Annual Reports

 
Other

  • 6-K (Mar 5, 2018)
  • 424B2 (Mar 1, 2018)
  • 424B5 (Feb 28, 2018)
  • 6-K (Feb 14, 2018)
  • 13F-HR (Feb 9, 2018)
  • SC 13G (Feb 8, 2018)
Mizuho Financial Group 6-K 2007

Documents found in this filing:

  1. 6-K
  2. Graphic
  3. Graphic
Form 6-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

For the month of July, 2007.

Commission File Number 001-33098

Mizuho Financial Group, Inc.

(Translation of registrant’s name into English)

5-5, Otemachi 1-chome

Chiyoda-ku, Tokyo 100-0004

Japan

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F x    Form 40-F ¨

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ¨

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ¨

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes ¨    No x

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):82-                    .

 



SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Date: July 30, 2007

Mizuho Financial Group, Inc.
By:  

/s / Satoru Nishibori

Name:   Satoru Nishibori
Title:   Managing Director / CFO


LOGO

July 30, 2007

To whom it may concern:

 

  Company Name:    Mizuho Financial Group, Inc.
  Representative:    Terunobu Maeda, President & CEO
  Address:   

5-5 Otemachi 1-chome, Chiyoda-ku, Tokyo

100-0004, Japan

  Stock Code Number (Japan): 8411 [Tokyo Stock Exchange
                    (First Section), Osaka Securities Exchange (First Section)]

Corrections in “Financial Statements <under Japanese GAAP>”

Mizuho Financial Group, Inc. (“MHFG”) hereby announces partial corrections in its “Financial Statements for Fiscal 2006,” “Summary of Financial Results for Fiscal 2006” and “Selected Financial Information for Fiscal 2006” disclosed on May 22, 2007 and other financial reports (“Financial Statements <under Japanese GAAP>”) as shown in the appendices.

 

 

Please direct any inquiries to:
Mizuho Financial Group, Inc.    Corporate Communications    81-3-5224-2026


Appendix 1

The items and figures to be corrected (indicated before and after correction) are as follows.

Please refer to Appendix 2 for the corrected information.

 

Consolidated Capital Adequacy Ratio (BIS Capital Ratio)

 

     (%)
     Before
Correction
   After
Correction

Mizuho Financial Group (March 31, 2006)

   11.62    11.59

Mizuho Financial Group (September 30, 2006)

   11.01    10.97

Mizuho Corporate Bank (March 31, 2006)

   12.87    12.81

Mizuho Corporate Bank (September 30, 2006)

   12.81    12.75

 

Tier 1 Capital Ratio (Consolidated)

 

     (%)
     Before
Correction
   After
Correction

Mizuho Financial Group (March 31, 2006)

   5.89    5.87

Mizuho Financial Group (September 30, 2006)

   5.62    5.60

Mizuho Corporate Bank (March 31, 2006)

   6.92    6.89

Mizuho Corporate Bank (September 30, 2006)

   7.36    7.33

 

Risk-weighted Assets (Consolidated)

 

     (Billions of yen)
     Before
Correction
   After
Correction

Mizuho Financial Group (March 31, 2006)

   77,338.3    77,534.5

Mizuho Financial Group (September 30, 2006)

   77,791.3    78,056.6

Mizuho Corporate Bank (March 31, 2006)

   40,542.7    40,730.3

Mizuho Corporate Bank (September 30, 2006)

   41,353.3    41,533.0

Market Risk Equivalent Assets

 

     (Billions of yen)
     Before
Correction
   After
Correction

Mizuho Financial Group (March 31, 2006)

   1,814.8    2,011.0

Mizuho Financial Group (September 30, 2006)

   1,871.8    2,137.1

Mizuho Corporate Bank (March 31, 2006)

   1,764.3    1,951.9

Mizuho Corporate Bank (September 30, 2006)

   1,836.4    2,016.0


Appendix 2

Corrected Information

Corrected information is underlined.

