Item 9.01. Financial Statements and Exhibits for NASDAQ_OMX

NASDAQ OMX Group (NDAQ)

NDAQ » Topics » Item 9.01. Financial Statements and Exhibits

NDAQ » Topics » Item 9.01. Financial Statements and Exhibits

EXCERPTS ON THIS PAGE:

RELATED TOPICS for NDAQ:

"Item 9.01. Financial Statements and Exhibits" elsewhere:

Table of Contents

Table of Contents

Send us Feedback

NASDAQ OMX Group (NDAQ)

	SUMMARY

	BULLS

	BEARS

	TOPICS

	DATA CENTRAL

	STOCK CHART

	SEC FILINGS

	BALANCE

	INCOME

	CASH FLOW

This excerpt taken from the NDAQ 8-K filed May 2, 2008.

Item 9.01. Financial Statements and Exhibits

(d) Exhibits.

99.1 - Unaudited Pro Forma Condensed Combined Statements of Income of The NASDAQ OMX Group, Inc. for Each Quarter and the Full Year Ended December 31, 2007 and Unaudited Pro Forma Revenue Detail for Each Quarter and Full Year Ended December 31, 2007.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


THE NASDAQ OMX GROUP, INC.

By:		/s/ David P. Warren
Name:		David P. Warren
Title:		Executive Vice President and Chief Financial Officer

Dated: May 2, 2008

This excerpt taken from the NDAQ 8-K filed Feb 20, 2008.

Item 9.01. Financial Statements and Exhibits

(d) Exhibits.


99.1		Press Release dated February 20, 2008.

99.2		Regulation FD Disclosure.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


THE NASDAQ STOCK MARKET, INC.

By:		/s/ Edward S. Knight
Name:		Edward S. Knight
Title:		Executive Vice President and General Counsel

Dated: February 20, 2008

Exhibit Index


Exhibit No.		Description
99.1		Press Release dated February 20, 2008.

99.2		Regulation FD Disclosure.

This excerpt taken from the NDAQ 8-K filed Oct 24, 2007.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.


Exhibit No.		Exhibit Description
99.1		Press release dated October 24, 2007.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Dated: October 24, 2007	THE NASDAQ STOCK MARKET, INC.

	By:	/s/ Edward S. Knight
		Edward S. Knight
		Executive Vice President and General Counsel

This excerpt taken from the NDAQ 8-K filed Sep 26, 2007.

Item 9.01. Financial Statements and Exhibits.

(d)

Exhibits.


Exhibit No.		Exhibit Description
99.1		Press release dated September 26, 2007

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


THE NASDAQ STOCK MARKET, INC.

By:		/s/ Edward S. Knight
Name: Title:		Edward S. Knight Executive Vice President and General Counsel

Dated: September 26, 2007

This excerpt taken from the NDAQ 8-K filed Sep 21, 2007.

Item 9.01. Financial Statements and Exhibits.

(c)

Exhibits.


Exhibit No.		Exhibit Description

99.1		Press release dated September 21, 2007.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Dated: September 21, 2007	THE NASDAQ STOCK MARKET, INC.

	By:	/s/ Edward S. Knight
		Edward S. Knight Executive Vice President and General Counsel

This excerpt taken from the NDAQ 8-K filed May 25, 2007.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits

99.1	The Nasdaq Stock Market, Inc. press release, dated May 25, 2007.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


THE NASDAQ STOCK MARKET, INC.

By:		/s/ Edward S. Knight
Name: Title:		Edward S. Knight Executive Vice President and General Counsel

Dated: May 25, 2007

Exhibit Index


Exhibit No.		Exhibit
99.1		The Nasdaq Stock Market, Inc. press release, dated May 25, 2007.

This excerpt taken from the NDAQ 8-K filed Apr 16, 2007.

Item 9.01. Financial Statements and Exhibits.


Exhibit No.		Exhibit Description
99.1		Press release dated April 16, 2007.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Dated: April 16, 2007	THE NASDAQ STOCK MARKET, INC.

