LAZ » Topics » EXHIBIT INDEX

This excerpt taken from the LAZ 10-K filed Mar 2, 2009.

INDEX

 

Form 10-K Item Number


   Page
No.


PART I

         

Item 1.

   Business    1
     Executive Officers of the Registrant    13

Item 1A.

   Risk Factors    15

Item 1B.

   Unresolved Staff Comments    33

Item 2.

   Properties    34

Item 3.

   Legal Proceedings    34

Item 4.

   Submission of Matters to a Vote of Security Holders    35

PART II

         

Item 5.

   Market for Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities    35

Item 6.

   Selected Financial Data    36

Item 7.

   Management’s Discussion and Analysis of Financial Condition and Results of Operations    39

Item 7A.

   Quantitative and Qualitative Disclosures About Market Risk    73

Item 8.

   Financial Statements and Supplementary Data    74

Item 9.

   Changes in and Disagreements With Accountants on Accounting and Financial Disclosure    136

Item 9A.

   Controls and Procedures    136

Item 9B.

   Other Information    136

PART III

         

Item 10.

   Directors, Executive Officers and Corporate Governance    137

Item 11.

   Executive Compensation    137

Item 12.

   Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters    137

Item 13.

   Certain Relationships and Related Transactions, and Director Independence    138

Item 14.

   Principal Accountant Fees and Services    138

PART IV

         

Item 15.

   Exhibits and Financial Statement Schedules    139
     Index to Financial Statements and Financial Statement Schedule Items 15(a)(1) and 15(a)(2)    F-1

SIGNATURES

   II-1

 

i


Table of Contents
These excerpts taken from the LAZ 10-K filed Feb 28, 2008.

INDEX

 

Form 10-K Item Number


   Page
No.


PART I

         

Item 1.

   Business    1
     Executive Officers of the Registrant    14

Item 1A.

   Risk Factors    15

Item 1B.

   Unresolved Staff Comments    34

Item 2.

   Properties    34

Item 3.

   Legal Proceedings    35

Item 4.

   Submission of Matters to a Vote of Security Holders    35

PART II

         

Item 5.

   Market for Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities    36

Item 6.

   Selected Financial Data    37

Item 7.

   Management’s Discussion and Analysis of Financial Condition and Results of Operations    39

Item 7A.

   Quantitative and Qualitative Disclosures About Market Risk    69

Item 8.

   Financial Statements and Supplementary Data    70

Item 9.

   Changes in and Disagreements With Accountants on Accounting and Financial Disclosure    132

Item 9A.

   Controls and Procedures    132

Item 9B.

   Other Information    132

PART III

         

Item 10.

   Directors, Executive Officers and Corporate Governance    133

Item 11.

   Executive Compensation    133

Item 12.

   Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters    133

Item 13.

   Certain Relationships and Related Transactions, and Director Independence    134

Item 14.

   Principal Accountant Fees and Services    134

PART IV

         

Item 15.

   Exhibits and Financial Statement Schedules    135
     Index to Financial Statements and Financial Statement Schedule Items 15(a)(1) and 15(a)(2)    F-1

SIGNATURES

   II-1

 

i


Table of Contents

INDEX

 

























































































































































































































































































Form 10-K Item Number


  Page
No.



PART I

      

Item 1.

  
Business
  1
   
Executive Officers of the Registrant
  14

Item 1A.

  
Risk Factors
  15

Item 1B.

  
Unresolved Staff Comments
  34

Item 2.

  
Properties
  34

Item 3.

  
Legal Proceedings
  35

Item 4.

  
Submission of Matters to a Vote of Security Holders
  35


PART II

      

Item 5.

  
Market for Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities
  36

Item 6.

  
Selected Financial Data
  37

Item 7.

  
Management’s Discussion and Analysis of Financial Condition and Results of Operations
  39

Item 7A.

  
Quantitative and Qualitative Disclosures About Market Risk
  69

Item 8.

  
Financial Statements and Supplementary Data
  70

Item 9.

  
Changes in and Disagreements With Accountants on Accounting and Financial Disclosure
  132

Item 9A.

  
Controls and Procedures
  132

Item 9B.

  
Other Information
  132


PART III

      

Item 10.

  
Directors, Executive Officers and Corporate Governance
  133

Item 11.

  
Executive Compensation
  133

Item 12.

  
Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters
  133

Item 13.

  
Certain Relationships and Related Transactions, and Director Independence
  134

Item 14.

  
Principal Accountant Fees and Services
  134


PART IV

      

Item 15.

  
Exhibits and Financial Statement Schedules
  135
   
Index to Financial Statements and Financial Statement Schedule Items 15(a)(1) and 15(a)(2)
  F-1


SIGNATURES

  II-1

 


i







Table of Contents


This excerpt taken from the LAZ 8-K filed Jun 22, 2007.

