NDAQ » Topics » Other Capital Requirements

This excerpt taken from the NDAQ 10-Q filed May 8, 2009.

Other Capital Requirements

NASDAQ Options Services is also required to maintain a $2 million minimum level of net capital under our clearing arrangement with The Options Clearing Corporation, or OCC.

This excerpt taken from the NDAQ 10-K filed Feb 27, 2009.

Other Capital Requirements

 

NASDAQ Options Services is also required to maintain a $2.0 million minimum level of net capital under our clearing arrangement with the OCC.

 

This excerpt taken from the NDAQ 10-Q filed Nov 7, 2008.

Other Capital Requirements

NASDAQ Options Services is also required to maintain certain minimum levels of net capital under our clearing arrangement with the OCC. The initial requirement for the first three months of membership was $2.5 million and decreased to $2.0 million after the initial period.

 

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This excerpt taken from the NDAQ 10-Q filed Aug 8, 2008.

Other Capital Requirements

The NASDAQ Options Market launched on March 31, 2008, with the first option trade occurring on that date. The NASDAQ Options Market is required to maintain certain minimum levels of net capital under our clearing arrangement with The Options Clearing Corporation. The initial requirement for the first three months of membership was $2.5 million and decreased to $2.0 million after the initial period.

This excerpt taken from the NDAQ 10-Q filed May 9, 2008.

Other Capital Requirements

The NASDAQ Options Market launched on March 31, 2008, with the first option trade occurring on that date. The NASDAQ Options Market will also be required to maintain certain minimum levels of net capital under our clearing arrangement with The Options Clearing Corporation. The initial requirement for the first three months of membership is $2.5 million, decreasing to $2.0 million after the initial period.

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