BENEFICIAL SECURITY OWNERSHIP OF DIRECTORS, EXECUTIVE OFFICERS AND CERTAIN OTHER BENEFICIAL OWNERS for Linear

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LLTC » Topics » BENEFICIAL SECURITY OWNERSHIP OF DIRECTORS, EXECUTIVE OFFICERS AND CERTAIN OTHER BENEFICIAL OWNERS

This excerpt taken from the LLTC DEF 14A filed Sep 23, 2009.

BENEFICIAL SECURITY OWNERSHIP OF
DIRECTORS, EXECUTIVE OFFICERS AND CERTAIN OTHER BENEFICIAL OWNERS

The following table sets forth certain information known to the Company regarding the beneficial ownership of the Company's common stock, as of the Record Date, by (a) each beneficial owner of more than 5% of the Company's common stock, (b) the Company's Chief Executive Officer, Chief Financial Officer and three other executive officers of the Company who, based on their total compensation, were the most highly compensated in fiscal 2009 (collectively, the "Named Executive Officers"), (c) each director of the Company, and (d) all directors and executive officers of the Company as a group. Except as otherwise indicated, each person has sole voting and investment power with respect to all shares shown as beneficially owned, subject to community property laws where applicable.

	Common Stock
Beneficial Owner	Shares		Percentage
Capital Research Global Investors (1)		26,787,000	11	.8%
333 South Hope Street
Los Angeles, CA 90071
Capital World Investors (1)		24,800,000	10	.9%
333 South Hope Street
Los Angeles, CA 90071
State Farm Insurance Companies (2)		16,641,100	7	.3%
One State Farm Plaza
Bloomington, IL 61710

Robert H. Swanson, Jr. (3)		1,718,167	*
Lothar Maier (4)		754,580	*
Paul Coghlan (5)		839,627	*
Robert C. Dobkin (6)		1,166,806	*
Donald E. Paulus (7)		234,943	*
David S. Lee (8)		166,000	*
Richard M. Moley (9)		166,000	*
Thomas S. Volpe (10)		230,000	*
All directors and executive officers as a group (15 persons) (11)		6,609,443	2	.9%

____________________

*		Less than one percent of the outstanding common stock.
(1)		Based on information as of June 30, 2009 reported on Schedule 13F filed with the Securities and Exchange Commission.
(2)		Based on information as of September 8, 2009 provided by State Farm Insurance Companies.
(3)		Includes (i) 260,000 shares issued in the name of Robert H. Swanson, Jr. and Sheila L. Swanson, Trustees of the Robert H. Swanson, Jr. and Sheila L. Swanson Trust U/T/A dated May 27, 1976, (ii) 1,281,400 shares issuable pursuant to options exercisable within 60 days of September 8, 2009 and (iii) 158,000 shares subject to Company rights of reacquisition pursuant to restricted stock agreements.
(4)		Includes 540,060 shares issuable pursuant to options exercisable within 60 days of September 8, 2009 and 160,000 shares subject to Company rights of reacquisition pursuant to restricted stock agreements.
(5)		Includes 438,690 shares issuable pursuant to options exercisable within 60 days of September 8, 2009 and 79,334 shares subject to Company rights of reacquisition pursuant to restricted stock agreements.
(6)		Includes (i) 275,300 shares issued in the name of Robert C. Dobkin and Kathleen C. Dobkin, Trustees of the Dobkin Family Trust dated April 16, 1991, (ii) 351,560 shares issuable pursuant to options exercisable within 60 days of September 8, 2009, (iii) 39,003 shares subject to Company rights of reacquisition pursuant to restricted stock agreements and (iv) 184,196 shares pledged as security for a margin loan, which is not in default as of September 8, 2009. The pledgee does not have the power to vote or direct any vote regarding such securities.
(7)		Includes 183,780 shares issuable pursuant to options exercisable within 60 days of September 8, 2009 and 44,436 shares subject to Company rights of reacquisition pursuant to restricted stock agreements.
(8)		Consists of 160,000 shares issuable pursuant to options exercisable within 60 days of September 8, 2009 and 3,000 shares subject to Company rights of reacquisition pursuant to restricted stock agreements.
(9)		Consists of 160,000 shares issuable pursuant to options exercisable within 60 days of September 8, 2009 and 3,000 shares subject to Company rights of reacquisition pursuant to restricted stock agreements.

