NASDAQ OMX Group 8-K 2013
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 29, 2013 (May 22, 2013)
The NASDAQ OMX Group, Inc.
(Exact name of registrant as specified in its charter)
Registrants telephone number, including area code: +1 212 401 8700
No change since last report
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
At the annual meeting of stockholders of The NASDAQ OMX Group, Inc. (NASDAQ OMX or the Company) held on May 22, 2013, the stockholders elected each of NASDAQ OMXs nominees for director to serve for terms of one year and until their successors are duly elected and qualified. The stockholders also ratified the appointment of Ernst & Young LLP as NASDAQ OMXs independent registered public accounting firm for the fiscal year ending December 31, 2013 and approved the Companys executive compensation on an advisory basis. Finally, the stockholders approved an amendment of NASDAQ OMXs restated certificate of incorporation (the Charter) to remove and replace the supermajority voting requirements and an amendment and restatement of the Charter to make other non-substantive changes. The proposed changes to the Charter will not become effective until they are filed and effective with the U.S. Securities and Exchange Commission and the state of Delaware.
The table below shows the voting results, which exclude excess shares that were ineligible to vote as a result of the 5% voting limitation in the Charter.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.