	By:	/s/ Edward S. Knight
		Edward S. Knight Executive Vice President and General Counsel

This excerpt taken from the NDAQ 8-K filed Dec 21, 2006.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.

10.1

Transitional System and Regulatory Services Agreement, dated as of December 20, 2006, by and between National Association of Securities Dealers, Inc. and The NASDAQ Stock Market LLC.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


	THE NASDAQ STOCK MARKET, INC.

Dated: December 21, 2006	By:	/s/ Edward S. Knight
		Edward S. Knight
		Executive Vice President and General Counsel

This excerpt taken from the NDAQ 8-K filed Dec 19, 2006.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.

99.1 Press Release dated December 15, 2006.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


	THE NASDAQ STOCK MARKET, INC.

Dated: December 19, 2006	By:	/s/ Edward S. Knight

		Edward S. Knight Executive Vice President and General Counsel

This excerpt taken from the NDAQ 8-K filed Dec 11, 2006.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits

99.1

Risk factors and other disclosure

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, The Nasdaq Stock Market, Inc. has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Dated: December 11, 2006	THE NASDAQ STOCK MARKET, INC.

	By:	/s/ Edward S. Knight
		Edward S. Knight Executive Vice President and General Counsel

This excerpt taken from the NDAQ 8-K filed Nov 27, 2006.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits

99.1 Credit Agreement, dated as of November 20, 2006, among The Nasdaq Stock Market, Inc. and the other parties thereto.

99.2 Term Loan Credit Agreement, dated as of November 20, 2006, among The Nasdaq Stock Market, Inc. and the other parties thereto.

99.3 Bridge Loan Agreement, dated as of November 20, 2006, among The Nasdaq Stock Market, Inc. and the other parties thereto.

99.4 Purchase Agreement, dated as of November 20, 2006, among The Nasdaq Stock Market, Inc., Banc of America Bridge, LLC and Dresdner Kleinwort Securities LLC.

99.5 Incremental Facility Amendment, dated as of November 20, 2006, among The Nasdaq Stock Market, Inc and the other parties thereto.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, The Nasdaq Stock Market, Inc. has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Dated: November 27, 2006	THE NASDAQ STOCK MARKET, INC.

	By:	/s/ Edward S. Knight
		Edward S. Knight Executive Vice President and General Counsel

This excerpt taken from the NDAQ 8-K filed Nov 20, 2006.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits

99.1

Text of announcement, dated November 20, 2006, of the Registrant issued in the United Kingdom.

99.2

NASDAQ Offer Announcement Presentation, first publicly used November 20, 2006.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, The Nasdaq Stock Market, Inc. has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Dated: November 20, 2006	THE NASDAQ STOCK MARKET, INC.

	By:	/s/ Edward S. Knight
		Edward S. Knight Executive Vice President and General Counsel

This excerpt taken from the NDAQ 8-K filed Nov 15, 2006.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.


Exhibit No.		Exhibit Description
99.1		Press Release dated November 15, 2006.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


	THE NASDAQ STOCK MARKET, INC.

Dated: November 15, 2006	By:	/s/ Edward S. Knight
		Edward S. Knight Executive Vice President and General Counsel

This excerpt taken from the NDAQ 8-K filed Oct 19, 2006.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.


Exhibit No.		Exhibit Description
99.1		Press release dated October 19, 2006.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Dated: October 19, 2006	THE NASDAQ STOCK MARKET, INC.

	By:	/S/ EDWARD S. KNIGHT
		Edward S. Knight
		Executive Vice President and General Counsel

This excerpt taken from the NDAQ 8-K filed Aug 3, 2006.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.


Exhibit No.		Exhibit Description

3.2		By-Laws of The Nasdaq Stock Market, Inc.

99.1		Letter agreement, effective as of July 28, 2006, between The Nasdaq Stock Market, Inc. and Anna Ewing.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


	THE NASDAQ STOCK MARKET, INC.