EXHIBIT INDEX

 

Exhibit   

Description

4.1    Fourth Supplemental Indenture, dated as of June 21, 2007, between Lazard Group LLC and The Bank of New York, as trustee.
4.2    Registration Rights Agreement, dated as of June 21, 2007, among Lazard Group LLC, Goldman, Sachs & Co., Citigroup Global Markets Inc. and J.P. Morgan Securities Inc., as representatives for the Initial Purchasers.
10.1    Third Amendment, dated as of June 18, 2007, to the Senior Revolving Credit Agreement, dated as of May 10, 2005, among Lazard Group LLC, the Banks from time to time parties thereto, Citibank, N.A., The Bank of New York, New York Branch, JP Morgan Chase Bank, N.A. and JP Morgan Chase Bank, N.A., as Administrative Agent.
This excerpt taken from the LAZ 10-K filed Mar 1, 2007.

INDEX

 

Form 10-K Item Number:


   Page
No.


PART I

         

Item 1.

   Business    1
     Executive Officers of the Registrant    13

Item 1A.

   Risk Factors    14

Item 1B.

   Unresolved Staff Comments    34

Item 2.

   Properties    34

Item 3.

   Legal Proceedings    34

Item 4.

   Submission of Matters to a Vote of Security Holders    35

PART II

         

Item 5.

   Market for Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities    36

Item 6.

   Selected Financial Data    36

Item 7.

   Management’s Discussion and Analysis of Financial Condition and Results of Operations    39

Item 7A.

   Quantitative and Qualitative Disclosures About Market Risk    68

Item 8.

   Financial Statements and Supplementary Data    69

Item 9.

   Changes in and Disagreements With Accountants on Accounting and Financial Disclosure    125

Item 9A.

   Controls and Procedures    125

Item 9B.

   Other Information    125

PART III

         

Item 10.

   Directors, Executive Officers and Corporate Governance    126

Item 11.

   Executive Compensation    126

Item 12.

   Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters    126

Item 13.

   Certain Relationships and Related Transactions, and Director Independence    127

Item 14.

   Principal Accountant Fees and Services    127

PART IV

         

Item 15.

   Exhibits and Financial Statement Schedules    128
     Index to Financial Statements and Financial Statement Schedule Items 15(a)(1) and 15(a)(2)    F-1

SIGNATURES

   II-1

 

i


Table of Contents
This excerpt taken from the LAZ 10-K filed Mar 22, 2006.

INDEX

 

Form 10-K Item Number:


   Page
No.


PART I

         

Item 1.

   Business    1
     Executive Officers of the Registrant    14

Item 1A.

   Risk Factors    15

Item 1B.

   Unresolved Staff Comments    36

Item 2.

   Properties    36

Item 3.

   Legal Proceedings    36

Item 4.

   Submission of Matters to a Vote of Security Holders    37

PART II

         

Item 5.

   Market for Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities    38

Item 6.

   Selected Financial Data    39

Item 7.

   Management’s Discussion and Analysis of Financial Condition and Results of Operations    41

Item 7A.

   Quantitative and Qualitative Disclosures About Market Risk    70

Item 8.

   Financial Statements and Supplementary Data    71

Item 8A.

   Pro Forma Financial Information    127

Item 9.

   Changes in and Disagreements With Accountants on Accounting and Financial Disclosure    133

Item 9A.

   Controls and Procedures    133

Item 9B.

   Other Information    133

PART III

         

Item 10.

   Directors and Executive Officers of the Registrant    134

Item 11.

   Executive Compensation    134

Item 12.

   Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters    134

Item 13.

   Certain Relationships and Related Transactions    135

Item 14.

   Principal Accountant Fees and Services    135

PART IV

         

Item 15.

   Exhibits and Financial Statement Schedules    136
     Index to Financial Statements and Financial Statement Schedule Items 15(a)(1) and 15(a)(2)    F-1

SIGNATURES

   II-1

 

i


Table of Contents
Wikinvest © 2006, 2007, 2008, 2009, 2010, 2011, 2012. Use of this site is subject to express Terms of Service, Privacy Policy, and Disclaimer. By continuing past this page, you agree to abide by these terms. Any information provided by Wikinvest, including but not limited to company data, competitors, business analysis, market share, sales revenues and other operating metrics, earnings call analysis, conference call transcripts, industry information, or price targets should not be construed as research, trading tips or recommendations, or investment advice and is provided with no warrants as to its accuracy. Stock market data, including US and International equity symbols, stock quotes, share prices, earnings ratios, and other fundamental data is provided by data partners. Stock market quotes delayed at least 15 minutes for NASDAQ, 20 mins for NYSE and AMEX. Market data by Xignite. See data providers for more details. Company names, products, services and branding cited herein may be trademarks or registered trademarks of their respective owners. The use of trademarks or service marks of another is not a representation that the other is affiliated with, sponsors, is sponsored by, endorses, or is endorsed by Wikinvest.
Powered by MediaWiki