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Mizuho Financial Group 6-K 2015

Documents found in this filing:

  1. 6-K
  2. 6-K
Form 6-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

For the month of March 2015

Commission File Number 001-33098

Mizuho Financial Group, Inc.

(Translation of registrant’s name into English)

5-5, Otemachi 1-chome

Chiyoda-ku, Tokyo 100-8176

Japan

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F  x    Form 40-F  ¨

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ¨

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ¨

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes  ¨    No  x

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):82-                    .

 

 

 


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Date: March 13, 2015
Mizuho Financial Group, Inc.
By:

/s/ Junichi Shinbo

Name: Junichi Shinbo
Title: Managing Executive Officer / Group CFO


March 13, 2015

To whom it may concern

 

Company Name     : Mizuho Financial Group, Inc.
Representative     : Yasuhiro Sato, President & CEO
Address     : 1-5-5 Otemachi, Chiyoda-ku, Tokyo
Security Code     : 8411 (Tokyo Stock Exchange 1st Section)

Re:    Management Changes for the Mizuho Financial Group

Mizuho Financial Group, Inc. hereby announces changes in the directors, corporate auditors and executive officers (including changes in their areas of responsibility, etc.) of the following entities within the Group:

Mizuho Financial Group, Inc.

Mizuho Bank, Ltd.

Mizuho Trust & Banking Co., Ltd.

Mizuho Securities Co., Ltd.

 

 

Tel: +81-(0)3-5224-2026

 

Public Relations Department

 

Corporate Communications

 

Mizuho Financial Group, Inc

 

 

1


[Mizuho Financial Group, Inc. (MHFG)]

 

1. Directors

 

  (1) Director Nominees to be considered at the ordinary general meeting of shareholders of MHFG on June, 2015 (“The Shareholders Meeting”)

 

Mr. Yasuhiro Sato* (Reappointment)
Mr. Shusaku Tsuhara* (New appointment)
Mr. Ryusuke Aya* (Reappointment)
Mr. Junichi Shinbo* (Reappointment)
Mr. Koji Fujiwara* (Reappointment)
Mr. Hideyuki Takahashi (Reappointment)
Mr. Nobukatsu Funaki (Reappointment)
Mr. Mitsuo Ohashi (Reappointment, Outside Director)
Mr. Tetsuo Seki (New appointment, Outside Director)
Mr Takashi Kawamura (Reappointment, Outside Director)
Mr. Tatsuo Kainaka (Reappointment, Outside Director)
Mr. Hirotake Abe (New appointment, Outside Director)
Ms. Hiroko Ota (Reappointment, Outside Director)

Total of 13 nominees

(Note) Asterisks indicate directors expected to concurrently serve as executive officers.

 

  (2) Directors scheduled to retire at the end of the Shareholders Meeting

 

Mr. Yasunori Tsujita (Currently Director, Deputy President & Executive Officer (Representative Executive Officer) and scheduled to be Director (not full-time) as of April 1, 2015)
Mr. Akihiko Nomiyama (Currently Outside Director)
Mr. Kanemitsu Anraku (Currently Outside Director)

 

2


  (3) Chairman and Deputy Chairman of the Board of Directors to be considered at the Board meeting to be held following the Shareholders Meeting

Appointee as Chairman

Ms. Hiroko Ota

Appointee as Deputy Chairman

Mr. Hideyuki Takahashi

 

  (4) Members of Committees to be considered at the Board meeting to be held following the Shareholders Meeting

 

Nominating Committee
Chairman    Mr. Mitsuo Ohashi    (Outside Director)
Member    Mr. Takashi Kawamura    (Outside Director)
Member    Mr. Tatsuo Kainaka    (Outside Director)
Member    Ms. Hiroko Ota    (Outside Director)
Compensation Committee
Chairman    Mr. Tatsuo Kainaka    (Outside Director)
Member    Mr. Tetsuo Seki    (Outside Director)
Member    Mr. Takashi Kawamura    (Outside Director)
Audit Committee
Chairman    Mr. Hideyuki Takahashi   
Member    Mr. Tetsuo Seki    (Outside Director)
Member    Mr. Tatsuo Kainaka    (Outside Director)
Member    Mr. Hirotake Abe    (Outside Director)
Member    Mr. Nobukatsu Funaki   
Risk Committee
Chairman    Mr. Hideyuki Takahashi   
Member    Mr. Hidetaka Kawakita    (Outside Expert)
Member    Ms. Izumi Kobayashi    (Outside Expert)

(Note)    Mr. Hidetaka Kawakita and Ms. Izumi Kobayashi are outside experts appointed by the Board of Directors of MHFG.

 

3


  (5) Brief Personal Records of Newly Nominated Directors

 

Name Shusaku Tsuhara
Date of Birth Jan. 6, 1960
Education Mar. 1983 Graduated from Faculty of Economics, Keio University
Business Experience Joined in Apr. 1983
Apr. 2010 Executive Officer, General Manager of Executive Secretariat of Mizuho Financial Group, Inc.
Apr. 2012 Managing Executive Officer of the former Mizuho Bank, Ltd.
July 2013 Managing Executive Officer of Mizuho Bank, Ltd. (current)
Name Tetsuo Seki
Date of Birth July 29, 1938
Education Mar. 1963 Graduated from School of Economics, Osaka University
Business Experience Apr. 1963 Joined Yawata Iron & Steel Co., Ltd.
June 1993 Director of Nippon Steel Corporation
Apr. 1997 Managing Director
Apr. 2000 Representative Director and Executive Vice President
June 2003 Executive Advisor
June 2004 Senior Corporate Auditor
June 2004 Independent Director of Terumo Corporation (until Sep. 2008)
Mar. 2007 Outside Director of Sapporo Holdings Limited (until Sep. 2008)
June 2007 Outside Director of Tokyo Financial Exchange Inc. (until Sep. 2008)
Oct. 2007 Chairperson of The Japan Corporate Auditors Association (until Oct. 2008)
Oct. 2007 Outside Director of Japan Post Holdings Co., Ltd. (until Sep. 2008)
June 2008 Executive Advisor of Nippon Steel Corporation (until Sep. 2008)
Oct. 2008 President (Representative Director) of The Shoko Chukin Bank, Ltd.
June 2013 General Advisor (current)

 

4


Name Hirotake Abe
Date of Birth Nov. 13, 1944
Education Mar. 1968 Graduated from Faculty of Commerce, Chuo University
Aug. 1984 Completed Wharton International Advanced Management Program, The Wharton School of the University of Pennsylvania
Business Experience Jan. 1970 Joined Tohmatsu Awoki & Co.
June 1985 Temporarily transferred Deloitte & Touche New York Office
July 1990 Senior Partner of Tomatsu & Co.
June 2001 CEO (until May 2007)
June 2004 Executive Member of Deloitte Touche Tohmatsu Limited
June 2007 Senior Adviser of Deloitte Touche Tohmatsu (until Dec. 2009)
Jan. 2010 Established the Certified Public Accountant Hirotake Abe Office (current)
June 2010 Corporate Auditor of CONEXIO Corporation (current)
June 2010 Corporate Auditor of Sumitomo Metal Industries, Ltd. (until Oct. 2012)
June 2011 Corporate Auditor of Honda Motor Co., Ltd. (current)
Oct. 2012 Corporate Auditor of NIPPON STEEL & SUMITOMO METAL CORPORATION (current)

 

5


2. Changes in Executive Officers

 

Name

  

New Position (Effective as of April 1, 2015)

  

Current Position

Mr. Toshitsugu Okabe    Deputy President & Executive Officer*1 (Representative Executive Officer)    Head of Strategic Planning and Management Control (Personal Banking, Retail Banking and Corporate Banking) and Strategic Planning (Priority Assignments)    Deputy President & Executive Officer*1    Head of Strategic Planning and Management Control (Personal Banking, Retail Banking and Corporate Banking)
Mr. Akira Sugano    Senior Managing Executive Officer*1    Head of Strategic Planning and Management Control (International Banking, Investment Banking, Transaction and Asset Management) and Strategic Planning (Priority Assignments)    Senior Managing Executive Officer*1    Head of Strategic Planning and Management Control (International Banking, Investment Banking and Asset Management)
Mr. Shusaku Tsuhara    Senior Managing Executive Officer*1    Head of Compliance Group      
Mr. Tetsuhiko Saito    Senior Managing Executive Officer*1    Head of Personal Banking Unit    Managing Executive Officer*2    Head of Personal Banking Unit and Head of Retail Banking Unit
Mr. Katsunobu Motohashi    Managing Executive Officer*1    Head of Asset Management Unit    Managing Executive Officer*2    Head of Asset Management Unit

