Send us Feedback

Midwest Banc Holdings (MBHI)
Analysis
SUMMARY
BULLS
BEARS
TOPICS
Data
DATA CENTRAL
STOCK CHART
OPERATING METRICS
REVENUE SOURCES
Financials
SEC FILINGS
BALANCE
INCOME
CASH FLOW

MBHI » Topics » Insurance and Securities Brokerage

This excerpt taken from the MBHI DEF 14A filed Dec 3, 2009.
Insurance and Securities Brokerage
 
The Bank’s subsidiary, Midwest Financial is registered with the SEC as a broker-dealer and is a member of FINRA. Midwest Financial operates a general securities business as an introducing broker-dealer. The area served by Midwest Financial is the Chicago metropolitan area. It holds neither customer accounts nor customers’ securities. Licensed brokers serve all branches and provide insurance and investment-related services, including securities trading, financial planning, mutual funds sales, fixed and variable rate annuities,


124

Table of Contents

and tax-exempt and conventional unit trusts. This activity furthers one of the Company’s strategic goals of increasing revenues from investment sources to enhance the Company’s profitability.
 
This excerpt taken from the MBHI DEF 14A filed Dec 3, 2009.
Insurance and Securities Brokerage
 
The Bank’s subsidiary, Midwest Financial is registered with the SEC as a broker-dealer and is a member of FINRA. Midwest Financial operates a general securities business as an introducing broker-dealer. The area served by Midwest Financial is the Chicago metropolitan area. It holds neither customer accounts nor customers’ securities. Licensed brokers serve all branches and provide insurance and investment-related services, including securities trading, financial planning, mutual funds sales, fixed and variable rate annuities,


147

Table of Contents

and tax-exempt and conventional unit trusts. This activity furthers one of the Company’s strategic goals of increasing revenues from investment sources to enhance the Company’s profitability.
 
These excerpts taken from the MBHI 10-K filed Mar 11, 2009.
Insurance and Securities Brokerage
 
The Bank’s subsidiary, Midwest Financial is registered with the SEC as a broker-dealer and is a member of FINRA. Midwest Financial operates a general securities business as an introducing broker-dealer. The area served by Midwest Financial is the Chicago metropolitan area. It holds neither customer accounts nor customers’ securities. Licensed brokers serve all branches and provide insurance and investment-related services, including securities trading, financial planning, mutual funds sales, fixed and variable rate annuities, and tax-exempt and conventional unit trusts. This activity furthers one of the Company’s strategic goals of increasing revenues from investment sources to enhance the Company’s profitability.


8

Table of Contents

Insurance
and Securities Brokerage


 



The Bank’s subsidiary, Midwest Financial is registered with
the SEC as a broker-dealer and is a member of FINRA. Midwest
Financial operates a general securities business as an
introducing broker-dealer. The area served by Midwest Financial
is the Chicago metropolitan area. It holds neither customer
accounts nor customers’ securities. Licensed brokers serve
all branches and provide insurance and investment-related
services, including securities trading, financial planning,
mutual funds sales, fixed and variable rate annuities, and
tax-exempt and conventional unit trusts. This activity furthers
one of the Company’s strategic goals of increasing revenues
from investment sources to enhance the Company’s
profitability.





8




Table of Contents







Insurance
and Securities Brokerage


 



The Bank’s subsidiary, Midwest Financial is registered with
the SEC as a broker-dealer and is a member of FINRA. Midwest
Financial operates a general securities business as an
introducing broker-dealer. The area served by Midwest Financial
is the Chicago metropolitan area. It holds neither customer
accounts nor customers’ securities. Licensed brokers serve
all branches and provide insurance and investment-related
services, including securities trading, financial planning,
mutual funds sales, fixed and variable rate annuities, and
tax-exempt and conventional unit trusts. This activity furthers
one of the Company’s strategic goals of increasing revenues
from investment sources to enhance the Company’s
profitability.





8




Table of Contents







These excerpts taken from the MBHI 10-K filed Mar 14, 2008.
Insurance and Securities Brokerage
 
The Bank’s subsidiary, Midwest Financial is registered with the SEC as a broker-dealer and is a member of FINRA. Midwest Financial operates a general securities business as an introducing broker-dealer. The area served by Midwest Financial is the Chicago metropolitan area. It holds neither customer accounts nor customers’ securities. Licensed brokers serve all branches and provide insurance and investment-related services, including securities trading, financial planning, mutual funds sales, fixed and variable rate annuities, and tax-exempt and conventional unit trusts. This activity furthers one of the Company’s strategic goals of increasing revenues from investment sources to enhance the Company’s profitability.
 
Insurance
and Securities Brokerage


 



The Bank’s subsidiary, Midwest Financial is registered with
the SEC as a broker-dealer and is a member of FINRA. Midwest
Financial operates a general securities business as an
introducing broker-dealer. The area served by Midwest Financial
is the Chicago metropolitan area. It holds neither customer
accounts nor customers’ securities. Licensed brokers serve
all branches and provide insurance and investment-related
services, including securities trading, financial planning,
mutual funds sales, fixed and variable rate annuities, and
tax-exempt and conventional unit trusts. This activity furthers
one of the Company’s strategic goals of increasing revenues
from investment sources to enhance the Company’s
profitability.


 




EXCERPTS ON THIS PAGE:

DEF 14A
Dec 3, 2009
DEF 14A
Dec 3, 2009
10-K (3 sections)
Mar 11, 2009
10-K (2 sections)
Mar 14, 2008

RELATED TOPICS for MBHI:

Wikinvest © 2006, 2007, 2008, 2009, 2010, 2011, 2012. Use of this site is subject to express Terms of Service, Privacy Policy, and Disclaimer. By continuing past this page, you agree to abide by these terms. Any information provided by Wikinvest, including but not limited to company data, competitors, business analysis, market share, sales revenues and other operating metrics, earnings call analysis, conference call transcripts, industry information, or price targets should not be construed as research, trading tips or recommendations, or investment advice and is provided with no warrants as to its accuracy. Stock market data, including US and International equity symbols, stock quotes, share prices, earnings ratios, and other fundamental data is provided by data partners. Stock market quotes delayed at least 15 minutes for NASDAQ, 20 mins for NYSE and AMEX. Market data by Xignite. See data providers for more details. Company names, products, services and branding cited herein may be trademarks or registered trademarks of their respective owners. The use of trademarks or service marks of another is not a representation that the other is affiliated with, sponsors, is sponsored by, endorses, or is endorsed by Wikinvest.
Powered by MediaWiki