIBITS

 

Exhibit

Number


   
1.   Notice Regarding Election of Temporary Independent Auditor


Table of Contents

(Translation)

 

To All Persons Concerned   July 19, 2006

 

Name of Company Listed:    Kyocera Corporation
Name of Representative:    Makoto Kawamura, President and Director
     (Code number: 6971, The First Section of the Tokyo Stock Exchange, The First Section of the Osaka Securities Exchange)
Person for inquiry:   

Akihiko Toyotani

General Manager of Finance Division

(Tel: 075-604-3500)

 

This excerpt taken from the KYO 6-K filed Jul 19, 2006.

EXHIBITS

 

Exhibit
    Number    


   
1.   Full Acquisition of Hertz Technology Inc. by Kyocera Kinseki Corporation


Table of Contents

(Translation)

 

To All Persons Concerned

   July 19, 2006

 

Name of Company Listed:    Kyocera Corporation
Name of Representative:    Makoto Kawamura, President and Director
     (Code number: 6971, The First Section of the Tokyo Stock Exchange, The First Section of the Osaka Securities Exchange)
Person for inquiry:   

Akihiko Toyotani

General Manager of Finance Division

(Tel: 075-604-3500)

 

This excerpt taken from the KYO 6-K filed Jul 12, 2006.

EXHIBITS

Exhibit
Number

    

1.

   Notice Regarding Change in Independent Auditor

 


Table of Contents

To All Persons Concerned

  July 12, 2006

 

Name of Company Listed:    Kyocera Corporation
Name of Representative:    Makoto Kawamura, President and Director
   (Code number: 6971, The First Section of the Tokyo Stock Exchange, The First Section of the Osaka Securities Exchange)
Person for inquiry:   

Akihiko Toyotani

General Manager of Finance Division

(Tel: 075-604-3500)

This excerpt taken from the KYO 6-K filed Jul 7, 2006.

EXHIBITS

 

    Exhibit    

    Number    


      
1.      Annual report for the year ended March 31, 2006


Table of Contents

LOGO


Table of Contents
This excerpt taken from the KYO 6-K filed Jun 23, 2006.
This excerpt taken from the KYO 6-K filed Jun 22, 2006.

EXHIBITS

 

Exhibit
Number


    
1.   

Business Collaboration with AZUMI Co., Ltd.


Table of Contents

(Translation)

 

 

To All Persons Concerned    June 22, 2006
Name of Company Listed:    Kyocera Corporation
Name of Representative:    Makoto Kawamura, President and Director
     (Code number: 6971, The First Section of the Tokyo Stock Exchange, The First Section of the Osaka Securities Exchange)
Person for inquiry:   

Akihiko Toyotani

General Manager of Finance Division

(Tel: 075-604-3500)

 

This excerpt taken from the KYO 6-K filed Apr 28, 2006.

EXHIBITS

 

Exhibit

Number


   
1.   Notice relating to Amendments to the Articles of Incorporation


Table of Contents

(Translation)

 

To All Persons Concerned

        April 27, 2006

Name of Company Listed:

     Kyocera Corporation

Name of Representative:

     Makoto Kawamura, President and Director
     (Code number: 6971, The First Section of the Tokyo Stock Exchange, The First Section of the Osaka Securities Exchange)

Person for inquiry:

    

Akihiko Toyotani

General Manager of Finance Division

(Tel: 075-604-3500)

This excerpt taken from the KYO 6-K filed Apr 11, 2006.
This excerpt taken from the KYO 6-K filed Sep 21, 2005.

EXHIBITS

 

Exhibit
Number


   
1.   Interim Dividend Information


Table of Contents

Subject: Kyocera Corporation (Interim Dividend Information)

 

Pursuant to the Company’s Listing Agreement and NYSE Manual Section A.3., we hereby furnish the following information relating to the proposed payment of a cash dividend on the Company’s Common Stock and American Depositary Share (ADS).

 

1. The date of declaration of the interim dividend:

 

In the end of October 2005.

 

2. The per share amount of the interim dividend:

 

Estimated ¥50.00 (Japanese yen) per share (Common Stock), and ¥50.00 (Japanese yen) per ADS.

