Send us Feedback

NASDAQ OMX Group (NDAQ)
Analysis
SUMMARY
BULLS
BEARS
TOPICS
Data
DATA CENTRAL
STOCK CHART
Financials
SEC FILINGS
BALANCE
INCOME
CASH FLOW

NDAQ » Topics » Prior Grants of Options, Restricted Stock and Performance Share Units

This excerpt taken from the NDAQ DEF 14A filed Apr 17, 2008.

Prior Grants of Options, Restricted Stock and Performance Share Units

The following table shows the number of stock options, shares of restricted stock and performance share units, including any awards that were subsequently cancelled or surrendered for taxes, which NASDAQ OMX has awarded, to date, to the following individuals or groups:

 

  •  

our principal executive officer, principal financial officer and, in alphabetical order, each of our three most highly compensated executive officers, other than the principal executive officer and principal financial officer, for the year ended December 31, 2007 (the named executive officers);

 

  •  

one other individual, Mr. Hardwick Simmons, who has received over five percent of the total number of stock options, including any options that were subsequently cancelled or surrendered for taxes, awarded under the Equity Plan;

 

  •  

all fourteen of the current executive officers as a group (for information about the current executive officers, see “Executive Officers of NASDAQ OMX”);

 

  •  

all fifteen of the current non-employee directors as a group (for information about the current non-employee directors, see “Proposal I: Election of Directors”); and

 

  •  

all employees, excluding the current executive officers, as a group.

 

Name and Position

    Number of
Stock Options
Awarded		    Number of Shares of
Restricted Stock
Awarded		    Number of
Performance
Share Units
Awarded
(at Target)
(1)

Robert Greifeld

Chief Executive Officer

    2,960,000    300,000    160,000

David P. Warren

Executive Vice President and Chief Financial Officer

    387,356    25,515    7,162

Christopher R. Concannon

Executive Vice President, Transaction Services U.S.

    512,643    10,870    11,018

Anna M. Ewing

Executive Vice President, Global Software Development and Chief Information Officer

    242,722    102,620    8,264

Edward S. Knight

Executive Vice President, General Counsel and Chief Regulatory Officer

    343,056    25,515    7,162

Hardwick Simmons

Former Chairman and Chief Executive Officer

    2,000,000    —      —  

All Current Executive Officers

    6,161,253    543,693    262,048

All Current Non-Employee Directors

    15,000    88,513    —  

All Non-Executive Employees

    21,767,231    1,650,608    —  

 

(1) For performance share units, the amounts reported are the target amounts, although the actual number of shares awarded could range from 0% to 150% of the target amounts, depending on the achievement of performance goals. For more information about the performance share units, see “Compensation Discussion & Analysis” and “Executive Compensation.”
Wikinvest © 2006, 2007, 2008, 2009, 2010, 2011, 2012. Use of this site is subject to express Terms of Service, Privacy Policy, and Disclaimer. By continuing past this page, you agree to abide by these terms. Any information provided by Wikinvest, including but not limited to company data, competitors, business analysis, market share, sales revenues and other operating metrics, earnings call analysis, conference call transcripts, industry information, or price targets should not be construed as research, trading tips or recommendations, or investment advice and is provided with no warrants as to its accuracy. Stock market data, including US and International equity symbols, stock quotes, share prices, earnings ratios, and other fundamental data is provided by data partners. Stock market quotes delayed at least 15 minutes for NASDAQ, 20 mins for NYSE and AMEX. Market data by Xignite. See data providers for more details. Company names, products, services and branding cited herein may be trademarks or registered trademarks of their respective owners. The use of trademarks or service marks of another is not a representation that the other is affiliated with, sponsors, is sponsored by, endorses, or is endorsed by Wikinvest.
Powered by MediaWiki