MSFT » Topics » EQUITY COMPENSATION PLAN INFORMATION

This excerpt taken from the MSFT DEF 14A filed Sep 29, 2009.

EQUITY COMPENSATION PLAN INFORMATION

 

(In millions, except per share amounts)

June 30, 2009    (a)    (b)    (c)
Plan category    Number of securities
to be issued upon
exercise of
outstanding options,
warrants and rights(1)
   Weighted-average
exercise price of
outstanding options,
warrants and rights(2)
   Number of securities
remaining available for
future issuance under
equity compensation
plans (excluding
securities reflected in
column (a))(3)

Equity compensation plans approved by

security holders(4)

   549,260,239    $ 27.48    802,200,914
                

Equity compensation plans not approved by

security holders(5)

   0      N/A    0
             

Total(6)

   549,260,239    $ 27.48    802,200,914
                

 

(1)  

Includes 210 million shares issuable upon vesting of outstanding stock awards granted under the 2001 Stock Plan and 11 million shares issuable under outstanding performance-based stock awards granted under the 2001 Stock Plan.

 

 

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  31

         2009 PROXY STATEMENT

 


Table of Contents

 

 

(2)  

The weighted-average exercise price does not take into account the shares issuable upon vesting of outstanding stock awards, which have no exercise price.

(3)  

Includes 83 million shares remaining available for issuance as of June 30, 2009 under the 2003 Employee Stock Purchase Plan.

(4)  

Under the 2001 Stock Plan no award may be repriced, replaced, regranted through cancellation, or modified without shareholder approval (except in connection with a change in our capitalization), if the effect would be to reduce the exercise price for the share underlying such award.

(5)  

The Microsoft Stock Option Plan for Consultants and Advisors authorized the grant of stock options to consultants and advisors to Microsoft. Options were last granted under this plan in fiscal year 2001. No additional options may be granted under this plan and as of June 30, 2009, all stock options previously granted under the Plan had expired.

(6)  

Does not include options to purchase an aggregate of 13,831 shares, at a weighted average exercise price of $39.1704, granted under a plan assumed in connection with an acquisition transaction. No additional options may be granted under this assumed plan.

This excerpt taken from the MSFT DEF 14A filed Sep 29, 2008.

EQUITY COMPENSATION PLAN INFORMATION

 

(In millions, except per share amounts)

June 30, 2008    (a)    (b)    (c)
Plan category    Number of securities
to be issued upon
exercise of
outstanding options,
warrants and rights(1)
   Weighted-average
exercise price of
outstanding options,
warrants and rights(2)
   Number of securities
remaining available for
future issuance under
equity compensation
plans (excluding
securities reflected in
column (a))(3)

Equity compensation plans approved by

security holders(4)

   553,498,613    $ 28.12    893,109,241
                

Equity compensation plans not approved by

security holders(5)

   0      N/A    0
             

Total(6)

   553,498,613    $ 28.12    893,109,241
                

 

(1)  

Includes 153 million shares issuable upon vesting of outstanding stock awards granted under the 2001 Stock Plan and 18 million shares issuable under outstanding SPSAs granted under the 2001 Stock Plan (assuming target performance).

(2)  

The weighted-average exercise price does not take into account the shares issuable upon vesting of outstanding stock awards or the shares issuable under outstanding SPSAs, which have no exercise price.

(3)  

Includes 107 million shares remaining available for issuance as of June 30, 2008 under the 2003 Employee Stock Purchase Plan.

(4)  

Under the 2001 Stock Plan no award may be repriced, replaced, regranted through cancellation, or modified without shareholder approval (except in connection with a change in our capitalization), if the effect would be to reduce the exercise price for the share underlying such award.

(5)  

The Microsoft Stock Option Plan for Consultants and Advisors authorized the grant of stock options to consultants and advisors to Microsoft. Options were last granted under this plan in fiscal year 2001. No additional options may be granted under this plan and as of June 30, 2008, all stock options previously granted under the Plan had expired.

(6)  

Does not include options to purchase an aggregate of 98,962 shares, at a weighted average exercise price of $28.99, granted under a plan assumed in connection with an acquisition transaction. No additional options may be granted under this assumed plan.

 

 

29  /  MSFT   2008 PROXY STATEMENT

 


 

 

This excerpt taken from the MSFT DEF 14A filed Sep 21, 2007.

