ID » Topics » ITEM 6 - EXHIBITS

This excerpt taken from the ID 10-Q filed May 7, 2009.
ITEM 6 — EXHIBITS
 
The exhibits listed in the Exhibits Index immediately preceding such exhibits are filed as part of this report.


46


Table of Contents

L-1 IDENTITY SOLUTIONS, INC.
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
 
         
Date: May 7, 2009
  By:   /s/ ROBERT V. LAPENTA
Robert V. LaPenta
Chairman of the Board,
Chief Executive Officer and President
(Principal Executive Officer)
         
Date: May 7, 2009
  By:   /s/ JAMES A. DEPALMA
James A. DePalma
Executive Vice President,
Chief Financial Officer and Treasurer
(Principal Financial Officer)


47


Table of Contents

 
EXHIBIT INDEX
 
         
Exhibit No.
  Description
 
  31 .1   Certification of Principal Executive Officer pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 (filed herewith).
  31 .2   Certification of Principal Financial Officer pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934 (filed herewith).
  32 .1   Certification of Principal Executive Officer pursuant to 18 U.S.C. Sec. 1350 (filed herewith).
  32 .2   Certification of Principal Financial Officer pursuant to 18 U.S.C. Sec. 1350 (filed herewith).
 
 
* Incorporated by reference.


48

This excerpt taken from the ID 10-Q filed Oct 31, 2008.
ITEM 6 — EXHIBITS
 
The exhibits listed in the Exhibits Index immediately preceding such exhibits are filed as part of this report.


48


Table of Contents

L-1 IDENTITY SOLUTIONS, INC.
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
 
         
Date: October 31, 2008
  By:   /s/ ROBERT V. LAPENTA
Robert V. LaPenta
Chairman of the Board,
Chief Executive Officer and President
(Principal Executive Officer)
         
Date: October 31, 2008
  By:   /s/ JAMES A. DEPALMA
James A. DePalma
Executive Vice President,
Chief Financial Officer and Treasurer
(Principal Financial Officer)


49


Table of Contents

 
EXHIBIT INDEX
 
         
Exhibit No.
  Description
 
  4 .1   Registration Rights Agreement, dated as of June 29, 2008, by and between L-1 Identity Solutions, Inc. and Robert V. LaPenta (incorporated by reference to Exhibit 10.2 to the Statement on Schedule 13-D/A filed on July 3, 2008)*
  4 .2   Registration Rights Agreement, dated as of June 29, 2008, by and between L-1 Identity Solutions, Inc. and Iridian Asset Management LLC (incorporated herein by reference to Exhibit 4.2 to the Quarterly Report on Form 10-Q filed by L-1 with the SEC on August 4, 2008).*
  4 .3   Registration Rights Agreement, dated as of August 5, 2008, by and among L-1 Identity Solutions, Inc. and MHR Capital Partners Master Account LP, MHR Capital Partners (100) LP and MHR Institutional Partners III LP(incorporated by reference to Exhibit 4.14 to the Registration Statement on Form S-3ASR filed on August 5, 2008).*
  4 .4   Certificate of Designations for L-1 Identity Solutions, Inc. Series A Convertible Preferred Stock (incorporated by reference to Exhibit 4.11 to the Registration Statement on Form S-3ASR filed on August 5, 2008).*
  10 .1   Amendment No. 1 to the Securities Purchase Agreement, dated as of August 4, 2008, by and between L-1 Identity Solutions, Inc. and LRSR LLC (incorporated by reference to Exhibit 10.2(a) to the Registration Statement on Form S-3ASR filed on August 5, 2008).*
  31 .1   Certification of Principal Executive Officer pursuant to Rules 13a-14(a) under the Securities Exchange Act of 1934, as amended (filed herewith).
  31 .2   Certification of Principal Financial Officer pursuant to Rules 13a-14(a) under the Securities Exchange Act of 1934, as amended (filed herewith).
  32 .1   Certification of Principal Executive Officer pursuant to 18 U.S.C. Sec. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (filed herewith).
  32 .2   Certification of Principal Financial Officer pursuant to 18 U.S.C. Sec. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (filed herewith).
 
 
* Incorporated by reference.


50

This excerpt taken from the ID 10-Q filed Aug 4, 2008.
ITEM 6 — EXHIBITS
 
The exhibits listed in the Exhibits Index immediately preceding such exhibits are filed as part of this report.