 

6


Name

  

New Position (Effective as of April 1, 2015)

  

Current Position

Mr. Keiichiro Ogushi    Managing Executive Officer*1    Head of Retail Banking Unit and Head of Corporate Banking Unit      
Mr. Tatsufumi Sakai    Managing Executive Officer*1    Head of International Banking Unit    Managing Executive Officer*2    Head of International Banking Unit
Mr. Daisuke Yamada    Managing Executive Officer*1    Head of Corporate Banking Unit (Large Corporations)    Managing Executive Officer*2    Head of Corporate Banking Unit (Large Corporations)
Mr. Kazuya Kobayashi    Managing Executive Officer*1    Head of Investment Banking Unit and Head of Transaction Banking Unit    Managing Executive Officer*2    Head of Investment Banking Unit
Mr. Kenji Tsujitsugu    Managing Executive Officer*1    Head of Financial Institutions & Public Sector Business Unit      
Mr. Satoshi Ishii    Managing Executive Officer*1    Head of Human Resources Group    Executive Officer*2    General Manager of Corporate Secretariat and General Manager for Executive Secretariat
Mr. Hiroshi Suehiro    Senior Managing Executive Officer*2    In charge of Compliance with US FBO Regulation    Managing Executive Officer*2    In charge of Compliance with US FBO Regulation
Mr. Kouji Arita    Managing Executive Officer*2    Joint Head of Operations Group    Executive Officer*2    General Manager of Operations Planning Division
Mr. Masahiro Otsuka    Managing Executive Officer*2    Joint Head of Personal Banking Unit    Executive Officer*2    General Manager of Retail Banking Coordination Division

 

7


Name

  

New Position (Effective as of April 1, 2015)

  

Current Position

Mr. Masato Monguchi    Managing Executive Officer*2    Deputy Head of Risk Management Group and Deputy Head of Compliance Group    Managing Executive Officer*2    Deputy Head of Compliance Group
Mr. Tatsuya Yamada    Managing Executive Officer*2    Deputy Head of IT & Systems Group and Deputy Head of Operations Group    Managing Executive Officer*2    Deputy Head of IT & Systems Group
Mr. Hiroto Koda    Managing Executive Officer*2    Deputy Head of Retail Banking Unit and Deputy Head of Corporate Banking Unit      
Mr. Naomi Tsumura    Managing Executive Officer*2    Deputy Head of Compliance Group      
Mr. Yasuto Hamanishi    Managing Executive Officer*2    Deputy Head of Corporate Banking Unit      
Mr. Hidenobu Mukai    Executive Officer*2    General Manager of Personal Banking Coordination Division       General Manager of Corporate Planning Division
Mr. Masamichi Ishikawa    Executive Officer*2    General Manager of Asset Management Coordination Division       General Manager of Asset Management Coordination Division
Mr. Makoto Umemiya    Executive Officer*2    General Manager of Financial Planning Division       General Manager of Financial Planning Division
Mr. Goji Fujishiro    Executive Officer*2    General Manager of Executive Secretariat       General Manager of Executive Secretariat

 

8


Name

  

New Position (Effective as of April 1, 2015)

  

Current Position

Mr. Shuji Kojima    Executive Officer*2    General Manager of Compliance Division       General Manager of Compliance Division
Mr. Naoto Takahashi    Executive Officer*2    General Manager of Next - Generation IT Systems Coordination Project Team and General Manager for Strategic Planning Group       General Manager of Next - Generation IT Systems Coordination Project Team and General Manager for Corporate Planning Division
Mr. Yasunori Tsujita    Director (not full-time)       Director, Deputy President & Executive Officer*1 (Representative Executive Officer)    Head of Internal Control (Risk Management, Human Resources and Compliance) and Head of Compliance Group
Mr. Masayuki Hoshi    Retired       Managing Executive Officer*1    Head of Financial Institutions & Public Sector Business Unit and Head of Transaction Banking Unit
Mr. Tomoshige Jingu    Retired       Managing Executive Officer*1    Head of Human Resources Group
Mr. Masayuki Yonetani    Retired       Managing Executive Officer*2    Head of Corporate Banking Unit

 

9


Name

  

New Position (Effective as of April 1, 2015)

  

Current Position

Mr. Takeru Watanabe    Retired       Managing Executive Officer*2    Deputy Head of Personal Banking Unit and Deputy Head of Retail Banking Unit
Mr. Tsuyoshi Hatsuzawa    Retired       Managing Executive Officer*2    Deputy Head of Risk Management Group
Mr. Kenichi Minamitani    Retired       Managing Executive Officer*2    Deputy Head of Compliance Group
Mr. Shuzo Fujii    Retired       Managing Executive Officer*2    Deputy Head of Corporate Banking Unit
Mr. Masaya Usuha    Retired       Managing Executive Officer*2    Deputy Head of Operations Group
Mr. Akira Nakamura    Retired       Executive Officer*2    General Manager of Corporate Banking Coordination Division (Large Corporations)

 

(Note)    *1: Executive Officers as Defined in the Companies Act
   *2: Executive Officers as Defined in Our Internal Regulations

 

10


(Brief Personal Record of New Representative Executive Officer)
Name Toshitsugu Okabe
Date of Birth May 2, 1956
Education Mar. 1980 Graduated from Faculty of Law, Chuo University
Business Experience Joined in Apr. 1980
Apr. 2008 Executive Officer, General Manager of Executive Secretariat of Mizuho Financial Group, Inc.
Apr. 2009 Managing Executive Officer of the former Mizuho Bank, Ltd.
Apr. 2012 Managing Executive Officer, Head of Retail Banking Unit
Managing Executive Officer (not full-time), in charge of coordination with Retail Banking Unit of the former Mizuho Bank, Ltd. of the former Mizuho Corporate Bank, Ltd.
Apr. 2013 Deputy President & Executive Officer, Deputy President (Personal Banking Unit and Retail Banking Unit) of Mizuho Financial Group, Inc.
Deputy President, Deputy President (Personal Banking Unit and Retail Banking Unit) and Head of Internal Audit Group of the former Mizuho Bank, Ltd. (until July 2013)
Deputy President & Executive Officer, Deputy President (In charge of coordination with Personal Banking Unit and Retail Banking Unit of the former Mizuho Bank, Ltd.) and Head of Internal Audit Group of the former Mizuho Corporate Bank, Ltd. (until July 2013)
June 2013 Deputy President, Deputy President (Personal Banking Unit and Retail Banking Unit) of Mizuho Financial Group, Inc. (until Sep. 2013)
July 2013 Deputy President, Deputy President (Personal Banking Unit and Retail Banking Unit) and Head of Internal Audit Group of Mizuho Bank, Ltd. (until Apr. 2014)
Sep. 2013 Deputy President, Deputy President (Personal Banking Unit and Retail Banking Unit) and Head of Compliance Group of Mizuho Financial Group, Inc. (until Apr. 2014)
Nov. 2013 Managing Executive Officer, in charge of Compliance Group of Mizuho Trust & Banking Co., Ltd.
Managing Executive Officer, in charge of Compliance Group of Mizuho Securities Co., Ltd.
Apr. 2014 Deputy President, Deputy President (Head of Strategic Planning and Management Control (Personal Banking, Retail Banking and Corporate Banking)) of Mizuho Financial Group, Inc.
June 2014 Deputy President & Executive Officer, Head of Strategic Planning and Management Control (Personal Banking, Retail Banking and Corporate Banking) (current)
Number of shares of our common stock owned (as of September 30, 2014): 556,900

 

11


(Brief Personal Records of New Executive Officers)
Name Shusaku Tsuhara
Date of Birth
Education See “Brief Personal Records of Newly Nominated Directors”
Business Experience
Name Keiichiro Ogushi
Date of Birth Aug. 20, 1960
Education Mar. 1983 Graduated from Faculty of Law, Keio University
Business Experience Joined in Apr. 1983
Apr. 2009 General Manager of Corporate Banking Division No. 12 of the former Mizuho Corporate Bank, Ltd.
Apr. 2011 Executive Officer, General Manager of Corporate Banking Coordination Division
Apr. 2012

Executive Officer, General Manager of Corporate Banking Coordination Division (Large Corporations) of the former Mizuho Bank, Ltd.

