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NDAQ » Topics » SIGNATURES

This excerpt taken from the NDAQ 8-K filed Dec 22, 2009.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: December 22, 2009   The NASDAQ OMX Group, Inc.
  By:   /S/    ADENA T. FRIEDMAN          
    Adena T. Friedman
    Executive Vice President and Chief Financial Officer
This excerpt taken from the NDAQ 8-K filed Nov 5, 2009.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: November 5, 2009   The NASDAQ OMX Group, Inc.
  By:   /S/    EDWARD S. KNIGHT        
    Edward S. Knight
    Executive Vice President and General Counsel
This excerpt taken from the NDAQ 8-K filed Oct 6, 2009.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: October 6, 2009       THE NASDAQ OMX GROUP, INC.
      /S/    EDWARD S. KNIGHT        
      Edward S. Knight
      Executive Vice President and General Counsel

 

4

This excerpt taken from the NDAQ 8-K filed Oct 1, 2009.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: October 1, 2009

     THE NASDAQ OMX GROUP, INC.
   

/S/    EDWARD S. KNIGHT

    Edward S. Knight
    Executive Vice President and General Counsel

 

3

This excerpt taken from the NDAQ 8-K filed Aug 26, 2009.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

THE NASDAQ OMX GROUP, INC.
By:  

/s/ Edward S. Knight

Name:   Edward S. Knight
Title:  

Executive Vice President, General

Counsel and Chief Regulatory Officer

Dated: August 26, 2009

This excerpt taken from the NDAQ 8-K filed Aug 10, 2009.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

THE NASDAQ OMX GROUP, INC.
By:  

/s/ Edward S. Knight

Name:   Edward S. Knight
Title:  

Executive Vice President, General

Counsel and Chief Regulatory Officer

Dated: August 10, 2009

This excerpt taken from the NDAQ 8-K filed Aug 6, 2009.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: August 6, 2009     The NASDAQ OMX Group, Inc.
    By:    /s/ Edward S. Knight
      Edward S. Knight
      Executive Vice President and General Counsel
This excerpt taken from the NDAQ 8-K filed Jul 20, 2009.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: July 20, 2009     THE NASDAQ OMX GROUP, INC.
    By:  

/s/    Edward S. Knight

      Edward S. Knight
      Executive Vice President and General Counsel
This excerpt taken from the NDAQ 8-K filed Jul 7, 2009.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: July 7, 2009     The NASDAQ OMX Group, Inc.
    By:  

/s/ Edward S. Knight

      Edward S. Knight
      Executive Vice President and General Counsel
This excerpt taken from the NDAQ 10-Q filed May 8, 2009.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

  THE NASDAQ OMX GROUP, INC.
  (Registrant)
Date: May 8, 2009   By:  

/s/ ROBERT GREIFELD

  Name:   Robert Greifeld
  Title:   Chief Executive Officer
Date: May 8, 2009   By:  

/s/ DAVID P. WARREN

  Name:   David P. Warren
  Title:   Executive Vice President and Chief Financial Officer

 

50

Table of Contents
This excerpt taken from the NDAQ 8-K filed May 7, 2009.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: May 7, 2009   The NASDAQ OMX Group, Inc.
  By:  

/s/ Edward S. Knight

    Edward S. Knight
    Executive Vice President and General Counsel
This excerpt taken from the NDAQ 8-K filed Apr 16, 2009.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: April 16, 2009     THE NASDAQ OMX GROUP, INC.
    By:   /s/ Edward S. Knight
      Edward S. Knight
      Executive Vice President and General Counsel
This excerpt taken from the NDAQ 8-K filed Mar 24, 2009.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: March 24, 2009   THE NASDAQ OMX GROUP, INC.
  By:  

/s/ David P. Warren

    David P. Warren
    Executive Vice President and Chief Financial Officer

This excerpt taken from the NDAQ 8-K filed Mar 12, 2009.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: March 12, 2009   THE NASDAQ OMX GROUP, INC.
  By:  

/s/ Edward S. Knight

    Edward S. Knight
    Executive Vice President and General Counsel
These excerpts taken from the NDAQ 10-K filed Feb 27, 2009.