48


Table of Contents

L-1 IDENTITY SOLUTIONS, INC.
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
 
         
         
Date: August 4, 2008   By:  
/s/  ROBERT V. LAPENTA


Robert V. LaPenta
Chairman of the Board,
Chief Executive Officer and President
(Principal Executive Officer)
         
Date: August 4, 2008   By:  
/s/  JAMES A. DEPALMA


James A. DePalma
Executive Vice President,
Chief Financial Officer and Treasurer
(Principal Financial Officer)


49


Table of Contents

EXHIBIT INDEX
 
         
Exhibit No.
  Description
 
  4 .1   Registration Rights Agreement, dated as of June 29, 2008, by and between L-1 Identity Solutions, Inc. and Robert V. LaPenta (incorporated by reference to Exhibit 10.2 to the Company’s Statement on Schedule 13-D/A filed on July 3, 2008)***
  4 .2   Registration Rights Agreement, dated as of June 29, 2008, by and between L-1 Identity Solutions, Inc. and Iridian Asset Management LLC.**
  10 .1   Securities Purchase Agreement, dated as of June 29, 2008, by and between L-1 Identity Solutions, Inc. and Robert V. LaPenta.**
  10 .2   Securities Purchase Agreement, dated as of June 30, 2008, by and between L-1 Identity Solutions, Inc. and LRSR LLC.**
  10 .3   Securities Purchase Agreement, dated as of June 29, 2008, by and between L-1 Identity Solutions, Inc. and Iridian Asset Management LLC.**
  31 .1   Certification of Principal Executive Officer pursuant to Rules 13a-14(a) under the Securities Exchange Act of 1934, as amended (filed herewith).
         
  31 .2   Certification of Principal Financial Officer pursuant to Rules 13a-14(a) under the Securities Exchange Act of 1934, as amended (filed herewith).
         
  32 .1   Certification of Principal Executive Officer pursuant to 18 U.S.C. Sec. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (filed herewith).
         
  32 .2   Certification of Principal Financial Officer pursuant to 18 U.S.C. Sec. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (filed herewith).
 
 
* To be filed by amendment.
 
** Filed herewith.
 
*** Incorporated by reference.


50

This excerpt taken from the ID 10-Q filed May 9, 2007.

ITEM 6 – EXHIBITS

The exhibits listed in the Exhibits Index immediately preceding such exhibits are filed as part of this report.

34



 L-1 IDENTITY SOLUTIONS, INC.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

Date: May 9, 2007

By:

/s/ ROBERT V. LAPENTA

   

Robert V. LaPenta

   

Chairman of the Board, Chief Executive Officer and President

   

(Principal Executive Officer)

     

Date: May 9, 2007

By:

/s/ JAMES A. DEPALMA

   

James A. DePalma

   

Executive Vice President, Chief Financial Officer and Treasurer

   

(Principal Financial Officer)

35



EXHIBIT INDEX

Exhibit No.

 

Note

   

Description


 
 

31.1

 

(a)

   

Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

     

31.2

 

(a)

   

Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

     

32.1

 

(a)

   

Certification of Principal Executive Officer pursuant to 18 U.S.C. Sec. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

     

32.2

 

(a)

   

Certification of Principal Financial Officer pursuant to 18 U.S.C. Sec. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

     

Note

 

Description


 

(a)

 

Filed herewith.

36


This excerpt taken from the ID 8-K filed Jan 9, 2007.

(d) Exhibits

The Exhibit Index hereto is incorporated into this Item 9.01 by reference.

 

4


Table of Contents
This excerpt taken from the ID 10-Q filed Nov 9, 2006.

ITEM 6 – EXHIBITS

The exhibits listed in the Exhibits Index immediately preceding such exhibits are filed as part of this report.

 

43


Table of Contents

L-1 IDENTITY SOLUTIONS, INC.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

Date: November 8, 2006   By:  

/s/ ROBERT LAPENTA

    Robert LaPenta
    Chairman of the Board, Chief Executive Officer and President
    (Principal Executive Officer)
Date: November 8, 2006   By:  

/s/ JAMES DEPALMA

    James DePalma
    Executive Vice President, Chief Financial Officer and Treasurer
    (Principal Financial Officer)

 

44


Table of Contents

EXHIBIT INDEX

 

Exhibit No.  

Note

  

Description

31.1  

(a)

   Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
31.2  

(a)

   Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
32.1  

(a)

   Certification of Principal Executive Officer pursuant to 18 U.S.C. Sec. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
32.2  

(a)

   Certification of Principal Financial Officer pursuant to 18 U.S.C. Sec. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

 

Note   

Description

(a)    Filed herewith.

 

45

This excerpt taken from the ID 8-K filed Sep 21, 2006.

(d)     Exhibits

The Exhibit Index hereto is incorporated into this Item 9.01 by reference.


Table of Contents
This excerpt taken from the ID 10-Q filed Aug 9, 2006.

ITEM 6 – EXHIBITS

The exhibits listed in the Exhibits Index immediately preceding such exhibits are filed as part of this report.

 

39


Table of Contents

VIISAGE TECHNOLOGY, INC.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

Date: August 9, 2006   By:  

/s/ BERNARD C. BAILEY

        Bernard C. Bailey
        President and Chief Executive Officer
        (Principal Executive Officer)
Date: August 9, 2006   By:  

/s/ BRADLEY T. MILLER

        Bradley T. Miller
        Senior Vice President and Chief Financial Officer
        (Principal Financial Officer)

 

40


Table of Contents

EXHIBIT INDEX

 

Exhibit No.    Note   

Description

10.82    (a)    Fifth Amendment to Loan and Security Agreement dated as of June 30, 2006 by and among Viisage Technology, Inc., Trans Digital Technologies Corporation, Imaging Automation, Inc., Biometrica Systems, Inc. and Citizens Bank of Massachusetts
31.1    (a)    Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
31.2    (a)    Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
32.1    (a)    Certification of Principal Executive Officer pursuant to 18 U.S.C. Sec. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
32.2    (a)    Certification of Principal Financial Officer pursuant to 18 U.S.C. Sec. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

 

Note   

Description

(a)    Filed herewith.