(10)		Consists of 160,000 shares issuable pursuant to options exercisable within 60 days of September 8, 2009 and 3,000 shares subject to Company rights of reacquisition pursuant to restricted stock agreements.
(11)		Includes 4,244,110 shares issuable pursuant to options exercisable within 60 days of September 8, 2009 and 748,913 shares subject to Company rights of reacquisition pursuant to restricted stock agreements.

This excerpt taken from the LLTC DEF 14A filed Sep 23, 2008.

BENEFICIAL SECURITY OWNERSHIP OF
DIRECTORS, EXECUTIVE OFFICERS AND CERTAIN OTHER BENEFICIAL OWNERS

The following table sets forth certain information known to the Company regarding the beneficial ownership of the Company’s common stock, as of the Record Date, by (a) each beneficial owner of more than 5% of the Company’s common stock, (b) the Company’s Chief Executive Officer, Chief Financial Officer and three other executive officers of the Company who, based on their total compensation, were the most highly compensated in fiscal 2008 (collectively, the “Named Executive Officers”), (c) each director of the Company, and (d) all directors and executive officers of the Company as a group. Except as otherwise indicated, each person has sole voting and investment power with respect to all shares shown as beneficially owned, subject to community property laws where applicable.

	Common Stock
Beneficial Owner	Shares		Percentage
Capital Research Global Investors (1)		26,693,500		11.8	%
333 South Hope Street
Los Angeles, CA 90071
Capital World Investors (1)		20,250,000		9.0	%
333 South Hope Street
Los Angeles, CA 90071
State Farm Insurance Companies (2)		16,641,100		7.3	%
One State Farm Plaza
Bloomington, IL 61710
Robert H. Swanson, Jr. (3)		1,871,400		*
Lothar Maier (4)		816,016		*
Paul Coghlan (5)		854,869		*
Robert C. Dobkin (6)		1,334,207		*
Donald E. Paulus (7)		210,282		*
David S. Lee (8)		195,000		*
Richard M. Moley (9)		195,000		*
Thomas S. Volpe (10)		259,000		*
All directors and executive officers as a group (15 persons) (11)		6,992,388		3.09	%

____________________

*		Less than one percent of the outstanding common stock.
(1)		Based on information as of June 30, 2008 reported on Schedule 13F filed with the Securities and Exchange Commission.
(2)		Based on information as of September 8, 2008 provided by State Farm Insurance Companies.
(3)		Includes (i) 260,000 shares issued in the name of Robert H. Swanson, Jr. and Sheila L. Swanson, Trustees of the Robert H. Swanson, Jr. and Sheila L. Swanson Trust U/T/A dated May 27, 1976, (ii) 1,481,400 shares issuable pursuant to options exercisable within 60 days of September 8, 2008 and (iii) 130,000 shares subject to Company rights of reacquisition pursuant to restricted stock agreements.
(4)		Includes 670,060 shares issuable pursuant to options exercisable within 60 days of September 8, 2008 and 105,000 shares subject to Company rights of reacquisition pursuant to restricted stock agreements.
(5)		Includes 480,690 shares issuable pursuant to options exercisable within 60 days of September 8, 2008 and 59,001 shares subject to Company rights of reacquisition pursuant to restricted stock agreements.
(6)		Includes (i) 325,300 shares issued in the name of Robert C. Dobkin and Kathleen C. Dobkin, Trustees of the Dobkin Family Trust dated April 16, 1991, (ii) 421,060 shares issuable pursuant to options exercisable within 60 days of September 8, 2008 (iii) 32,004 shares subject to Company rights of reacquisition pursuant to restricted stock agreements and (iv) 159,196 shares pledged as security for a margin loan, which is not in default as of September 8, 2008. The pledgee does not have the power to vote or direct any vote regarding such securities.

(7)		Includes 164,780 shares issuable pursuant to options exercisable within 60 days of September 8, 2008 and 37,404 shares subject to Company rights of reacquisition pursuant to restricted stock agreements.
(8)		Consists of 192,000 shares issuable pursuant to options exercisable within 60 days of September 8, 2008 and 3,000 shares subject to Company rights of reacquisition pursuant to restricted stock agreements.
(9)		Consists of 192,000 shares issuable pursuant to options exercisable within 60 days of September 8, 2008 and 3,000 shares subject to Company rights of reacquisition pursuant to restricted stock agreements.
(10)		Consists of 192,000 shares issuable pursuant to options exercisable within 60 days of September 8, 2008 and 3,000 shares subject to Company rights of reacquisition pursuant to restricted stock agreements.
(11)		Includes 4,746,510 shares issuable pursuant to options exercisable within 60 days of September 8, 2008 and 578,953 shares subject to Company rights of reacquisition pursuant to restricted stock agreements.