SIGNATURES

 

Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized, on February 26, 2009.

 

THE NASDAQ OMX GROUP, INC.
By  

/s/  ROBERT GREIFELD        

Name:   Robert Greifeld
Title:   Chief Executive Officer

 

Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities indicated as of February 26, 2009.

 

Name

   

Title

/s/  ROBERT GREIFELD        

Robert Greifeld

   

Chief Executive Officer and Director

(Principal Executive Officer)

/s/  DAVID P. WARREN        

David P. Warren

   

Executive Vice President and Chief Financial Officer

(Principal Financial Officer)

/s/  RONALD HASSEN        

Ronald Hassen

   

Senior Vice President and Controller

(Principal Accounting Officer)

*

H. Furlong Baldwin

    Chairman of the Board

*

Urban Bäckström

    Deputy Chairman of the Board

*

Soud Ba’alawy

    Director

*

Michael Casey

    Director

*

Lon Gorman

    Director

*

Glenn H. Hutchins

    Director

*

Birgitta Kantola

    Director

*

Essa Kazim

    Director

 

92

Table of Contents

Name

   

Title

*

John D. Markese

    Director

*

Hans Munk Nielsen

    Director

*

Thomas F. O’Neill

    Director

*

James S. Riepe

    Director

*

Michael R. Splinter

    Director

*

Lars Wedenborn

    Director

*

Deborah L. Wince-Smith

    Director

 

* Pursuant to Power of Attorney

 

By:  

/s/  EDWARD S. KNIGHT        

  Edward S. Knight
  Attorney-in-Fact

 

93

Table of Contents

SIGNATURES

 


Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be
signed on its behalf by the undersigned, thereunto duly authorized, on February 26, 2009.

 

























THE NASDAQ OMX GROUP, INC.
By 

/s/  ROBERT
GREIFELD        

Name: Robert Greifeld
Title: Chief Executive Officer

 

Pursuant to the
requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities indicated as of February 26, 2009.

STYLE="margin-top:0px;margin-bottom:0px"> 

























































































Name

  

Title

/s/  ROBERT
GREIFELD        

Robert Greifeld

  

Chief Executive Officer and Director

SIZE="2">(Principal Executive Officer)

/s/  DAVID P.
WARREN        

David P. Warren

  

Executive Vice President and Chief Financial Officer

FACE="Times New Roman" SIZE="2">(Principal Financial Officer)

/s/  RONALD
HASSEN        

Ronald Hassen

  

Senior Vice President and Controller

(Principal
Accounting Officer)

*

SIZE="1">H. Furlong Baldwin

  Chairman of the Board

*

SIZE="1">Urban Bäckström

  Deputy Chairman of the Board

*

SIZE="1">Soud Ba’alawy

  Director

*

SIZE="1">Michael Casey

  Director

*

SIZE="1">Lon Gorman

  Director

*

SIZE="1">Glenn H. Hutchins

  Director

*

SIZE="1">Birgitta Kantola

  Director

*

SIZE="1">Essa Kazim

  Director

 


92






Table of Contents

































































Name

  

Title

*

SIZE="1">John D. Markese

  Director

*

SIZE="1">Hans Munk Nielsen

  Director

*

SIZE="1">Thomas F. O’Neill

  Director

*

SIZE="1">James S. Riepe

  Director

*

SIZE="1">Michael R. Splinter

  Director

*

SIZE="1">Lars Wedenborn

  Director

*

SIZE="1">Deborah L. Wince-Smith

  Director

 





*Pursuant to Power of Attorney

 




















By: 

/s/  EDWARD S.
KNIGHT        

 Edward S. Knight
 Attorney-in-Fact

 


93






Table of Contents


This excerpt taken from the NDAQ 8-K filed Feb 26, 2009.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: February 26, 2009   THE NASDAQ OMX GROUP, INC.
  By:  

/s/ Edward S. Knight

    Edward S. Knight
    Executive Vice President and General Counsel
This excerpt taken from the NDAQ 8-K filed Feb 26, 2009.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: February 26, 2009     THE NASDAQ OMX GROUP, INC.
    By:  

/s/ Edward S. Knight

      Edward S. Knight
      Executive Vice President and General Counsel
This excerpt taken from the NDAQ 8-K filed Dec 18, 2008.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: December 18, 2008     THE NASDAQ OMX GROUP, INC.
   