 

41

This excerpt taken from the ID 10-Q filed Jul 28, 2006.

ITEM 6 – EXHIBITS

The exhibits listed in the Exhibits Index immediately preceding such exhibits are filed as part of this report.

 

23


VIISAGE TECHNOLOGY, INC.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

Date: July 28, 2006

   

By:

  /s/    BERNARD C. BAILEY
        Bernard C. Bailey
        President and Chief Executive Officer
        (Principal Executive Officer)

Date: July 28, 2006

   

By:

  /s/    BRADLEY T. MILLER
        Bradley T. Miller
        Senior Vice President and Chief Financial Officer
        (Principal Financial Officer)

 

24


EXHIBIT INDEX

 

Exhibit No.

   Note   

Description

31.1    (a)    Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
31.2    (a)    Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
32.1    (a)    Certification of Principal Executive Officer pursuant to 18 U.S.C. Sec. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
32.2    (a)    Certification of Principal Financial Officer pursuant to 18 U.S.C. Sec. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

 

Note   

Description

(a)    Filed herewith.

 

25

This excerpt taken from the ID 10-Q filed May 17, 2006.

ITEM 6 – EXHIBITS

The exhibits listed in the Exhibits Index immediately preceding such exhibits are filed as part of this report.

 

35


Table of Contents

VIISAGE TECHNOLOGY, INC.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

Date: May 17, 2006

   

By:

  /s/    BERNARD C. BAILEY
        Bernard C. Bailey
        President and Chief Executive Officer
        (Principal Executive Officer)

Date: May 17, 2006

   

By:

  /s/    BRADLEY T. MILLER
        Bradley T. Miller
        Senior Vice President and Chief Financial Officer
        (Principal Financial Officer)

 

36


Table of Contents

EXHIBIT INDEX

 

Exhibit No.

   Note   

Description

31.1    (a)    Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
31.2    (a)    Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
32.1    (a)    Certification of Principal Executive Officer pursuant to 18 U.S.C. Sec. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
32.2    (a)    Certification of Principal Financial Officer pursuant to 18 U.S.C. Sec. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

 

Note   

Description

(a)    Filed herewith.

 

37

This excerpt taken from the ID 10-Q filed Nov 10, 2005.

ITEM 6 – EXHIBITS

 

The exhibits listed in the Exhibits Index immediately preceding such exhibits are filed as part of this report.

 

36


Table of Contents

VIISAGE TECHNOLOGY, INC.

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

Date: November 10, 2005       By:   /s/    BERNARD C. BAILEY        
                Bernard C. Bailey
                President and Chief Executive Officer
                (Principal Executive Officer)
Date: November 10, 2005       By:   /s/    BRADLEY T. MILLER        
                Bradley T. Miller
                Senior Vice President and Chief Financial Officer
                (Principal Financial Officer)

 

37


Table of Contents

EXHIBIT INDEX

 

Exhibit No.


   Note

 

Description


10.1    (a)   Second Amendment to Loan and Security Agreement dated as of March 16, 2005 by and among Viisage Technology, Inc., Trans Digital Technologies Corporation, Imaging Automation, Inc., Biometrica Systems, Inc. and Citizens Bank of Massachusetts.

31.1

   (a)   Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

31.2

   (a)   Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

32.1

   (a)   Certification of Principal Executive Officer pursuant to 18 U.S.C. Sec. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

32.2

   (a)   Certification of Principal Financial Officer pursuant to 18 U.S.C. Sec. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

 

Note


  

Description


(a)

  

Filed herewith.

 

38

This excerpt taken from the ID 10-Q filed Aug 12, 2005.

ITEM 6 – EXHIBITS

 

The exhibits listed in the Exhibits Index immediately preceding such exhibits are filed as part of this report.

 

35


Table of Contents

VIISAGE TECHNOLOGY, INC.

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

Date: August 12, 2005   By:  

/s/ BERNARD C. BAILEY


        Bernard C. Bailey
       

President and Chief Executive Officer

(Principal Executive Officer)

Date: August 12, 2005   By:  

/s/ WILLIAM K. AULET


        William K. Aulet
       

Senior Vice President and Chief Financial Officer

(Principal Financial Officer)

 

36


Table of Contents

EXHIBIT INDEX

 

Exhibit No.

 

Note


 

Description


31.1   (a)   Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
31.2   (a)   Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
32.1   (a)   Certification of Principal Executive Officer pursuant to 18 U.S.C. Sec. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
32.2   (a)   Certification of Principal Financial Officer pursuant to 18 U.S.C. Sec. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

 

Note

 

Description


(a)   Filed herewith.

 

37

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