Executive Officer, General Manager of Corporate Banking Coordination Division (Large Corporations) of the former Mizuho Corporate Bank, Ltd.

Apr. 2013

Managing Executive Officer of the former Mizuho Bank, Ltd.

Managing Executive Officer of the former Mizuho Corporate Bank, Ltd.

July 2013 Managing Executive Officer of Mizuho Bank, Ltd. (current)
Name Kenji Tsujitsugu
Date of Birth Nov. 12, 1962
Education Mar. 1985 Graduated from Faculty of Economics, Kyoto University
Business Experience Joined in Apr. 1985
Apr. 2010 General Manager of Financial Institutions & Public Sector Business Coordination Department of the former Mizuho Corporate Bank, Ltd.
Apr. 2011 General Manager of Financial Institutions Banking Division No. 2
Apr. 2012 General Manager of Fukuoka Corporate Banking Division
Apr. 2013 Executive Officer, General Manager of Fukuoka Corporate Banking Division
July 2013 Executive Officer, General Manager of Fukuoka Corporate Banking Division of Mizuho Bank, Ltd. (current)

 

12


Name Hiroto Koda
Date of Birth June 8, 1959
Education Mar. 1982 Graduated from Faculty of Economics, Hitotsubashi University
Business Experience Joined in Apr. 1982
May 2009 Executive Officer, General Manager of Global Corporate Planning Dept., Mizuho Securities Co., Ltd.
Apr. 2011 Managing Executive Officer, in charge of Global Corporate Planning Dept., Strategic Research Dept., Overseas Office Administration Dept., Beijing Representative Office, Shanghai Representative Office, Mumbai Representative Office, BCP Office and Corporate Communications Dept.
Apr. 2012 Managing Executive Officer, in charge of Corporate Planning Dept., Business Planning & Promotion Dept., Strategic Research Dept. and Corporate Communications Dept.
Jan. 2013 Managing Executive Officer, Head of Strategic Planning Group
Apr. 2014 Managing Executive Officer, Head of Corporate Investment Services & Retail Business Division, Joint Head of Strategic Planning Group
Oct. 2014 Managing Executive Officer, Head of Corporate Investment Services & Retail Business Division, Attached to Strategic Planning Group (current)
Name Naomi Tsumura
Date of Birth Aug. 12, 1959
Education Mar. 1982 Graduated from Faculty of Business and Commerce, Keio University
Business Experience Joined in Apr. 1982
May 2009 Joint Head of Asset Management Group, Mizuho Securities Co., Ltd.
Apr. 2011 Executive Officer, in charge of Executive Secretariat and Human Resources Dept.
Apr. 2012 Executive Officer, Head of Compliance Division, in charge of Administration Dept., Executive Secretariat, Human Resources Dept. and Legal Dept.
Jan. 2013 Executive Officer, Head of Human Resources Group, in charge of Executive Secretariat
Apr. 2013 Executive Officer, Joint Head of Internal Audit Division (current)
Name Yasuto Hamanishi
Date of Birth Oct. 11, 1959
Education Mar. 1984 Graduated from Faculty of Commerce, Doshisha University
Business Experience Joined in Apr. 1984
Apr. 2010 Head of Capital Markets Group, Mizuho Securities Co., Ltd.
Apr. 2012 Executive Officer, Head of Capital Markets Group (current)

 

13


Name Hidenobu Mukai
Date of Birth Oct. 27, 1963
Education Mar. 1987 Graduated from Faculty of Business and Commerce, Keio University
Business Experience Joined in Apr. 1987
Oct. 2008 Head of Project Management Office of the former Mizuho Bank, Ltd.
July 2011 General Manager of Personal Marketing Division
Apr. 2013

General Manager of Corporate Planning Division of Mizuho Financial Group, Inc. (current)

General Manager of Corporate Planning Division of the former Mizuho Bank, Ltd.

General Manager of Corporate Planning Division of the former Mizuho Corporate Bank, Ltd.

July 2013 General Manager of Corporate Planning Division of Mizuho Bank, Ltd. (current)
Name Masamichi Ishikawa
Date of Birth Mar. 28, 1964
Education Mar. 1987 Graduated from School of Political Science and Economics, Waseda University
Business Experience Joined in Apr. 1987
Jan. 2010 Deputy General Manager of Derivative Products Division of the former Mizuho Corporate Bank, Ltd.
Apr. 2012

General Manager of Asset Management Coordination Division of the former Mizuho Bank, Ltd. (until July 2013)

General Manager of Asset Management Coordination Division of the former Mizuho Corporate Bank, Ltd. (until July 2013)

Apr. 2013 General Manager of Asset Management Coordination Division of Mizuho Financial Group, Inc. (current)
July 2013 General Manager of Asset Management Coordination Division of Mizuho Bank, Ltd. (current)
Name Makoto Umemiya
Date of Birth Dec. 23, 1964
Education Mar. 1987 Graduated from School of Economics, Osaka University
Business Experience Joined in Apr. 1987
Jan. 2006 Deputy General Manager of Portfolio Management Division of the former Mizuho Corporate Bank, Ltd.
Apr. 2012 General Manager of Osaka Branch of the former Mizuho Bank, Ltd.
Apr. 2014

General Manager of Financial Planning Division of Mizuho Financial Group, Inc. (current)

General Manager of Financial Planning Division of Mizuho Bank, Ltd. (current)

 

14


Name Goji Fujishiro
Date of Birth Jan. 5, 1965
Education Mar. 1987 Graduated from Faculty of Economics, Keio University
Business Experience Joined in Apr. 1987
Apr. 2010 General Manager of Shinagawa Branch of the former Mizuho Bank, Ltd.
Apr. 2012 General Manager of Corporate Banking Division No. 17 of the former Mizuho Corporate Bank, Ltd.
July 2013 General Manager of Corporate Banking Division No. 17 of Mizuho Bank, Ltd.
Apr. 2014

General Manager of Executive Secretariat of Mizuho Financial Group, Inc. (current)

General Manager of Executive Secretariat of Mizuho Bank, Ltd. (current)

Name Shuji Kojima
Date of Birth Jan. 9, 1965
Education Mar. 1987 Graduated from School of Commerce, Meiji University
Business Experience Joined in Apr. 1987
July 2009 Head of Subsidiaries and Affiliates Management Office of the former Mizuho Bank, Ltd.
July 2011 General Manager of Shinjuku-Nishiguchi Branch and General Manager of Shinjuku-Nishiguchi Branch Division I
Apr. 2013 General Manager of Commercial Finance Division for Small Corporations of the former Mizuho Bank, Ltd.
Nov. 2013

General Manager of Compliance Division of Mizuho Financial Group, Inc. (current)

General Manager of Compliance Division of Mizuho Bank, Ltd. (current)

Name Naoto Takahashi
Date of Birth Jan. 11, 1965
Education Mar. 1987 Graduated from Faculty of Economics, Keio University
Business Experience Joined in Apr. 1987
Apr. 2008 Deputy General Manager of Corporate Planning of Mizuho Financial Group, Inc.
Dec. 2011 Joint General Manager of Corporate Planning Division of the former Mizuho Bank, Ltd. (until Apr. 2013)
Apr. 2012

Joint General Manager of Corporate Planning Division of Mizuho Financial Group, Inc.

Joint General Manager of Corporate Planning Division of the former Mizuho Corporate Bank, Ltd.

Apr. 2013 General Manager of Nihonbashi Branch Division No. 2 of the former Mizuho Bank, Ltd.
Oct. 2014

General Manager of Next-Generation IT Systems Coordination Project Team and General Manager for Corporate Planning Division of Mizuho Financial Group, Inc. (current)

General Manager for Corporate Planning Division of Mizuho Bank, Ltd. (current)

General Manager for Corporate Planning Department of Mizuho Trust & Banking Co., Ltd. (current)

 

15


(Reference) Shown below are Executive Officers as of April 1, 2015.