Financial Statements for Fiscal 2006

 

Page

  

Item

   Before Correction     After Correction  

1-1

  

1. Financial Highlights for Fiscal 2006

(2) Consolidated Financial Conditions

      Consolidated Capital Adequacy Ratio (BIS), Fiscal 2005

   11.62 %   11.59 %

1-12

  

3. Consolidated Results of Operations and Financial Conditions

(2) Financial Conditions

(c) Consolidated Capital Adequacy Ratio (Preliminary)

      In the table, Basel I, March31, 2006

   11.62 %   11.59 %

Summary of Financial Results for Fiscal 2006

 

Page

  

Item

   Before Correction     After Correction  

2-3

  

IV. Others (Financial Soundness)

      In the table, Basel I BIS Capital Ratio (Consolidated),

      Change from March 31, 2006

   -0.04 %   -0.01 %

2-3

  

Same as above

      Basel I Tier 1 Capital Ratio, Change from March 31, 2006

   0.28 %   0.30 %


Selected Financial Information for Fiscal 2006

 

p. 3-20 (Reference) Capital Adequacy Ratio (Basel I)

 

Mizuho Financial Group (BIS Capital Ratio)

 

 

     (%, Billions of yen)
<Before Correction>    As of March 31, 2007     As of
September 30,
2006
  

As of

March 31,
2006

     (Preliminary)    Change from
September 30,
2006
    Change from
March 31,
2006
      

(1) Capital Adequacy Ratio

   11.58    0.57     (0.04 )   11.01    11.62

      Tier I Capital Ratio

   6.17    0.55     0.28     5.62    5.89
      (omitted )       

(6) Risk-weighted Assets

   80,118.4    2,327.0     2,780.0     77,791.3    77,338.3
     (%, Billions of yen)
<After Correction>    As of March 31, 2007    

As of
September 30,

2006

  

As of

March 31,
2006

     (Preliminary)   

Change from
September 30,

2006

    Change from
March 31,
2006
      

(1) Capital Adequacy Ratio

   11.58    0.61     (0.01 )   10.97    11.59

      Tier I Capital Ratio

   6.17    0.57     0.30     5.60    5.87
      (omitted )       

(6) Risk-weighted Assets

   80,118.4    2,061.7     2,583.8     78,056.6    77,534.5
Mizuho Corporate Bank (BIS Capital Ratio)             
     (%, Billions of yen)
<Before Correction>    As of March 31, 2007     As of
September 30,
2006
  

As of

March 31,
2006

     (Preliminary)    Change from
September 30,
2006
    Change from
March 31,
2006
      

(1) Capital Adequacy Ratio

   12.99    0.18     0.12     12.81    12.87

      Tier I Capital Ratio

   7.66    0.30     0.74     7.36    6.92
      (omitted )       

(6) Risk-weighted Assets

   42,476.6    1,123.2     1,933.8     41,353.3    40,542.7
     (%, Billions of yen)
<After Correction>    As of March 31, 2007     As of
September 30,
2006
  

As of

March 31,
2006

     (Preliminary)    Change from
September 30,
2006
    Change from
March 31,
2006
      

(1) Capital Adequacy Ratio

   12.99    0.24     0.18     12.75    12.81

      Tier I Capital Ratio

   7.66    0.33     0.77     7.33    6.89
      (omitted )       

(6) Risk-weighted Assets

   42,476.6    943.6     1,746.2     41,533.0    40,730.3


Consolidated Financial Statements for the First Half of Fiscal 2006

 

Page

  

Item

  

Before Correction

  

After Correction

1-1

  

1. Financial Highlights for the First Half of Fiscal 2006

(2) Consolidated Financial Conditions Consolidated Capital Adequacy Ratio (BIS), 1H F2006

   11.01%    10.97%
   Same as above, Fiscal 2005    11.62%    11.59%

1-11

  

3. Consolidated Results of Operations and Financial Conditions

(2) Financial Conditions

(c) Consolidated Capital Adequacy Ratio (Preliminary)

  

(omitted)

Risk-weighted Assets amounted to ¥77,791.3 billion, increasing by ¥453.0 billion from the end of the previous fiscal year due to the increase in assets and further efforts to expand profits after entering into the new phase in our management strategies.

As a result, the Consolidated Capital Adequacy Ratio (BIS Capital Ratio) was 11.01%, decreasing by 0.61% from the end of the previous fiscal year.