Dated: August 3, 2006	By:	/s/ Edward S. Knight
		Edward S. Knight Executive Vice President and General Counsel

This excerpt taken from the NDAQ 8-K filed Jul 20, 2006.

Item 9.01. Financial Statements and Exhibits.


Exhibit No.		Exhibit Description

99.1		Press release dated July 20, 2006.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Dated: July 20, 2006	THE NASDAQ STOCK MARKET, INC.

	By:	/S/ EDWARD S. KNIGHT
		Edward S. Knight
		Executive Vice President and General Counsel

This excerpt taken from the NDAQ 8-K filed May 24, 2006.

Item 9.01 Financial Statements and Exhibits.

99.1 Amended and Restated Credit Agreement, dated as of May 19, 2006 among The Nasdaq Stock Market, Inc. and the other parties thereto.

99.2 Amended and Restated Term Loan Credit Agreement, dated as of May 19, 2006, among The Nasdaq Stock Market, Inc., Nightingale Acquisition Limited and the other parties thereto.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Dated: May 24, 2006	THE NASDAQ STOCK MARKET, INC.

	By:	/s/ Edward S. Knight
		Edward S. Knight
		Executive Vice President and General Counsel

This excerpt taken from the NDAQ 8-K filed May 11, 2006.

Item 9.01 Financial Statements and Exhibits.

(d)

Exhibits

Exhibit 5.1 Opinion of Skadden, Arps, Slate, Meagher & Flom LLP, re: legality

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Dated: May 11, 2006	THE NASDAQ STOCK MARKET, INC.

	By:	/s/ Edward S. Knight
	Name: Title:	Edward S. Knight Executive Vice President and General Counsel

EXHIBIT INDEX


Exhibit No.		Description
5.1		Opinion of Skadden, Arps, Slate, Meagher & Flom LLP, re: legality

This excerpt taken from the NDAQ 8-K filed May 3, 2006.

Item 9.01. Financial Statements and Exhibits

1.01

Purchase Agreement

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, Nasdaq has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Dated: May 3, 2006	THE NASDAQ STOCK MARKET, INC.

	By:	/s/ Edward S. Knight
	Name: Title:	Edward S. Knight Executive Vice President and General Counsel

This excerpt taken from the NDAQ 8-K filed Apr 21, 2006.

Item 9.01. Financial Statements and Exhibits.


Exhibit No.		Exhibit Description
99.1		Press release dated April 20, 2006.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Dated: April 20, 2006	THE NASDAQ STOCK MARKET, INC.

	By:	/s/ Edward S. Knight
		Edward S. Knight Executive Vice President and General Counsel

This excerpt taken from the NDAQ 8-K filed Apr 4, 2006.

Item 9.01. Financial Statements and Exhibits.

3.1

Certificate of Elimination

Page 2 of 3

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Dated: April 4, 2006	THE NASDAQ STOCK MARKET, INC.

	By:	/s/ Edward S. Knight
		Edward S. Knight Executive Vice President and General Counsel

Page 3 of 3

This excerpt taken from the NDAQ 8-K filed Mar 14, 2006.

Item 9.01. Financial Statements and Exhibits.

10.1 Board Compensation Policy

Page 2 of 3 pages.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Dated: March 13, 2006	THE NASDAQ STOCK MARKET, INC.

	By:	/s/ Edward S. Knight
		Edward S. Knight Executive Vice President and General Counsel

Page 3 of 3 pages.

This excerpt taken from the NDAQ 8-K filed Feb 15, 2006.

Item 9.01. Financial Statements and Exhibits.

1.01

Purchase Agreement

Page 2 of 3 pages.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Dated: February 15, 2006	THE NASDAQ STOCK MARKET, INC.

	By:	/s/ Edward S. Knight
		Edward S. Knight Executive Vice President and General Counsel

Page 3 of 3 pages.

This excerpt taken from the NDAQ 8-K filed Jan 30, 2006.

Item 9.01. Financial Statements and Exhibits.