Executive Officers as Defined in the Companies Act

 

President & CEO (Representative Executive Officer)* Mr. Yasuhiro Sato
Deputy President & Executive Officer (Representative Executive Officer) Mr. Toshitsugu Okabe Head of Strategic Planning and Management Control (Personal Banking, Retail Banking and Corporate Banking) and Strategic Planning (Priority Assignments)
Deputy President & Executive Officer Mr. Daisaku Abe Head of IT & Systems Group and Head of Operations Group
Senior Managing Executive Officer Mr. Tadashi Kanki Head of Internal Audit Group
Senior Managing Executive Officer Mr. Akira Sugano Head of Strategic Planning and Management Control (International Banking, Investment Banking, Transaction and Asset Management) and Strategic Planning (Priority Assignments)
Senior Managing Executive Officer Mr. Shusaku Tsuhara Head of Compliance Group
Senior Managing Executive Officer Mr. Tetsuhiko Saito Head of Personal Banking Unit
Managing Executive Officer Mr. Junichi Kato Head of Markets Unit
Managing Executive Officer Mr. Katsunobu Motohashi Head of Asset Management Unit
Managing Executive Officer Mr. Keiichiro Ogushi Head of Retail Banking Unit and Head of Corporate Banking Unit
Managing Executive Officer Mr. Tatsufumi Sakai Head of International Banking Unit
Managing Executive Officer Mr. Daisuke Yamada Head of Corporate Banking Unit (Large Corporations)
Managing Executive Officer* Mr. Ryusuke Aya Head of Risk Management Group
Managing Executive Officer* Mr. Junichi Shinbo Head of Financial Control & Accounting Group

 

16


Managing Executive Officer* Mr. Koji Fujiwara Head of Strategic Planning Group
Managing Executive Officer Mr. Kazuya Kobayashi Head of Investment Banking Unit and Head of Transaction Banking Unit
Managing Executive Officer Mr. Kenji Tsujitsugu Head of Financial Institutions & Public Sector Business Unit
Managing Executive Officer Mr. Satoshi Ishii Head of Human Resources Group

(Note) Asterisks indicate executive officers expected to concurrently serve as directors.

 

17


Executive Officers as Defined in Our Internal Regulations

 

Deputy President & Executive Officer Mr. Masaaki Kono Deputy President (Western Japan (Kinki, Chugoku, and Shikoku regions))
Senior Managing Executive Officer Mr. Hiroshi Suehiro In charge of Compliance with US FBO Regulation
Managing Executive Officer Mr. Haruki Nakamura Joint Head of IT & Systems Group
Managing Executive Officer Mr. Kouji Arita Joint Head of Operations Group
Managing Executive Officer Mr. Masahiro Otsuka Joint Head of Personal Banking Unit
Managing Executive Officer Mr. Tadashi Ohi Deputy Head of Human Resources Group
Managing Executive Officer Mr. Shinya Tanaka Deputy Head of Investment Banking Unit
Managing Executive Officer Mr. Masato Monguchi Deputy Head of Risk Management Group and Deputy Head of Compliance Group
Managing Executive Officer Mr. Makoto Okayama Deputy Head of Corporate Banking Unit (Large Corporations), Deputy Head of Corporate Banking Unit and Deputy Head of Financial Institutions & Public Sector Business Unit
Managing Executive Officer Mr. Nobumitsu Watanabe Deputy Head of International Banking Unit, Deputy Head of Investment Banking Unit, Deputy Head of Transaction Banking Unit and Deputy Head of Markets Unit
Managing Executive Officer Mr. Kazuhisa Sawa Deputy Head of Strategic Planning Group, Deputy Head of Financial Control & Accounting Group, Deputy Head of IT & Systems Group and Deputy Head of Operations Group
Managing Executive Officer Mr. Takashi Kamada Deputy Head of Personal Banking Unit and Deputy Head of Retail Banking Unit
Managing Executive Officer Mr. Yoshihito Bando Deputy Head of Asset Management Unit
Managing Executive Officer Mr. Hideo Gamou Deputy Head of Asset Management Unit

 

18


Managing Executive Officer Mr. Shuichi Shimada Deputy Head of International Banking Unit, Deputy Head of Investment Banking Unit and Deputy Head of Strategic Planning Group
Managing Executive Officer Mr. Hidefumi Kobayashi Deputy Head of Financial Control & Accounting Group and Deputy Head of Risk Management Group
Managing Executive Officer Mr. Yoshio Shimizu Deputy Head of International Banking Unit and Deputy Head of Investment Banking Unit
Managing Executive Officer Mr. Tatsuya Yamada Deputy Head of IT & Systems Group and Deputy Head of Operations Group
Managing Executive Officer Mr. Tetsuhiro Sakamoto Deputy Head of Human Resources Group
Managing Executive Officer Mr. Junichi Yamada Deputy Head of Financial Institutions & Public Sector Business Unit and Deputy Head of Markets Unit
Managing Executive Officer Mr. Masuo Fukuda Deputy Head of Corporate Banking Unit(Large Corporations)
Managing Executive Officer Mr. Shinya Hanamura Deputy Head of Financial Institutions & Public Sector Business Unit
Managing Executive Officer Mr. Hiroto Koda Deputy Head of Retail Banking Unit and Deputy Head of Corporate Banking Unit
Managing Executive Officer Mr. Naomi Tsumura Deputy Head of Compliance Group
Managing Executive Officer Mr. Yasuto Hamanishi Deputy Head of Corporate Banking Unit
Executive Officer Mr. Kouji Yonei General Manager of IT & Systems Planning Division
Executive Officer Mr. Takahiko Yasuhara General Manager of International Coordination Division
Executive Officer Mr. Shinji Taniguchi General Manager of Investment Banking Coordination Division
Executive Officer Mr. Hidenobu Mukai General Manager of Personal Banking Coordination Division
Executive Officer Mr. Masamichi Ishikawa General Manager of Asset Management Coordination Division
Executive Officer Mr. Makoto Umemiya General Manager of Financial Planning Division

 

19


Executive Officer Mr. Goji Fujishiro General Manager of Executive Secretariat
Executive Officer Mr. Shuji Kojima General Manager of Compliance Division
Executive Officer Mr. Naoto Takahashi General Manager of Next-Generation IT Systems Coordination Project Team

 

20


[Mizuho Bank., Ltd. (MHBK)]

 

Name

  

New Position (Effective as of April 1, 2015)

  

Current Position

Mr. Shusaku Tsuhara    Senior Managing Director and Senior Managing Executive Officer    Head of Compliance Group    Managing Executive Officer    In charge of Corporate Banking
Mr. Hiroshi Suehiro    Senior Managing Executive Officer    Head of the Americas    Managing Executive Officer    Head of the Americas
Mr. Takeshi Watanabe    Senior Managing Executive Officer    Co-Head of Credit Group    Managing Executive Officer    Co-Head of Credit Group
Mr. Masayuki Yonetani    Managing Executive Officer    Head of Internal Audit Group    Managing Executive Officer    Head of Corporate Banking Unit
Mr. Tomoshige Jingu    Managing Executive Officer    In charge of Corporate Banking    Managing Executive Officer    Head of Human Resources Group
Mr. Keiichiro Ogushi    Managing Executive Officer    Head of Retail Banking Unit and Head of Corporate Banking Unit    Managing Executive Officer    In charge of Corporate Banking
Mr. Kazuya Kobayashi    Managing Executive Officer    Head of Investment Banking Unit and Head of Transaction Banking Unit    Managing Executive Officer    Head of Investment Banking Unit
Mr. Masahiro Miwa    Managing Executive Officer    In charge of Corporate Banking    Executive Officer    General Manager of Corporate Banking Division No.9
Mr. Kouji Arita    Managing Executive Officer    Joint Head of Operations Group    Executive Officer    General Manager of Operations Planning Division
Mr. Takanori Nishiyama    Managing Executive Officer    In charge of Corporate Banking    Executive Officer    General Manager of Omiya Branch

 

21


Name

  

New Position (Effective as of April 1, 2015)

  