  

(omitted)

Risk-weighted Assets amounted to ¥78,056.6 billion, increasing by ¥522.1 billion from the end of the previous fiscal year due to the increase in assets and further efforts to expand profits after entering into the new phase in our management strategies.

As a result, the Consolidated Capital Adequacy Ratio (BIS Capital Ratio) was 10.97%, decreasing by 0.62% from the end of the previous fiscal year.

1-11

  

Same as above

In the table, September 30, 2006

   11.01%    10.97%
  

Same as above, March31, 2006

   11.62%    11.59%

 

 

Summary of Interim Results for Fiscal 2006

 

Item

  

Before Correction

  

After Correction

IV. Others (Financial Soundness)

   The Group maintains its financial soundness at a high level. The Group’s consolidated BIS Capital Ratio remained at a sufficiently high level of 11.01% as of the end of September 2006 even after the full repayment of the public funds.    The Group maintains its financial soundness at a high level. The Group’s consolidated BIS Capital Ratio remained at a sufficiently high level of 10.97% as of the end of September 2006 even after the full repayment of the public funds.

Same as above

In the table, BIS Capital Ratio (Consolidated), September 30, 2006

   11.01%    10.97%

Same as above, Change from March 31, 2006

   -0.61%    -0.62%

Same as above

Tier 1 Capital Ratio, September 30, 2006

   5.62%    5.60%


Selected Financial Information for the First Half of Fiscal 2006

 

p.3-19 9. Capital Adequacy Ratio

Mizuho Financial Group (BIS Capital Ratio)

 

     (%, Billions of yen)
<Before Correction>    As of September 30, 2006     As of
March 31,
2006
   As of
September 30,
2005
     (Preliminary)    Change from
March 31,
2006
    Change from
September 30,
2005
      

(1) Capital Adequacy Ratio

   11.01    (0.61 )   0.28     11.62    10.73

Tier I Capital Ratio

   5.62    (0.27 )   0.18     5.89    5.44
      (omitted )       

(6) Risk-weighted Assets

   77,791.3    453.0     6,916.4     77,338.3    70,874.8

Assets Exposed to Credit Risk

   75,919.5    396.0     6,461.8     75,523.4    69,457.6

On-balance Sheet Items

   68,185.3    275.2     5,216.2     67,910.0    62,969.1

Off-balance Sheet Items

   7,734.1    120.7     1,245.5     7,613.3    6,488.5

Market Risk Equivalent Assets

   1,871.8    56.9     454.6     1,814.8    1,417.2
     (%, Billions of yen)
<After Correction>    As of September 30, 2006     As of
March 31,
2006
   As of
September 30,
2005
     (Preliminary)    Change from
March 31,
2006
    Change from
September 30,
2005
      

(1) Capital Adequacy Ratio

   10.97    (0.62 )   0.24     11.59    10.73

Tier I Capital Ratio

   5.60    (0.27 )   0.16     5.87    5.44
      (omitted )       

(6) Risk-weighted Assets

   78,056.6    522.1     7,181.8     77,534.5    70,874.8

Assets Exposed to Credit Risk

   75,919.5    396.0     6,461.8     75,523.4    69,457.6

On-balance Sheet Items

   68,185.3    275.2     5,216.2     67,910.0    62,969.1

Off-balance Sheet Items

   7,734.1    120.7     1,245.5     7,613.3    6,488.5

Market Risk Equivalent Assets

   2,137.1    126.0     719.9     2,011.0    1,417.2
Mizuho Corporate Bank (BIS Capital Ratio)             
     (%, Billions of yen)
<Before Correction>    As of September 30, 2006     As of
March 31,
2006
   As of
September 30,
2005
     (Preliminary)    Change from
March 31,
2006
    Change from
September 30,
2005
      

(1) Capital Adequacy Ratio

   12.81    (0.06 )   (0.10 )   12.87    12.91

Tier I Capital Ratio

   7.36    0.44     0.16     6.92    7.20
      (omitted )       

