NDAQ » Topics » OMX

This excerpt taken from the NDAQ 8-K filed May 2, 2008.

OMX

Attached as Exhibit 99.1 hereto and incorporated herein by reference are the audited consolidated balance sheet of OMX as of December 31, 2007 and 2006, and the related consolidated statements of income, changes in stockholders’ equity, and cash flows for each of the two years in the period ended December 31, 2007 and the related notes to such consolidated financial statements.

Attached as Exhibit 99.2 hereto and incorporated herein by reference are the audited consolidated balance sheet of OMX as of December 31, 2006 and 2005, and the related consolidated statements of income, changes in stockholders’ equity, and cash flows for each of the two years in the period ended December 31, 2006 and the related notes to such consolidated financial statements.

 

(b) Pro Forma Financial Information.

Attached as Exhibit 99.3 hereto and incorporated by reference herein are the:

 

   

Unaudited pro forma condensed combined balance sheet of NASDAQ OMX as of December 31, 2007 and the unaudited pro forma condensed combined statement of income of NASDAQ OMX for the year ended December 31, 2007.

 

   

Notes to the unaudited pro forma condensed combined financial statements of NASDAQ OMX.

The unaudited pro forma condensed combined financial information is presented for informational purposes only. The pro forma data is not necessarily indicative of what NASDAQ OMX’s financial position or results of operations actually would have been had the Transactions been completed at and as of the dates indicated. In addition, the unaudited pro forma condensed combined financial information does not purport to project the future financial position or operating results of NASDAQ OMX.


 

(c) Not applicable.

 

(d) Exhibits

Exhibit 23.1 – Consent of Independent Auditor, Stockholm, Sweden

Exhibit 23.2 – Consent of Independent Auditor, Stockholm, Sweden

Exhibit 99.1 – Consolidated Financial Statements and Report of Independent Auditor – OMX AB:

 

   

Consolidated Income Statement for the years ended December 31, 2007 and 2006

 

   

Consolidated Balance Sheet at December 31, 2007 and 2006

 

   

Consolidated Cash Flow Statement for the years ended December 31, 2007 and 2006

 

   

Changes in Consolidated Shareholders’ Equity for the years ended December 31, 2007 and 2006

 

   

Notes to Consolidated Financial Statements

Exhibit 99.2 – Consolidated Financial Statements and Report of Independent Auditor – OMX AB:

 

   

Consolidated Income Statements for the years ended December 31, 2006 and 2005

 

   

Consolidated Balance Sheets at December 31, 2006 and 2005

 

   

Consolidated Cash Flow Statements for the years ended December 31, 2006 and 2005

 

   

Consolidated Statement of Changes in Shareholders’ Equity for the years ended December 31, 2006 and 2005

 

   

Notes to the Consolidated Financial Statements

Exhibit 99.3 – Unaudited Pro Forma Condensed Combined Financial Statements of The NASDAQ OMX Group, Inc. as of December 31, 2007:

 

   

Unaudited Pro Form Condensed Combined Balance Sheet as of December 31, 2007

 

   

Unaudited Pro Form Condensed Combined Statement of Income for the year ended December 31, 2007

 

   

Notes to Unaudited Pro Forma Condensed Combined Financial Statements


This excerpt taken from the NDAQ 8-K filed Feb 20, 2008.

OMX

From 1985 through December 31, 2005, OMX was party to a license agreement related to the establishment of the predecessor of OMX in 1985 with Olof Stenhammar, who was OMX’s Chairman until April 2007. Pursuant to the license agreement, Dr. Stenhammar received payments totaling SEK 5,324,175 in 2004 and SEK 9,172,298 in 2005.

Nordea Bank AB, the beneficial owner of approximately 5% of OMX’s issued and outstanding shares, is a member on the Nordic Exchange. Additionally, Nordea Bank AB and Investor AB, the beneficial owner of approximately 11% of OMX’s issued and outstanding shares, are both listed on the Nordic Exchange.

 

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EXCERPTS ON THIS PAGE:

8-K
May 2, 2008
8-K
Feb 20, 2008
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