Exhibit No.		Exhibit Description
99.1		Press release dated January 30, 2006.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

This excerpt taken from the NDAQ 8-K filed Jan 12, 2006.

Item 9.01. Financial Statements and Exhibits.

99.1 Press Release

Page 2 of 3 pages.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Dated: January 12, 2006	THE NASDAQ STOCK MARKET, INC.

	By:	/s/ Edward S. Knight
		Edward S. Knight Executive Vice President and General Counsel

Page 3 of 3 pages.

This excerpt taken from the NDAQ 8-K filed Jan 9, 2006.

Item 9.01. Financial Statements and Exhibits.

99. 1 Press Release

Page 2 of 3 pages.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Dated: January 6, 2006	THE NASDAQ STOCK MARKET, INC.

	By:	/s/ Edward S. Knight
		Edward S. Knight Executive Vice President and General Counsel

Page 3 of 3 pages.

This excerpt taken from the NDAQ 8-K filed Dec 20, 2005.

Item 9.01. Financial Statements and Exhibits.


3.1		Certificate of Designations, Preferences and Rights of Series D Preferred Stock of The Nasdaq Stock Market, Inc.

Page 2 of 3 pages.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Dated: December 20, 2005	THE NASDAQ STOCK MARKET, INC.

	By:	/s/ Edward S. Knight
		Edward S. Knight Executive Vice President and General Counsel

Page 3 of 3 pages.

This excerpt taken from the NDAQ 8-K filed Dec 14, 2005.

ITEM 9.01 Financial Statements and Exhibits

The following exhibit is furnished as part of this Current Report on Form 8-K.


Exhibit No.		Exhibit Description
2.1		Amendment to the Transaction Agreement, dated as of December 8, 2005, by and among The Nasdaq Stock Market, Inc, and Iceland Acquisition Corp.

4.1		First Supplemental Indenture, dated as of December 8, 2005, by The Nasdaq Stock Market, Inc. to Law Debenture Trust Company of New York.

99.1		Credit Agreement, dated as of December 8, 2005, among The Nasdaq Stock Market, Inc. and the other parties thereto.

99.2		Transition Services Agreement, dated as of December 8, 2005, by and among The Nasdaq Stock Market, Inc., Instinet Holdings Incorporated f/k/a Iceland Acquisition Corp., and Norway Acquisition Corp. f/k/a Instinet Group.

99.3		License Agreement, dated as of December 8, 2005, by and between Instinet Holdings Incorporated f/k/a Iceland Acquisition Corp. and Norway Acquisition Corp. f/k/a Instinet Group Incorporated.

99.4		Co-Location Agreement, dated as of December 8, 2005, by and between The Nasdaq Stock Market, Inc., Instinet Holdings Incorporated, f/ka/ Iceland Acquisition Corp. and Norway Acquisition Corp/ f/k/a/ Instinet Group Incorporated.

99.5		Brace Assignment and Support Agreement, dated as of December 8, 2005, by and between The Nasdaq Stock Market, Inc., Instinet Clearing Services, Inc. and INET ATS, Inc.

99.6		Amendment No. 1 to Fully Disclosed Clearing Agreement, dated as of December 8, 2005, between Instinet Clearing Services, Inc. and INET ATS, Inc.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: December 14, 2005


THE NASDAQ STOCK MARKET, INC.

By:		/s/ Adena Friedman
		Adena Friedman, Executive Vice President

This excerpt taken from the NDAQ 8-K filed Nov 30, 2005.

ITEM 9.01 Financial Statements and Exhibits

The following exhibit is furnished as part of this Current Report on Form 8-K.


Exhibit No.		Exhibit Description
99.1		Press release dated November 30, 2005.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Dated: November 30, 2005	THE NASDAQ STOCK MARKET, INC.

	By:	/s/ John L. Jacobs

		John L. Jacobs Executive Vice President

Dated: January 30, 2006

THE NASDAQ STOCK MARKET, INC.

/s/ Edward S. Knight

Edward S. Knight

Executive Vice President and General Counsel