Current Position

Mr. Teiji Teramoto    Managing Executive Officer    Head of Europe, Middle East and Africa    Executive Officer    (Europe, Middle East and Africa)
Mr. Kenji Tsujitsugu    Managing Executive Officer    Head of Financial Institutions & Public Sector Business Unit    Executive Officer    General Manager of Fukuoka Corporate Banking Division
Mr. Masahiro Otsuka    Managing Executive Officer    Head of Personal Banking Unit    Executive Officer    General Manager of Retail Banking Coordination Division
Mr. Hiroyuki Mori    Managing Executive Officer    In charge of Corporate Banking    Executive Officer    General Manager of Kobunacho Branch Division No.2
Mr. Satoshi Ishii    Managing Executive Officer    Head of Human Resources Group    Executive Officer    General Manager of Corporate Secretariat and General Manager for Executive Secretariat
Mr. Hisaaki Hirama    Executive Officer    General Manager of Nagoya Corporate Banking Division    Executive Officer    General Manager of Marunouchi-chuo Division No.1
Mr. Yasuyuki Shibata    Executive Officer    General Manager of Americas Treasury Division       General Manager of Americas Treasury Division
Mr. Koichi Iida    Executive Officer    General Manager of Corporate Banking Division No.10       General Manager of Corporate Banking Division No.10
Mr. Toyoki Oka    Executive Officer    General Manager for International Banking Unit, Mizuho Bank (China), Ltd.       General Manager for International Coordination Division, Mizuho Bank (China), Ltd.

 

22


Name

  

New Position (Effective as of April 1, 2015)

  

Current Position

Mr. Ryuuichirou Oomori    Executive Officer    General Manager of Loan Business Development Division       General Manager of Loan Business Development Division
Mr. Takeshi Oka    Executive Officer    General Manager for Business Collaboration Division (Securities & Trust Services)       General Manager of Group Human Resources Division
Mr. Masanobu Kobayashi    Executive Officer    General Manager of Americas Corporate Banking Division No.1       General Manager of Americas Corporate Banking Division No.1
Mr. Tooru Koike    Executive Officer    General Manager of Wealth Marketing Division       General Manager of Wealth Marketing Division
Mr. Yohei Senba    Executive Officer    General Manager of Branch Banking Division No.3       General Manager of Branch Banking Division No.3
Mr. Hidenobu Mukai    Executive Officer    General Manager of Personal Banking Coordination Division       General Manager of Corporate Planning Division
Mr. Masaki Seki    Executive Officer    General Manager of Singapore Corporate Banking Division       General Manager of Singapore Corporate Banking Division
Mr. Masamichi Ishikawa    Executive Officer    General Manager of Asset Management Coordination Division       General Manager of Asset Management Coordination Division
Mr. Nobuhisa Zama    Executive Officer    General Manager of International Credit Division       General Manager of International Credit Division

 

23


Name

  

New Position (Effective as of April 1, 2015)

  

Current Position

Mr. Motonori Wakabayashi    Executive Officer    General Manager of Industry Research Division       General Manager of Industry Research Division
Mr. Makoto Umemiya    Executive Officer    General Manager of Financial Planning Division       General Manager of Financial Planning Division
Mr. Goji Fujishiro    Executive Officer    General Manager of Executive Secretariat       General Manager of Executive Secretariat
Mr. Shuji Kojima    Executive Officer    General Manager of Compliance Division       General Manager of Compliance Division
Mr. Naoto Takahashi    Executive Officer    General Manager for Strategic Planning Group       General Manager for Corporate Planning Division
Mr. Yasunori Tsujita    Retired       Deputy President and Deputy President & Executive Officer    Head of Compliance Group
Mr. Atsushi Narikawa    Retired       Managing Executive Officer    Head of Europe, Middle East and Africa
Mr. Shiro Tomiyasu    Retired       Managing Executive Officer    Head of Internal Audit Group
Mr. Masayuki Hoshi    Retired       Managing Executive Officer    Head of Financial Institutions & Public Sector Business Unit and Head of Transaction Banking Unit
Mr. Seiichi Kondo    Retired       Managing Executive Officer    In charge of Corporate Banking

 

24


Name

  

New Position (Effective as of April 1, 2015)

  

Current Position

Mr. Takeru Watanabe    Retired       Managing Executive Officer    Head of Personal Banking Unit and Head of Retail Banking Unit
Mr. Makoto Saito    Retired       Executive Officer    General Manager of Tokyo Main Office and Tokyo Main Office Division No.1
Mr. Takahisa Shirota    Retired       Executive Officer    General Manager of Kyobashi Branch Division No.2
Mr. Takeshi Aono    Retired       Executive Officer    General Manager of ALM Division
Mr. Akira Nakamura    Retired       Executive Officer    General Manager of Corporate Banking Coordination Division (Large Corporations)
Mr. Yasuhiko Morikawa    Retired       Executive Officer    General Manager of Financial Institutions Banking Division No.1
Mr. Tsuyoshi Katayama    Retired       Executive Officer    General Manager of Main Office Municipal Division No.1
Mr. Masaya Hamamoto    Retired       Executive Officer    General Manager of Corporate Banking Division No.5
Mr. Shinichi Takiguchi    Retired       Executive Officer    General Manager of Nagoya Corporate Banking Division

 

25


The appointment of Mr. Shusaku Tsuhara as director is subject to approval at the general meeting of shareholders of MHBK to be held on April 1, 2015.

 

26


(Reference) Shown below are Directors, Corporate Auditors, and Executive Officers as of April. 1, 2015.

Directors

 

President & CEO (Representative Director)* Mr. Nobuhide Hayashi
Deputy President (Representative Director)* Mr. Masaaki Kono Deputy President (Western Japan (Kinki, Chugoku, and Shikoku regions))
Deputy President (Representative Director)* Mr. Kosuke Nakamura Head of Business Promotion
Senior Managing Director (Representative Director)* Mr. Nobuyuki Fujii Head of Business Promotion
Senior Managing Director* Mr. Shusaku Tsuhara Head of Compliance Group
Managing Director* Mr. Ryusuke Aya Head of Risk Management Group
Managing Director* Mr. Junichi Shinbo Head of Financial Control & Accounting Group
Managing Director* Mr. Koji Fujiwara Head of Strategic Planning Group
Director Mr. Hideyuki Takahashi
Director Mr. Hirohisa Kashiwazaki
Director (not full-time) Mr. Yasuhiro Sato
Director (Outside Director) Mr. Yukio Machida
Director (Outside Director) Mr. Seiji Koga

(Note) Asterisks indicate directors expected to concurrently serve as executive officers.

 

27


Corporate Auditors

 

Corporate Auditor (full-time) Mr. Toshinari Iyoda
Corporate Auditor (full-time) Mr. Makoto Kimura
Corporate Auditor (full-time) Mr. Yuta Chiba
Corporate Auditor Mr. Masami Ishizaka
(Outside Corporate Auditor)
Corporate Auditor Mr. Isao Imai
(Outside Corporate Auditor)
Corporate Auditor Mr. Toshiaki Hasegawa
(Outside Corporate Auditor)

Executive Officers

 

Deputy President & Executive Officer Mr. Daisaku Abe Head of IT & Systems Group and Head of Operations Group
Senior Managing Executive Officer Mr. Hiroshi Suehiro Head of the Americas
Senior Managing Executive Officer Mr. Takeshi Watanabe Co-Head of Credit Group
Managing Executive Officer Mr. Junichi Kato Head of Markets Unit
Managing Executive Officer Mr. Katsunobu Motohashi Head of Asset Management Unit
Managing Executive Officer Mr. Masayuki Yonetani Head of Internal Audit Group
Managing Executive Officer Mr. Kiyoshi Miyake In charge of Corporate Banking
Managing Executive Officer Mr. Tomoshige Jingu In charge of Corporate Banking
Managing Executive Officer Mr. Satoshi Miyazaki In charge of Corporate Banking
Managing Executive Officer Mr. Keiichiro Ogushi Head of Retail Banking Unit and Head of Corporate Banking Unit

 