EQUITY COMPENSATION PLAN INFORMATION

 

(In millions, except per share amounts)

June 30, 2007    (a)    (b)    (c)
Plan category   

Number of securities

to be issued upon

exercise of
outstanding options,

warrants and rights(1)

  

Weighted-average

exercise price of
outstanding options,
warrants and rights(2)

  

Number of securities

remaining available for

future issuance under
equity compensation
plans (excluding
securities reflected in
column (a))(3)

Equity compensation plans approved by

security holders(4)

   680,265,275    $ 27.86    944,277,210
                

Equity compensation plans not approved by

security holders(5)

   13,332      36.00   
             

Total(6)

   680,278,607    $ 27.86    944,277,210
                

 

(1)   Includes 124 million shares issuable upon vesting of outstanding stock awards granted under the 2001 Stock Plan and 10 million shares issuable under outstanding SPSAs granted under the 2001 Stock Plan (assuming target performance).
(2)   The weighted-average exercise price does not take into account the shares issuable upon vesting of outstanding stock awards or the shares issuable under outstanding SPSAs, which have no exercise price.
(3)   Includes 125 million shares remaining available for issuance as of June 30, 2007 under the 2003 Employee Stock Purchase Plan.
(4)   Under the 2001 Stock Plan no award may be repriced, replaced, regranted through cancellation, or modified without shareholder approval (except in connection with a change in our capitalization), if the effect would be to reduce the exercise price for the share underlying such award.
(5)   The Microsoft Stock Option Plan for Consultants and Advisors authorized the grant of stock options to consultants and advisors to Microsoft. Options were last granted under this plan in fiscal year 2001. No additional options may be granted under this plan.
(6)   Does not include options to purchase an aggregate of 290,000 shares, at a weighted average exercise price of $33.54, granted under a plan assumed in connection with an acquisition transaction. No additional options may be granted under this assumed plan.
This excerpt taken from the MSFT DEF 14A filed Oct 4, 2006.

EQUITY COMPENSATION PLAN INFORMATION

 

(In millions, except per share amounts)

June 30, 2006    (a)    (b)    (c)
Plan category   

Number of securities

to be issued upon

exercise of
outstanding options,

warrants and rights(1)

  

Weighted-average

exercise price of
outstanding options,
warrants and rights(2)

  

Number of securities

remaining available for

future issuance under
equity compensation
plans (excluding
securities reflected in
column (a))(3)

Equity compensation plans approved by security holders(4)

   883.8    $27.92    953.8
              

Equity compensation plans not approved by security holders(5)

   0    35.67    0
           

Total(6)

   883.8    $27.92    953.8
              

 

(1)   Includes 98 million shares issuable upon vesting of outstanding stock awards granted under the 2001 Stock Plan and 36.6 million shares issuable under outstanding shared performance stock awards granted under the 2001 Stock Plan (assuming target performance).
(2)   The weighted-average exercise price does not take into account the shares issuable upon vesting of outstanding stock awards or the shares issuable under outstanding shared performance stock awards, which have no exercise price.
(3)   Includes 141.9 million shares remaining available for issuance as of June 30, 2006 under the 2003 Employee Stock Purchase Plan.
(4)   Under the 2001 Stock Plan no award may be repriced, replaced, regranted through cancellation, or modified without shareholder approval (except in connection with a change in the Company’s capitalization), if the effect would be to reduce the exercise price for the share underlying such award.
(5)   The Microsoft Stock Option Plan for Consultants and Advisors authorized the grant of stock options to consultants and advisors to the Company. Options were last granted under this plan in fiscal year 2001. No additional options may be granted under this plan.
(6)   Does not include options to purchase an aggregate of 0.4 million shares, at a weighted average exercise price of $30.67, granted under a plan assumed in connection with an acquisition transaction. No additional options may be granted under this assumed plan.
This excerpt taken from the MSFT DEF 14A filed Sep 28, 2005.

EQUITY COMPENSATION PLAN INFORMATION

 

(In millions, except per share amounts)


June 30, 2005    (a)    (b)    (c)
Plan category   

Number of securities

to be issued upon

exercise of
outstanding options,

warrants and rights(1)

  

Weighted-average

exercise price of
outstanding options,
warrants and rights(2)

  

Number of securities

remaining available for

future issuance under
equity compensation
plans (excluding
securities reflected in
column (a))(3)

Equity compensation plans approved by security holders

   969.9    $27.41    975.6
    
  
  

Equity compensation plans not approved by security holders(4)

   0    35.97    0

  
  

Total(5)

   969.9    $27.41    975.6
    
  
  

 

(1)   Includes 69 million shares issuable upon vesting of outstanding stock awards granted under the 2001 Stock Plan and 35.3 million shares issuable under outstanding shared performance stock awards granted under the 2001 Stock Plan (assuming target performance).
(2)   The weighted-average exercise price does not take into account the shares issuable upon vesting of outstanding stock awards or the shares issuable under outstanding shared performance stock awards, which have no exercise price.
(3)   Includes 159.1 million shares remaining available for issuance as of June 30, 2005 under the 2003 Employee Stock Purchase Plan.
(4)   The Microsoft Stock Option Plan for Consultants and Advisors authorized the grant of stock options to consultants and advisors to the Company. Options were last granted under this plan in fiscal year 2001. No additional options may be granted under this plan.
(5)   Does not include options to purchase an aggregate of .6 million shares, at a weighted average exercise price of $29.28, granted under a plan assumed in connection with an acquisition transaction. No additional options may be granted under this assumed plan.

 

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