This excerpt taken from the MI 8-K filed Oct 22, 2009.
On October 21, 2009, Marshall & Ilsley Corporation (the “Corporation”) entered into an Underwriting Agreement (the Agreement) with Morgan Stanley & Co. Incorporated and Merrill Lynch, Pierce, Fenner & Smith Incorporated, as representatives of the several underwriters named therein (the Underwriters), pursuant to which the Corporation agreed to issue and sell 136,000,000 shares of its common stock, $1.00 par value per share (the Common Stock), at a public offering price of $5.75 per share in an underwritten public offering (the Offering). As part of the Offering, the Corporation has granted the Underwriters a 30-day option to purchase an additional 20,400,000 shares of Common Stock.
The Offering is being made under the Corporations Shelf Registration Statement (the Registration Statement) on Form S-3 (Registration No. 333-147162), filed with the Securities and Exchange Commission (the SEC) on November 6, 2007, including the base prospectus included therein and a final prospectus supplement filed with the SEC on October 22, 2009 (the Prospectus Supplement).
The Agreement is filed as Exhibit 1.1 to this Current Report on Form 8-K and is incorporated herein by reference. The foregoing description of the material terms of the Agreement and the transactions contemplated thereby does not purport to be complete and is qualified in its entirety by reference to such exhibit.
Exhibits 5.1 and 23.1 to this Current Report on Form 8-K are filed herewith in connection with the Registration Statement and are incorporated therein by reference.
This excerpt taken from the MI 8-K filed Jan 15, 2009.
Also on January 15, 2009, the Company published a letter to its shareholders regarding, among other things, the Companys fourth quarter results of operations, the quarterly cash dividend, and the Companys expense reduction initiatives. A copy of the letter is attached hereto as Exhibit 99.2 and is incorporated herein by reference.
This excerpt taken from the MI 8-K filed Oct 28, 2008.
On October 28, 2008, Marshall & Ilsley Corporate (the “Company”) was informed that it has received preliminary approval to participate in the U.S. Treasurys Capital Purchase Program (the CPP). Under the CPP, the U.S. Treasury would purchase approximately $1.7 billion of preferred stock from the Company, subject to the standard terms and conditions provided by the U.S. Treasury in its CPP Term Sheet.
A copy of the press release issued by the Company on October 28, 2008 announcing its approval under the CPP is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
This excerpt taken from the MI 8-K filed Nov 19, 2007.
On November 19, 2007, Marshall & Ilsley Corporation (the “Company”) announced that, as a result of recent announcements by Franklin Credit Management Corporation (Franklin) and Huntington Bancshares Incorporated regarding the deterioration in Franklins mortgage portfolio, the Company has undertaken and is continuing a review of the Companys credit relationship with Franklin.
A copy of the press release issued by the Company announcing the foregoing and detailing its relationship with Franklin is attached hereto as Exhibit 99.1 and is incorporated herein by reference.