LPL » Topics » Article 13. (Transfer Agent)

This excerpt taken from the LPL 20-F filed Apr 11, 2005.

Article 13. (Transfer Agent)

 

  (1) The Company shall retain a transfer agent for shares.

 

  (2) The transfer agent, the location where its services are rendered and the scope of a transfer agent’s duties shall be determined by a resolution of the Board of Directors of the Company and shall be publicly notified.


  (3) The Company shall keep the shareholders registry, or a duplicate thereof, at a location where a transfer agent renders its services. In addition, the Company shall cause the transfer agent to handle activities such as making entries into its shareholders registry, registering the creation and cancellation of pledges over shares, indicating or canceling trust assets, issuing share certificates, receiving reports filed, and other related businesses.

 

  (4) Those activities of a transfer agent set forth in Paragraph (3) above shall be performed in accordance with the Regulations for Securities Agency Business of the Transfer Agent.

 

"Article 13. (Transfer Agent)" elsewhere:

Kyocera (KYO)
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