(6) Risk-weighted Assets

   41,353.3    810.6     5,558.9     40,542.7    35,794.4

Assets Exposed to Credit Risk

   39,516.9    738.5     5,080.5     38,778.3    34,436.3

On-balance Sheet Items

   33,674.0    670.3     3,977.9     33,003.6    29,696.1

Off-balance Sheet Items

   5,842.8    68.1     1,102.6     5,774.7    4,740.2

Market Risk Equivalent Assets

   1,836.4    72.0     478.4     1,764.3    1,358.0
     (%, Billions of yen)
<After Correction>    As of September 30, 2006     As of
March 31,
2006
   As of
September 30,
2005
     (Preliminary)    Change from
March 31,
2006
    Change from
September 30,
2005
      

(1) Capital Adequacy Ratio

   12.75    (0.06 )   (0.16 )   12.81    12.91

Tier I Capital Ratio

   7.33    0.44     0.13     6.89    7.20
      (omitted )       

(6) Risk-weighted Assets

   41,533.0    802.6     5,738.5     40,730.3    35,794.4

Assets Exposed to Credit Risk

   39,516.9    738.5     5,080.5     38,778.3    34,436.3

On-balance Sheet Items

   33,674.0    670.3     3,977.9     33,003.6    29,696.1

Off-balance Sheet Items

   5,842.8    68.1     1,102.6     5,774.7    4,740.2

Market Risk Equivalent Assets

   2,016.0    64.1     658.0     1,951.9    1,358.0


Consolidated Financial Statements for Fiscal 2005

 

Page

  

Item

  

Before Correction

  

After Correction

1-1   

1. Financial Highlights for Fiscal 2005

(2) Consolidated Financial Conditions

Consolidated Capital Adequacy Ratio (BIS), Fiscal 2005

   11.62%    11.59%
1-12   

3. Consolidated Results of Operations

(2) Financial Conditions

(c) Consolidated Capital Adequacy Ratio (Preliminary)

  

(omitted)

The Risk-adjusted Assets balance was ¥77,338.3 billion, increasing by ¥10,013.3 billion from the end of the previous fiscal year due to the increase in assets and further efforts to expand top-line profits after entering into the new phase in our management strategies.

As a result, the Consolidated Capital Adequacy Ratio (BIS) decreased by 0.29% from the end of the previous fiscal year to 11.62%.

  

(omitted)

The Risk-adjusted Assets balance was ¥77,534.5 billion, increasing by ¥10,209.5 billion from the end of the previous fiscal year due to the increase in assets and further efforts to expand top-line profits after entering into the new phase in our management strategies.

As a result, the Consolidated Capital Adequacy Ratio (BIS) decreased by 0.32% from the end of the previous fiscal year to 11.59%.

1-12   

Same as above In the table, March31, 2006

   11.62%    11.59%

 

 

Summary of Financial Results for Fiscal 2005

Item

  

Before Correction

  

After Correction

III. Disciplined Capital Management   

(omitted)

As a consequence, Consolidated BIS Capital Ratio was maintained at a sufficient level of 11.62%.

(omitted)

  

(omitted)

As a consequence, Consolidated BIS Capital Ratio was maintained at a sufficient level of 11.59%.

(omitted)

Same as above

In the table, BIS Capital Ratio (Consolidated), FY2005

   11.62%    11.59%

Same as above, Change from FY2004

   -0.29%    -0.32%

Same as above

In the table, Tier 1 Capital Ratio, FY2005

   5.89%    5.87%

Same as above, Change from FY2004

   -0.30%    -0.32%


Selected Financial Information for Fiscal 2005

 

p.3-19 9. Capital Adequacy Ratio

Mizuho Financial Group (BIS)

 

     (%, Billions of yen)
<Before Correction>    As of March 31, 2006     As of
September 30,
2005
   As of
March 31,
2005
     (Preliminary)    Change from
September 30,
2005
    Change from
March 31,
2005
      

(1) Capital Adequacy Ratio

   11.62    0.89     (0.29 )   10.73    11.91

Tier I Capital Ratio

   5.89    0.45     (0.30 )   5.44    6.19
      (omitted )       

(6) Risk-adjusted Assets

   77,338.3    6,463.4     10,013.3     70,874.8    67,324.9

On-balance Sheet Items

   67,910.0    4,940.9     7,207.6     62,969.1    60,702.4

Off-balance Sheet Items

   7,613.3    1,124.8     1,924.1     6,488.5    5,689.1

Assets Exposed to Credit Risk

   75,523.4    6,065.8     9,131.8     69,457.6    66,391.5

Market Risk Equivalent Divided by 8%

   1,814.8    397.6     881.4     1,417.2    933.4
    

(%, Billions of yen)