28


Managing Executive Officer Mr. Tatsufumi Sakai Head of International Banking Unit
Managing Executive Officer Mr. Tetsuo Iimori Head of Branch Banking Group and in charge of Business Collaboration Division (Securities & Trust Services)
Managing Executive Officer Mr. Daisuke Yamada Head of Corporate Banking Unit(Large Corporations)
Managing Executive Officer Mr. Haruki Nakamura Joint Head of IT & Systems Group
Managing Executive Officer Mr. Tsutomu Nomura Co-Head of Credit Group
Managing Executive Officer Mr. Hokuto Nakano Head of East Asia
Managing Executive Officer Mr. Katsuyuki Mizuma Head of Asia & Oceania excl. East Asia
Managing Executive Officer Mr. Yuusei Matsubara In charge of Corporate Banking
Managing Executive Officer Mr. Amane Oshima Joint Head of Markets Unit
Managing Executive Officer Mr. Yasuhisa Fujiki In charge of Corporate Banking
Managing Executive Officer Mr. Hikaru Shimomura In charge of Corporate Banking
Managing Executive Officer Mr. Ryousuke Joukou In charge of Corporate Banking
Managing Executive Officer Mr. Akihiro Nakanishi In charge of Corporate Banking
Managing Executive Officer Mr. Kazuya Kobayashi Head of Investment Banking Unit and Head of Transaction Banking Unit
Managing Executive Officer Mr. Masahiro Miwa In charge of Corporate Banking
Managing Executive Officer Mr. Kouji Arita Joint Head of Operations Group
Managing Executive Officer Mr. Takanori Nishiyama In charge of Corporate Banking
Managing Executive Officer Mr. Teiji Teramoto Head of Europe, Middle East and Africa
Managing Executive Officer Mr. Kenji Tsujitsugu Head of Financial Institutions & Public Sector Business Unit

 

29


Managing Executive Officer Mr. Masahiro Otsuka Head of Personal Banking Unit
Managing Executive Officer Mr. Hiroyuki Mori In charge of Corporate Banking
Managing Executive Officer Mr. Satoshi Ishii Head of Human Resources Group
Executive Officer Mr. Andrew Dewing General Manager of Americas Corporate Banking Division No. 2
Executive Officer Mr. Ryoichi Amino General Manager for International Unit, President of Mizuho Bank (China), Ltd.
Executive Officer Mr. Takashi Saito General Manager of Derivative Products Division
Executive Officer Mr. Hiroshi Toyoda General Manager of Corporate Banking Division No. 6
Executive Officer Mr. Kouji Yonei General Manager of IT & Systems Planning Division
Executive Officer Mr. Atsushi Sugao General Manager of Corporate Banking Division No.8
Executive Officer Mr. Yutaka Abe General Manager for International Banking Unit ( Deputy CEO of Vietcombank)
Executive Officer Mr. Eijo Daimon General Manager of China Business Promotion Division
Executive Officer Mr. Takashi Yonetsu General Manager of Treasury Division
Executive Officer Mr. Shingo Asano General Manager of Branch Banking Division
Executive Officer Mr. Osamu Endo General Manager of Bangkok Branch
Executive Officer Mr. Masatoshi Yoshihara General Manager of International Treasury Division
Executive Officer Mr. Seiji Imai General Manager of Seoul Branch
Executive Officer Ms. Atsumi Arima General Manager of Corporate Advisory Division
Executive Officer Mr. Hisaaki Hirama General Manager of Nagoya Corporate Banking Division
Executive Officer Mr. Hiroaki Oda General Manager of Corporate Banking Division No. 11
Executive Officer Mr. Takahiko Yasuhara General Manager of International Coordination Division

 

30


Executive Officer Mr. Katsunori Tomita General Manager of Tokyo Main Office Division No. 2
Executive Officer Mr. Shinji Taniguchi General Manager of Investment Banking Coordination Division
Executive Officer Mr. Yasuyuki Shibata General Manager of Americas Treasury Division
Executive Officer Mr. Koichi Iida General Manager of Corporate Banking Division No. 10
Executive Officer Mr. Toyoki Oka General Manager for International Banking Unit, Mizuho Bank (China), Ltd.
Executive Officer Mr. Ryuuichirou Oomori General Manager of Loan Business Development Division
Executive Officer Mr. Takeshi Oka General Manager for Business Collaboration Division (Securities & Trust Services)
Executive Officer Mr. Masanobu Kobayashi General Manager of Americas Corporate Banking Division No. 1
Executive Officer Mr. Tooru Koike General Manager of Wealth Marketing Division
Executive Officer Mr. Yohei Senba General Manager of Branch Banking Division No. 3
Executive Officer Mr. Hidenobu Mukai General Manager of Personal Banking Coordination Division
Executive Officer Mr. Masaki Seki General Manager of Singapore Corporate Banking Division
Executive Officer Mr. Masamichi Ishikawa General Manager of Asset Management Coordination Divisions
Executive Officer Mr. Nobuhisa Zama General Manager of International Credit Division
Executive Officer Mr. Motonori Wakabayashi General Manager of Industry Research Division
Executive Officer Mr. Makoto Umemiya General Manager of Financial Planning Division
Executive Officer Mr. Goji Fujishiro General Manager of Executive Secretariat
Executive Officer Mr. Shuji Kojima General Manager of Compliance Division
Executive Officer Mr. Naoto Takahashi General Manager for Strategic Planning Group

 

31


[Mizuho Trust & Banking Co., Ltd. (MHTB)]

 

 

Name

  

New Position (Effective as of April 1, 2015)

  

Current Position

Mr. Masato Monguchi    Managing Director and Managing Executive Officer    Head of Risk Management Group, Head of Compliance Group and in charge of Credit Department    Managing Director and Managing Executive Officer    Head of Compliance Group
Mr. Tsuyoshi Hatsuzawa    Director       Managing Director and Managing Executive Officer    Head of Risk Management Group and in charge of Credit Department
Mr. Masayuki Satake    Director         
Mr. Masao Yoshikawa    Deputy President & Executive Officer    Head of Business Promotion    Deputy President (Representative Director) and Deputy President & Executive Officer    Head of Business Promotion
Mr. Satoru Ochiai    Managing Executive Officer    In charge of Trust & Banking Business    Managing Executive Officer    Head of Stock Transfer Agency Unit and in charge of Trust & Banking Business
Mr. Hiroshi Kisanuki    Managing Executive Officer    Head of Stock Transfer Agency Unit and in charge of Trust & Banking Business    Executive Officer    General Manager of Trust Business Department III
Mr. Tatsuya Nakamizo    Executive Officer    General Manager of Nagoya Branch       General Manager of Business Department

 

32


Name

  

New Position (Effective as of April 1, 2015)

  

Current Position

Mr. Masanori Takahata    Executive Officer    General Manager of Real Estate Business Department II       General Manager of Real Estate Business Department II
Mr. Toshio Sobue    Executive Officer    General Manager of Compliance Department      
Mr. Masao Kanamaru    Executive Officer    General Manager of Treasury Department       General Manager of Treasury Department
Mr. Takashi Otsuka    Executive Officer    General Manager of Trust Business Department III      
Mr. Hiroaki Ehara    Executive Officer    General Manager of Trust Business Department VI       General Manager of Sapporo Branch
Mr. Takashi Nonaka    Senior Advisor       Chairman   
Mr. Toshihiko Fukuzawa    Retired       Deputy President (Representative Director) and Deputy President & Executive Officer    Head of Business Promotion
Mr. Yoshihisa Kasahara    Retired       Managing Executive Officer    In charge of Trust & Banking Business
Mr. Yasutoshi Suzuki    Retired       Executive Officer    General Manager of Trust Business Department VI
Mr. Toshiyuki Kobayashi    Retired       Executive Officer    General Manager of Nagoya Branch
The appointment of Mr. Masayuki Satake as directors is subject to approval at the general meeting of shareholders of MHTB to be held on April 1, 2015. Mr. Satake qualifies as an “outside director” under the Companies Act.

 

33


Name

  

New Position

(to become effective in late June 2015)

  

Current Position

Mr. Ryuta Nakajima    Corporate Auditor         
Mr. Ken Endo    Retired       Corporate Auditor   

The appointment of Mr. Ryuta Nakajima as corporate auditor is subject to approval at the regular general meeting of shareholders of MHTB to be held in late June 2015. Mr. Nakajima qualifies as an “outside corporate auditor” under the Companies Act.

