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NDAQ » Topics » Prior Grants of Options and Restricted Stock

This excerpt taken from the NDAQ DEF 14A filed Apr 20, 2007.

Prior Grants of Options and Restricted Stock

The following table shows the number of stock options and shares of restricted stock, including any awards that were subsequently cancelled or surrendered for taxes, that Nasdaq has awarded, to date, to the following individuals or groups:

 

  •  

our principal executive officer, principal financial officer and, in alphabetical order, each of our three most highly compensated executive officers, other than the principal executive officer and principal financial officer, for the year ended December 31, 2006 (the named executive officers);

 

  •  

one other individual, Mr. Hardwick Simmons, who has received over five percent of the total number of stock options, including any options that were subsequently cancelled or surrendered for taxes, awarded under the Equity Plan;

 

  •  

all nine of the current executive officers as a group (for information about the current executive officers, see “Executive Officers of Nasdaq”);

 

  •  

all thirteen of the current non-employee directors as a group (for information about the current non-employee directors, see “Proposal I: Election of Directors”); and

 

  •  

all employees, excluding the current executive officers, as a group.

 

19

Table of Contents

Name and Position

    Number of
Stock Options
Awarded		    Number of Shares of
Restricted Stock
Awarded

Robert Greifeld

President and Chief Executive Officer

    2,960,000    300,000

David Warren

Executive Vice President and Chief Financial Officer

    367,801    25,515

Christopher Concannon

Executive Vice President

    482,558    10,870

Anna Ewing

Executive Vice President

    220,158    102,620

Adena Friedman

Executive Vice President

    432,558    26,770

Hardwick Simmons

Former Chairman and Chief Executive Officer

    2,000,000    —  

All Current Executive Officers

    5,767,458    529,456

All Current Non-Employee Directors

    15,000    100,270

All Non-Executive Employees

    20,345,046    1,147,219
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