<After Correction>    As of March 31, 2006     As of
September 30,
2005
   As of
March 31,
2005
     (Preliminary)    Change from
September 30,
2005
    Change from
March 31,
2005
      

(1) Capital Adequacy Ratio

   11.59    0.86     (0.32 )   10.73    11.91

Tier ICapital Ratio

   5.87    0.43     (0.32 )   5.44    6.19
      (omitted )       

(6) Risk-adjusted Assets

   77,534.5    6,659.6     10,209.5     70,874.8    67,324.9

On-balance Sheet Items

   67,910.0    4,940.9     7,207.6     62,969.1    60,702.4

Off-balance Sheet Items

   7,613.3    1,124.8     1,924.1     6,488.5    5,689.1

Assets Exposed to Credit Risk

   75,523.4    6,065.8     9,131.8     69,457.6    66,391.5

Market Risk Equivalent Divided by 8%

   2,011.0    593.8     1,077.6     1,417.2    933.4
Mizuho Corporate Bank (BIS)             
    

(%, Billions of yen)

<Before Correction>    As of March 31, 2006     As of
September 30,
2005
   As of
March 31,
2005
     (Preliminary)    Change from
September 30,
2005
    Change from
March 31,
2005
      

(1) Capital Adequacy Ratio

   12.87    (0.04 )   (1.77 )   12.91    14.64

Tier I Capital Ratio

   6.92    (0.28 )   (1.75 )   7.20    8.67
      (omitted )       

(6) Risk-adjusted Assets

   40,542.7    4,748.3     7,359.1     35,794.4    33,183.6

On-balance Sheet Items

   33,003.6    3,307.5     4,758.3     29,696.1    28,245.2

Off-balance Sheet Items

   5,774.7    1,034.4     1,734.9     4,740.2    4,039.7

Assets Exposed to Credit Risk

   38,778.3    4,341.9     6,493.3     34,436.3    32,285.0

Market Risk Equivalent Divided by 8%

   1,764.3    406.3     865.8     1,358.0    898.5
     (%, Billions of yen)
<After Correction>    As of March 31, 2006     As of
September 30,
2005
   As of
March 31,
2005
     (Preliminary)    Change from
September 30,
2005
    Change from
March 31,
2005
      

(1) Capital Adequacy Ratio

   12.81    (0.10 )   (1.83 )   12.91    14.64

Tier I Capital Ratio

   6.89    (0.31 )   (1.78 )   7.20    8.67
      (omitted )       

(6) Risk-adjusted Assets

   40,730.3    4,935.9     7,546.7     35,794.4    33,183.6

On-balance Sheet Items

   33,003.6    3,307.5     4,758.3     29,696.1    28,245.2

Off-balance Sheet Items

   5,774.7    1,034.4     1,734.9     4,740.2    4,039.7

Assets Exposed to Credit Risk

   38,778.3    4,341.9     6,493.3     34,436.3    32,285.0

Market Risk Equivalent Divided by 8%

   1,951.9    593.9     1,053.4     1,358.0    898.5
Wikinvest © 2006, 2007, 2008, 2009, 2010, 2011, 2012. Use of this site is subject to express Terms of Service, Privacy Policy, and Disclaimer. By continuing past this page, you agree to abide by these terms. Any information provided by Wikinvest, including but not limited to company data, competitors, business analysis, market share, sales revenues and other operating metrics, earnings call analysis, conference call transcripts, industry information, or price targets should not be construed as research, trading tips or recommendations, or investment advice and is provided with no warrants as to its accuracy. Stock market data, including US and International equity symbols, stock quotes, share prices, earnings ratios, and other fundamental data is provided by data partners. Stock market quotes delayed at least 15 minutes for NASDAQ, 20 mins for NYSE and AMEX. Market data by Xignite. See data providers for more details. Company names, products, services and branding cited herein may be trademarks or registered trademarks of their respective owners. The use of trademarks or service marks of another is not a representation that the other is affiliated with, sponsors, is sponsored by, endorses, or is endorsed by Wikinvest.
Powered by MediaWiki