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NDAQ » Topics » Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters.These excerpts taken from the NDAQ 10-K filed Feb 27, 2009. Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters.
Information about security ownership of certain beneficial owners and management, as required by Item 403 of Regulation S-K, is incorporated by reference from the discussion under the caption Security Ownership of Certain Beneficial Owners and Management in the Proxy.
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Table of ContentsEquity Compensation Plan Information
NASDAQ OMXs Equity Plan provides for the issuance of our equity securities to officers and other employees, directors and consultants. In addition, U.S. employees of NASDAQ OMX and its subsidiaries are eligible to participate in the NASDAQ OMX 2000 Employee Stock Purchase Plan, or ESPP, at 85.0% of the fair market value of our common stock on the price calculation date. The Equity Plan and the ESPP have been approved previously by our stockholders. In 2003, we granted non-qualified stock options for 1,000,000 shares of common stock and 100,000 shares of restricted stock to Robert Greifeld, our Chief Executive Officer, as inducement awards to secure his employment with NASDAQ OMX. These two inducement awards were outside of the Equity Plan. The following table sets forth information regarding outstanding options and shares reserved for future issuance under all of NASDAQ OMXs compensation plans as of December 31, 2008.
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Table of ContentsItem 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters.
Information about security ownership of certain beneficial owners and 85 Table of ContentsEquity Compensation Plan Information SIZE="1"> NASDAQ OMXs Equity Plan provides for the issuance of our equity securities to officers and other employees, directors
86 Table of ContentsThese excerpts taken from the NDAQ 10-K filed Feb 25, 2008. Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters.
Information about security ownership of certain beneficial owners and management is incorporated by reference from the discussion under the caption Security Ownership of Certain Beneficial Owners and Management in the Proxy.
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Table of ContentsEquity Compensation Plan Information
Nasdaqs Equity Plan provides for the issuance of our equity securities to officers and other employees, directors and consultants. In addition, employees of Nasdaq and its subsidiaries are eligible to participate in the Nasdaq 2000 Employee Stock Purchase Plan, or ESPP, at 85.0% of the fair market value of our common stock on the price calculation date. The Equity Plan and the ESPP have been approved previously by our stockholders. In 2003, we granted non-qualified stock options for 1,000,000 shares of common stock and 100,000 shares of restricted stock to Robert Greifeld as inducement awards to secure his employment as President and Chief Executive Officer of Nasdaq. These two inducement awards were outside of the Equity Plan. The following table sets forth information regarding outstanding options and shares reserved for future issuance under all of Nasdaqs compensation plans as of December 31, 2007.
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STYLE="margin-top:0px;margin-bottom:0px; text-indent:4%">Information about security ownership of certain beneficial owners and management is incorporated by reference from the discussion under the caption Security Ownership of Certain Beneficial Owners and Management in the Proxy.
68 Table of ContentsEquity Compensation Plan Information SIZE="1"> Nasdaqs Equity Plan provides for the issuance of our equity securities to officers and other employees, directors and
69 Table of ContentsThis excerpt taken from the NDAQ 10-K filed Feb 28, 2007. Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters.
Information about security ownership of certain beneficial owners and management is incorporated by reference from the discussion under the caption Security Ownership of Certain Beneficial Owners and Management in the Proxy.
Equity Compensation Plan Information
Nasdaqs Equity Incentive Plan, or Equity Plan, provides for the issuance of our equity securities to officers and other employees, directors and consultants. In addition, employees of Nasdaq and its subsidiaries are eligible to participate in the Nasdaq 2000 Employee Stock Purchase Plan, or ESPP, at 85.0% of the fair market value of our common stock on the price calculation date. The Equity Plan and the ESPP have been approved by our stockholders. In 2003, we granted non-qualified stock options for 1,000,000 shares of common stock and 100,000 shares of restricted stock to Robert Greifeld as inducement awards to secure his employment as President and CEO of Nasdaq. These two inducement awards were outside of the Equity Plan. The following
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Table of Contentstable sets forth information regarding outstanding options and shares reserved for future issuance under all of Nasdaqs compensation plans as of December 31, 2006.
This excerpt taken from the NDAQ 10-K filed Mar 14, 2005. Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters.
Information about security ownership of certain beneficial owners and management is incorporated by reference from the discussion under the heading Security Ownership of Certain Beneficial Owners and Management in the Proxy.
Equity Compensation Plan Information
Nasdaqs Equity Incentive Plan (the Equity Plan) provides for the issuance of our equity securities to officers and other employees, directors and consultants. In addition, employees of Nasdaq and its subsidiaries are eligible to participate in the Employee Stock Purchase Plan (ESPP) at 85% of the fair market value of our common stock on the price calculation date. The Equity Plan and the ESPP have been approved by our stockholders. In 2003, we granted options for 1,000,000 shares of common stock and 100,000 shares of restricted stock to Robert Greifeld as inducement awards to secure his employment as CEO and President of Nasdaq. These two inducement awards were outside of the Equity Plan. The following table sets forth information regarding outstanding options and shares reserved for future issuance under all of Nasdaqs compensation plans as of December 31, 2004:
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