 

34


(Brief Personal Records of Newly Nominated Outside Directors and Outside Corporate Auditors)

 

Name Masayuki Satake
Date of Birth May 16, 1948
Education Mar. 1971 Graduated from Faculty of Business and Commerce, Keio University
Business Experience Apr. 1971 Joined Chuo Audit Corporation
Apr. 1985 Senior Partner
Apr. 2007 Acting Chair of Public Interest Commission, Cabinet Office, Government of Japan
Apr. 2010 Established the Certified Public Accountant Satake Office (current)
Apr. 2012 Professor of Tohoku University Accounting School (until Mar. 2013)
June 2012 Statutory Auditor of PCA CORPORATION (current)
June 2012 Auditor of Shoji-Homu Kenkyukai (Japan Institute of Business Law) (current)
Apr. 2013 Visiting Professor of Graduate School of Accounting & Finance, Chiba University of Commerce (current)
June 2013 Corporate Auditor of Maezawa Kasei Industries Co., Ltd. (current)
Name Ryuta Nakajima
Date of Birth Nov. 9, 1957
Education Mar. 1980 Graduated from Faculty of Law, Keio University
Business Experience Apr. 1980 Joined The YASUDA FIRE & MARINE INSURANCE CO., LTD.
July 2002 General Manager, Hiroshima Automobile Business Production Department, SOMPO JAPAN INSURANCE INC.
Apr. 2005 General Manager, Financial Institution Marketing Department
July 2005 General Manager, Production & Marketing Department
July 2009 Executive Officer, Nagano Branch General Manager
June 2011 Managing Executive Officer (until Sep. 2014)
Apr. 2013 Managing Executive Officer, NIPPONKOA INSURANCE CO., LTD.
Sep. 2014 Managing Executive Officer, SOMPO JAPAN NIPPONKOA INSURANCE INC. (current) *

(Note) * Mr. Nakajima is expected to retire as Managing Executive Officer on March 31, 2015.

 

35


(Reference) Shown below are Directors, Corporate Auditors, and Executive Officers as of April. 1, 2015.

Directors

 

President & CEO (Representative Director)* Mr. Takeo Nakano
Deputy President (Representative Director)* Mr. Tadashi Ohi Head of Human Resources Group and Head of Internal Audit Group
Managing Director* Mr. Masato Monguchi Head of Risk Management Group, Head of Compliance Group and in charge of Credit Department
Managing Director* Mr. Kazuhisa Sawa Head of Strategic Planning, Financial Control & Accounting Group, Head of IT & Systems Group, Head of Operations Group and in charge of Executive Secretariat
Director (not full-time) Mr. Yasuhiro Sato
Director Mr. Tsuyoshi Hatsuzawa
Director (Outside Director) Mr. Masayuki Satake
Director (Outside Director) Mr. Masaru Ono
Director (Outside Director) Mr. Eiji Ogawa

(Note) Asterisks indicate directors expected to concurrently serve as executive officers.

 

36


Corporate Auditors

 

Corporate Auditor (full-time) Mr. Tooru Takeda
Corporate Auditor (full-time) Mr. Hiroyuki Hatano
Corporate Auditor (Outside Corporate Auditor) Mr. Tamio Kurosaki
Corporate Auditor (Outside Corporate Auditor) Mr. Ken Endo

Executive Officers

 

Deputy President & Executive Officer Mr. Masao Yoshikawa Head of Business Promotion
Managing Executive Officer Mr. Shinya Tanaka Head of Real Estate Unit
Managing Executive Officer Mr. Makoto Okayama Head of Corporate Trust & Banking Group and Head of Consulting and Business R&D Group
Managing Executive Officer Mr. Nobuaki Kitajima In charge of Trust & Banking Business
Managing Executive Officer Mr. Nobumitsu Watanabe Head of Custody & Structured Products Unit and in charge of Treasury Department
Managing Executive Officer Mr. Satoru Ochiai In charge of Trust & Banking Business
Managing Executive Officer Mr. Makio Muramoto In charge of Trust & Banking Business
Managing Executive Officer Mr. Takashi Kamada Head of Private Wealth Management Business Group and in charge of Branch Administration Department
Managing Executive Officer Mr. Yoshihito Bando Head of Pension Business Unit and Head of Investment Management Unit

 

37


Managing Executive Officer Mr. Hiroshi Kisanuki Head of Stock Transfer Agency Unit and in charge of Trust & Banking Business
Executive Officer Mr. Masashi Hara General Manager of Real Estate Business Coordination Department
Executive Officer Mr. Eijiro Yamanaka General Manager of Fukuoka Branch
Executive Officer Mr. Yutaka Sasaki General Manager of Active Strategy Fund Management Department
Executive Officer Mr. Isao Nakamura General Manager of Corporate Trust & Banking Department
Executive Officer Mr. Keisuke Saito General Manager of Trust Business Department II
Executive Officer Mr. Tatsuya Nakamizo General Manager of Nagoya Branch
Executive Officer Mr. Masanori Takahata General Manager of Real Estate Business Department II
Executive Officer Mr. Toshio Sobue General Manager of Compliance Department
Executive Officer Mr. Masao Kanamaru General Manager of Treasury Department
Executive Officer Mr. Takashi Otsuka General Manager of Trust Business Department III
Executive Officer Mr. Hiroaki Ehara General Manager of Trust Business Department VI

 

38


[Mizuho Securities Co., Ltd. (MHSC)]

 

Name

  

New Position (Effective as of April 1, 2015)

  

Current Position

Mr. Hideo Gamou    Managing Director and Managing Executive Officer    In charge of Corporate Investment Services & Retail Business Division    Managing Director and Managing Executive Officer    Head of Asset Management Group
Mr. Masaya Usuha    Managing Director and Managing Executive Officer    Head of Internal Audit Division    Managing Executive Office    Head of Global Operations, Head of Operations Group
Mr. Naomi Tsumura    Managing Director and Managing Executive Officer    Head of Compliance Group    Executive Officer    Joint Head of Internal Audit Division
Mr. Yoshio Shimizu    Managing Executive Officer    Joint Head of Global Investment Banking, Joint Head of Investment Banking Division, Head of General Industries Group    Managing Executive Officer    Joint Head of Global Investment Banking, Joint Head of Investment Banking Division, Head of IB Products Group, Attached to IB Business Promotion Group
Mr. Tetsuhiko Saito    Managing Executive Officer    Co-Head of Corporate Investment Services & Retail Business Division    Managing Executive Officer    Co-Head of Corporate Investment Services & Retail Business Division, Head of Internet and Contact Center Group
Mr. Tatsuya Yamada    Managing Executive Officer    Head of Global IT, Head of IT & Systems Group, Head of Operations Group    Managing Executive Officer    Head of Global IT, Head of IT & Systems Group
Mr. Masuo Fukuda    Managing Executive Officer    Joint Head of Investment Banking Division, Head of Corporate Finance & Advisory Dept.    Managing Executive Officer    Joint Head of Investment Banking Division, Head of Investment Banking Group
Mr. Shinya Hanamura    Managing Executive Officer    Head of Public & Financial Institutions Group    Managing Executive Officer    Head of Public & Financial Institutions Group, Head of Advisory Group
Mr. Shuji Ueno    Managing Executive Officer    General Manager of Nagoya Branch, in charge of Corporate & Retail Business    Executive Officer    General Manager of Nagoya Branch

 

39


Name

  

New Position (Effective as of April 1, 2015)

  

Current Position

Mr. Yasuto Hamanishi    Managing Executive Officer    In charge of IB Business and Corporate & Retail Business    Executive Officer    Head of Capital Markets Group
Mr. Akira Nakamura    Managing Executive Officer    Head of Telecom Media Technology Group, in charge of Investment Banking Business      
Mr. Takahisa Shirota    Managing Executive Officer    In charge of Corporate & Retail Business      
Mr. Taiji Kumagai    Executive Officer    General Manager, Branch Business Promotion    Executive Officer    Head of Retail Business Group, Head of Wealth Management Group
Mr. Yoshihiro Kishishita    Executive Officer    In charge of Corporate & Retail Business    Executive Officer    Head of Private Banking Dept.
Mr. Tadashi Sano    Executive Officer    In charge of Corporate & Retail Business    Executive Officer    General Manager of Sapporo Branch
Mr. Atsushi Takahashi    Executive Officer    Head of Financial Planning Dept.    Executive Officer    Senior Corporate Officer(Attached to Head of Markets & Products Division and Head of Research Group)
Mr. Shinobu Yamazaki    Executive Officer    Head of Global Operations, Joint Head of Operations Group       Senior Executive of Operations Group
Mr. Takashi Hirakawa    Executive Officer    General Manager, Branch Business Promotion       Branch Promotion Officer (Attached to Head of Corporate Investment Services & Retail Business Division)
Mr. Yu Nakaoki    Executive Officer    In charge of Investment Banking Business       Head of Sector Coverage Dept.V
Mr. Takafumi Matake    Executive Officer    Head of Corporate Communications Dept., Head of Human Resources Dept.       Head of Human Resources Dept.
Mr. Taizo Tomita    Executive Officer    General Manager, Branch Business Promotion       Joint Head of Retail Business Group
Mr. Yuzo Kanamori    Executive Officer    Head of Syndication Group       Head of Corporate Planning Dept.

