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Legg Mason 8-K 2011

Documents found in this filing:

  1. 8-K
  2. Ex-99
  3. Ex-99
r8k-033111.htm
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported)
May 3, 2011


LEGG MASON, INC.
(Exact name of registrant as specified in its charter)


Maryland
   
1-8529
   
52-1200960
(State or Other Jurisdiction
of Incorporation)
 
(Commission File
No.)
 
(IRS Employer
 Identification No.)


100 International Drive, Baltimore, Maryland
                
21202
(Address of principal executive offices)
 
(Zip Code)

Registrant's telephone number, including area code:
(410) 539-0000

 
Not Applicable 
(Former name or former address if changed since last report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 


 
 

 


Item 2.02
 
Results of Operations and Financial Condition.
         
   
On May 3, 2011, Legg Mason, Inc. announced its results of operations for the quarter and twelve months ended March 31, 2011.  A copy of the related press release is attached hereto as Exhibit 99.
     
   
The information in this Section 2.02 and Exhibit 99 attached hereto shall not be deemed "filed" for purposes of the Securities Exchange Act of 1934, as amended, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such filing.
     
Item 9.01
 
Financial Statements and Exhibits.>
     
(d)
 
Exhibits
     
   
Exhibit No.
Subject Matter
   
99
Press Release of Legg Mason, Inc. dated May 3, 2011





 
 

 


 
SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

                                          
                                         
LEGG MASON, INC.
   
(Registrant)
       
       
 
Date:  May 3, 2011
By:
/s/ Thomas P. Lemke
     
Thomas P. Lemke
     
Senior Vice President and General Counsel


 
 

 

LEGG MASON, INC.
EXHIBIT INDEX

Exhibit No.
     
Subject Matter
                                                          
     
99
     
Press Release of Legg Mason, Inc. dated May 3, 2011

 
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