This excerpt taken from the LLTC DEF 14A filed Sep 26, 2007.

BENEFICIAL SECURITY OWNERSHIP OF
DIRECTORS, EXECUTIVE OFFICERS AND CERTAIN OTHER BENEFICIAL OWNERS

The following table sets forth certain information known to the Company regarding the beneficial ownership of the Company's common stock, as of the Record Date, by (a) each beneficial owner of more than 5% of the Company's common stock, (b) the Company's Chief Executive Officer, Chief Financial Officer and three other executive officers of the Company who, based on their total compensation, were the most highly compensated in fiscal 2007 (collectively, the "Named Executive Officers"), (c) each director of the Company, and (d) all directors and executive officers of the Company as a group. Except as otherwise indicated, each person has sole voting and investment power with respect to all shares shown as beneficially owned, subject to community property laws where applicable.

	Common Stock
Beneficial Owner	Shares		Percentage
Capital Research and Management Company (1)		53,043,500		23.3%
333 South Hope Street
Los Angeles, CA 90071
Goldman Sachs Group Inc. (2)		16,743,328		7.4%
85 Broad Street
New York, NY 10004
State Farm Insurance Companies (3)		15,923,250		7.0%
One State Farm Plaza
Bloomington, IL 61710
Robert H. Swanson, Jr. (4)		1,981,400		*
Lothar Maier (5)		705,590		*
Paul Coghlan (6)		912,119		*
Robert C. Dobkin (7)		1,760,404		*
Donald E. Paulus (8)		188,073		*
David S. Lee (9)		172,000		*
Richard M. Moley (10)		172,000		*
Thomas S. Volpe (11)		236,000		*
All directors and executive officers as a group (17 persons) (12)		7,323,505		3.2%

____________________

*		Less than one percent of the outstanding common stock.

(1)		Based on information as of June 30, 2007 reported on Schedule 13F filed with the Securities and Exchange Commission.

(2)		Based on information as of June 30, 2007 reported on Schedule 13F filed with the Securities and Exchange Commission.

(3)		Based on information as of September 10, 2007 provided by State Farm Insurance Companies.

(4)		Includes (i) 260,000 shares issued in the name of Robert H. Swanson, Jr. and Sheila L. Swanson, Trustees of the Robert H. Swanson, Jr. and Sheila L. Swanson Trust U/T/A dated May 27, 1976, (ii) 1,631,400 shares issuable pursuant to options exercisable within 60 days of September 10, 2007 and (iii) 90,000 shares subject to Company rights of reacquisition pursuant to restricted stock agreements.

(5)		Includes 630,060 shares issuable pursuant to options exercisable within 60 days of September 10, 2007 and 40,000 shares subject to Company rights of reacquisition pursuant to restricted stock agreements.

(6)		Includes 646,690 shares issuable pursuant to options exercisable within 60 days of September 10, 2007 and 43,668 shares subject to Company rights of reacquisition pursuant to restricted stock agreements.

(7)		Includes (i) 637,904 shares issued in the name of Robert C. Dobkin and Kathleen C. Dobkin, Trustees of the Dobkin Family Trust dated April 16, 1991, (ii) 793,060 shares issuable pursuant to options exercisable within 60 days of September 10, 2007 and (iii) 24,003 shares subject to Company rights of reacquisition pursuant to restricted stock agreements.

(8)		Includes 149,280 shares issuable pursuant to options exercisable within 60 days of September 10, 2007 and 29,872 shares subject to Company rights of repurchase pursuant to restricted stock agreements.

(9)		Consists of 172,000 shares issuable pursuant to options exercisable within 60 days of September 10, 2007.

(10)		Consists of 172,000 shares issuable pursuant to options exercisable within 60 days of September 10, 2007.

(11)		Consists of 204,000 shares issuable pursuant to options exercisable within 60 days of September 10, 2007.

(12)		Includes 5,332,410 shares issuable pursuant to options exercisable within 60 days of September 10, 2007 and 401,491 shares subject to Company rights of reacquisition pursuant to restricted stock agreements.

EXCERPTS ON THIS PAGE:

DEF 14A	Sep 23, 2009

DEF 14A	Sep 23, 2008

DEF 14A	Sep 26, 2007

Linear Technology (LLTC)

LLTC » Topics » BENEFICIAL SECURITY OWNERSHIP OF DIRECTORS, EXECUTIVE OFFICERS AND CERTAIN OTHER BENEFICIAL OWNERS

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