 

40


Name

  

New Position (Effective as of April 1, 2015)

  

Current Position

Mr. Mitsuhiro Nagahama    Senior Advisor       Chairman   
Mr. Hajime Saito    Retired       Deputy President and Deputy President-Executive Officer    Head of Internal Audit Division
Mr. Kenichi Minamitani    Retired       Deputy President and Deputy President-Executive Officer    Head of Compliance Group
Mr. Shuzo Fujii    Retired       Managing Executive Officer    Joint Head of Corporate Investment Services & Retail Business Division, Head of IB Business Promotion Group
Mr. Sadanobu Takada    Retired       Managing Executive Officer    Attached to Investment Banking Group
Mr. Kazuya Yamasato    Retired       Executive Officer    General Manager of Osaka Branch, Attached to Corporate Investment Services & Retail Business Division
Mr. Yoshikiyo Yamazaki    Retired       Executive Officer    Attached to Corporate Investment Services & Retail Business Division
Mr. Satoshi Sugiyama    Retired       Executive Officer    General Manager of Head Office Sales Dept.II

The appointment of Messrs. Masaya Usuha and Naomi Tsumura as directors is subject to approval at the general meeting of shareholders of MHSC to be held on April 1, 2015.

 

41


Name

  

New Position

(to become effective in late June 2015)

  

Current Position

Mr. Yasushi Higo    Director      

Corporate Auditor

(full-time)

  
Mr. Shigeru Akiyoshi   

Corporate Auditor

(full-time)

        
Mr. Sei Toyokawa   

Corporate Auditor

(full-time)

        
Mr. Yoshihisa Eguchi    Retired      

Corporate Auditor

(full-time)

  

The appointment of Mr. Yasushi Higo as director and the appointment of Messrs. Shigeru Akiyoshi and Sei Toyokawa as corporate auditors are subject to approval at the regular general meeting of shareholders of MHSC to be held in late June 2015.

 

42


(Reference) Shown below are Directors, Corporate Auditors, and Executive Officers as of April. 1, 2015.

Directors

 

President & CEO (Representative Director)* Mr. Hiroshi Motoyama
Deputy President (Representative Director) and Deputy President - Executive Officer* Mr. Yasuhiko Imaizumi Head of Corporate Business
Deputy President and Deputy President - Executive Officer* Mr. Yasuo Agemura Head of Global Markets, Head of Markets & Products Division, Head of Global Business & Markets
Managing Director and Managing Executive Officer* Mr. Hideo Gamou In charge of Corporate Investment Services & Retail Business Division
Managing Director and Managing Executive Officer* Mr. Shuichi Shimada Head of Strategic Planning Group, in charge of Investment Dept.
Managing Director and Managing Executive Officer* Mr. Hidefumi Kobayashi Head of Global Finance, Head of Research Group, Head of Finance & Accounting Group, in charge of Due Diligence Dept.
Managing Director and Managing Executive Officer* Mr. Masaya Usuha Head of Internal Audit Division
Managing Director and Managing Executive Officer* Mr. Naomi Tsumura Head of Compliance Group
Director Mr. Keizo Ohashi Chairman of Mizuho Securities UK Holdings Ltd., Chairman of Mizuho International plc
Director* Mr. Kenji Fujii Head of Global Risk Management, Head of Risk Management Group
Director (not full-time) Mr. Yasuhiro Sato
Director (Outside Director) Mr. Hidetaka Kawakita
Director (Outside Director) Mr. Masaru Ono

(Note) Asterisks indicate directors expected to concurrently serve as executive officers.

 

43


Corporate Auditors

 

Corporate Auditor (full-time) Mr. Yasushi Higo
Corporate Auditor (full-time) Mr. Yoshihisa Eguchi
Corporate Auditor (full-time) (Outside Corporate Auditor) Mr. Hideo Etani
Corporate Auditor (Outside Corporate Auditor) Mr. Yuji Yoshimasu

Executive Officers

 

Managing Executive Officer Mr. Shingo Ishizaki In charge of Investment Banking Business
Managing Executive Officer Mr. Masahiro Miyamoto Head of Global Investment Banking, Head of Investment Banking Division
Managing Executive Officer Mr. Yoshio Shimizu Joint Head of Global Investment Banking, Joint Head of Investment Banking Division, Head of General Industries Group
Managing Executive Officer Mr. Katsunori Nozawa In charge of Investment Banking Business
Managing Executive Officer Mr. Hiroto Koda Head of Corporate Investment Services & Retail Business Division, Attached to Strategic Planning Group
Managing Executive Officer Mr. Tetsuhiko Saito Co-Head of Corporate Investment Services & Retail Business Division
Managing Executive Officer Mr. Tatsuya Yamada Head of Global IT, Head of IT & Systems Group, Head of Operations Group
Managing Executive Officer Mr. Tetsuhiro Sakamoto

Head of Human Resources Group, in charge

of Executive Secretariat

Managing Executive Officer Mr. Junichi Yamada Joint Head of Markets & Products Division
Managing Executive Officer Mr. Masuo Fukuda Joint Head of Investment Banking Division, Head of Corporate Finance & Advisory Dept.
Managing Executive Officer Mr. Sadamu Yoshida In charge of Investment Banking Business
Managing Executive Officer Mr. Shinya Hanamura Head of Public & Financial Institutions Group
Managing Executive Officer Mr. Kentaro Akashi Chairman of Mizuho Securities Asia Limited, in charge of Investment Banking Business

 

44


Managing Executive Officer Mr. Shuji Ueno General Manager of Nagoya Branch, in charge of Corporate & Retail Business
Managing Executive Officer Mr. Yasuto Hamanishi In charge of IB Business and Corporate & Retail Business
Managing Executive Officer Mr. Akira Nakamura Head of Telecom Media Technology Group, in charge of Investment Banking Business
Managing Executive Officer Mr. Takahisa Shirota In charge of Corporate & Retail Business
Executive Officer Mr. Taiji Kumagai General Manager, Branch Business Promotion
Executive Officer Mr. Yoshihiro Kishishita In charge of Corporate & Retail Business
Executive Officer Mr. Hiroshi Shibata In charge of Corporate & Retail Business
Executive Officer Mr. Noriyuki Nogami General Manager of Shinjuku Branch
Executive Officer Mr. Hiroki Takeshi General Manager of Kyoto Branch
Executive Officer Mr. Kazumichi Komatsu General Manager of Shibuya Branch
Executive Officer Mr. Keiji Maruko In charge of Investment Banking Business
Executive Officer Mr. Tadashi Sano In charge of Corporate & Retail Business
Executive Officer Mr. Takehiko Iida General Manager, Branch Business Promotion
Executive Officer Mr. Atsushi Takahashi Head of Financial Planning Dept.
Executive Officer Mr. Shinobu Yamazaki Head of Global Operations, Joint Head of Operations Group
Executive Officer Mr. Takashi Hirakawa General Manager, Branch Business Promotion
Executive Officer Mr. Yu Nakaoki In charge of Investment Banking Business
Executive Officer Mr. Takafumi Matake Head of Corporate Communications Dept., Head of Human Resources Dept.
Executive Officer Mr. Taizo Tomita General Manager, Branch Business Promotion
Executive Officer Mr. Yuzo Kanamori Head of Syndication Group

Management changes for the above are on the assumption that any permission required will be obtained from the relevant authorities.

 

45

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