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NDAQ » Topics » SCHEDULE B

This excerpt taken from the NDAQ 8-K filed Dec 14, 2005.

SCHEDULE B

 

Clearance Charges  

Broker-to Broker Ticket Fee

    $ .04/ticket

 

In addition to the amounts set forth above, ICS shall also charge Correspondent or Customers, as appropriate, any fees, charges or expenses incurred in connection with regulatory, clearing organization, exchange, self-regulatory organization, tax or other expenses and attributable to the clearance and servicing of transactions in the Accounts.

 

-31-

These excerpts taken from the NDAQ 8-K filed Apr 28, 2005.

SCHEDULE I

 

Name of Stockholder

    Number of Shares

Reuters C LLC

    170,181,887

Reuters Group Overseas Holdings (UK) Limited

    40,469,640

SCHEDULE 1

 

     SECURITIES

HOLDER

   

Aggregate Principal

Amount of Original Notes

   

Aggregate Principal

Amount of Series B Notes

    Number of Series B
Warrants

HELLMAN & FRIEDMAN CAPITAL PARTNERS IV, L.P.

 

Patrick J. Healy

Erik D. Ragatz

Hellman & Friedman LLC

One Maritime Plaza, 12th Floor

San Francisco, CA 94111

 

(415) 788-5111 (Telephone)

(415) 391-4648 (Telecopier)

    $ 193,463,369    $ 193,463,369    2,219,547

H & F EXECUTIVE FUND IV, L.P.

 

Patrick J. Healy

Erik D. Ragatz

Hellman & Friedman LLC

One Maritime Plaza, 12th Floor

San Francisco, CA 94111

 

(415) 788-5111 (Telephone)

(415) 391-4648 (Telecopier)

    $ 4,302,898    $ 4,302,898    49,366

H & F INTERNATIONAL PARTNERS IV-A, L.P.

 

Patrick J. Healy

Erik D. Ragatz

Hellman & Friedman LLC

One Maritime Plaza, 12th Floor

San Francisco, CA 94111

 

(415) 788-5111 (Telephone)

(415) 391-4648 (Telecopier)

    $ 31,757,949    $ 31,757,949    364,349

 

 

     SECURITIES

HOLDER

   

Aggregate Principal

Amount of Original Notes

   

Aggregate Principal

Amount of Series B Notes

   

Number of Series B

Warrants

H & F INTERNATIONAL PARTNERS IV-B, L.P.

 

Patrick J. Healy

Erik D. Ragatz

Hellman & Friedman LLC

One Maritime Plaza, 12th Floor

San Francisco, CA 94111

 

(415) 788-5111 (Telephone)

(415) 391-4648 (Telecopier)

    $ 10,475,784    $ 10,475,784    120,186

 

 

EXCERPTS ON THIS PAGE:

8-K
Dec 14, 2005
8-K (2 sections)
Apr 28, 2005

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