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NDAQ » Topics » Other Investment Banking Services

This excerpt taken from the NDAQ DEF 14A filed Apr 20, 2007.

Other Investment Banking Services

Thomas O’Neill, one of our directors, is a founding principal of Sandler O’Neill & Partners, L.P., which has engaged in investment banking and other commercial activities with us in the ordinary course of business. In the fiscal year ended December 31, 2006, we paid approximately $1.2 million to Sandler O’Neill or its affiliates for investment banking and other commercial activities.

Jeffrey Edwards, who resigned from our board of directors on November 17, 2006, is an officer of Merrill Lynch, which has engaged in investment banking and other commercial activities with us in the ordinary course of business. In the fiscal year ended December 31, 2006, we paid approximately $12.2 million to Merrill Lynch or its affiliates for investment banking and other commercial activities.

 

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