 

3. The per share amount of any tax to be withheld in respect to such interim dividend, description of such tax and per share amount of the interim divided payable after deduction of such tax.

 

Generally, under the Income Tax Convention between the United States and Japan, 15% withholding tax is imposed on dividends paid to a United States resident or corporation not having a “permanent establishment” (as defined therein) in Japan. Any fraction, arising from such tax deduction, of less than one yen may be disregarded.

 

4. The date of record for determination of holders entitled to receive the interim dividend:

 

September 30, 2005.

 

5. Payment date:

 

To be commenced from the middle of December 2005.

 

6. Condition which must be satisfied to enable payment of the divided:

 

In compliance with legal requirements in Japan, the interim dividend rate must decided at the Board of Directors’ Meeting of the Company scheduled to be held in the end of October 2005.

This excerpt taken from the KYO 6-K filed Sep 1, 2005.

EXHIBITS

 

Exhibit
    Number    


   
1.   Notice relating to Decision of the Definitive Terms and Conditions of the Issuance of Stock Options (Stock Acquisition Rights)


Table of Contents

(Translation)

 

To All Persons Concerned

  September 1, 2005

 

Name of Listed Company:    Kyocera Corporation
Name of Representative:    Makoto Kawamura, President and Director
    

(Code number: 6971, The First Section of the Tokyo Stock Exchange, The First Section of the Osaka

Securities Exchange)

Person for inquiry:   

Akihiko Toyotani

General Manager of Finance Division

     (TEL: 075-604-3500)

 

 

Notice relating to Decision of

the Definitive Terms and Conditions of

the Issuance of Stock Options (Stock Acquisition Rights)

 

This is to advise you that undecided items from among the definitive terms and conditions of the issuance of stock acquisition rights for the purpose of granting stock options resolved at the meeting of the Board of Directors of the Company held on August 22, 2005 have been decided today, as follows:

 

1. Issue date of stock acquisition rights:

 

September 1, 2005

 

2. Amount to be paid in upon exercise of stock acquisition rights:

 

861,900 yen per stock acquisition right

(8,619 yen per share)

 

3. Aggregate issue price of the shares to be issued upon exercise of stock acquisition rights:

 

11,221,076,100 yen

 

4. The amount out of issue price of new shares to be accounted as paid-in capital of the Company:

 

4,310 yen per share

 

(Remarks)

 

(1) Date of resolution at the meeting of the Board of Directors for submission to the Ordinary Shareholder’s Meeting:

 

April 27, 2005

 

(2) Date of resolution adopted at the Ordinary Shareholder’s Meeting:

 

June 28, 2005

This excerpt taken from the KYO 6-K filed Aug 22, 2005.
This excerpt taken from the KYO 6-K filed Jul 11, 2005.

EXHIBITS

 

Exhibit

    Number    


   
1.   Written Oath relating to Timely Disclosure submitted to the Tokyo Stock Exchange


Table of Contents

(Translation)

 

This excerpt taken from the KYO 6-K filed May 24, 2005.

EXHIBITS

 

Exhibit

    Number    


   
1.   Filing Complaint against Tax Assessment based on Transfer Pricing Adjustments


Table of Contents

[Translation]

 

May 24, 2005

 

Name of Company listed:   Kyocera Corporation
Name of Representative:   Yasuo Nishiguchi, President and Director
    (Code number: 6971, The First Section of the Tokyo Stock Exchange, The First Section of the Osaka Securities Exchange)
Person for inquiry:  

Akihiko Toyotani

General Manger of Finance Division

(Tel: 075-604-3500)

 

Filing Complaint against Tax Assessment based on Transfer Pricing Adjustments

 

On March 28, 2005, Kyocera Corporation (the “Company”) received a notice of tax assessment based on transfer pricing adjustments from the Osaka Regional Tax Bureau. The Company reviewed such tax assessment from a variety of points of view and today filed a complaint against it with the authority. The assessment relates to the five-year period from the fiscal year ended March 1999 through the fiscal year ended March 2003. The notice indicated that income should be adjusted upward to 24.3 billion yen and that the resultant additional tax, including local taxes, etc., amounted to 12.7 billion yen.

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