By:

   /s/ David P. Warren
      David P. Warren
      Executive Vice President and Chief Financial Officer

This excerpt taken from the NDAQ 10-Q filed Nov 7, 2008.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

  THE NASDAQ OMX GROUP, INC.
  (Registrant)
Date: November 7, 2008   By:  

/s/ ROBERT GREIFELD

  Name:   Robert Greifeld
  Title:   Chief Executive Officer
Date: November 7, 2008   By:  

/s/ DAVID P. WARREN

  Name:   David P. Warren
  Title:   Executive Vice President and Chief Financial Officer

 

69

Table of Contents
This excerpt taken from the NDAQ 8-K filed Nov 6, 2008.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: November 6, 2008   THE NASDAQ OMX GROUP, INC.
  By:  

/s/ Edward S. Knight

    Edward S. Knight
    Executive Vice President and General Counsel
This excerpt taken from the NDAQ 10-Q filed Aug 8, 2008.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

    THE NASDAQ OMX GROUP, INC.
    (Registrant)
Date: August 8, 2008     By:  

/s/ ROBERT GREIFELD

    Name:   Robert Greifeld
    Title:   Chief Executive Officer
Date: August 8, 2008     By:  

/s/ DAVID P. WARREN

    Name:   David P. Warren
    Title:   Executive Vice President and Chief Financial Officer

 

58

Table of Contents
This excerpt taken from the NDAQ 8-K filed Aug 6, 2008.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: August 6, 2008    THE NASDAQ OMX GROUP, INC.
   By:  

/s/ David P. Warren

     David P. Warren
     Executive Vice President and Chief Financial Officer
This excerpt taken from the NDAQ 8-K filed Aug 1, 2008.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: August 1, 2008     THE NASDAQ OMX GROUP, INC.
    By:   /s/ David P. Warren
    Name:   David P. Warren
    Title:   Executive Vice President and Chief
      Financial Officer

 

5

This excerpt taken from the NDAQ 10-Q filed May 9, 2008.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

  THE NASDAQ OMX GROUP, INC.
  (Registrant)
Date: May 9, 2008   By:  

/s/ ROBERT GREIFELD

  Name:   Robert Greifeld
  Title:   Chief Executive Officer
Date: May 9, 2008   By:  

/s/ DAVID P. WARREN

  Name:   David P. Warren
  Title:   Executive Vice President and Chief Financial Officer

 

78

Table of Contents
This excerpt taken from the NDAQ 8-K filed May 8, 2008.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: May 8, 2008   THE NASDAQ OMX GROUP, INC.
  By:  

/s/ Edward S. Knight

    Edward S. Knight
    Executive Vice President and General Counsel
This excerpt taken from the NDAQ 8-K filed May 2, 2008.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

THE NASDAQ OMX GROUP, INC.
By:  

/s/ David P. Warren

Name:   David P. Warren
Title:   Executive Vice President and Chief Financial Officer

Dated: May 2, 2008

This excerpt taken from the NDAQ 8-K filed May 2, 2008.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: May 2, 2008

   THE NASDAQ OMX GROUP, INC.
 

By:

  

/s/ David P. Warren

  Name:   David P. Warren
  Title:  

Executive Vice President and Chief

Financial Officer

This excerpt taken from the NDAQ 8-K filed Apr 15, 2008.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

THE NASDAQ OMX GROUP, INC.
By:  

/s/ Edward S. Knight

Name:   Edward S. Knight
Title:   Executive Vice President, General
Counsel and Chief Regulatory Officer

Dated: April 15, 2008

EXCERPTS ON THIS PAGE:

8-K
Dec 22, 2009
8-K
Nov 5, 2009
8-K
Oct 6, 2009
8-K
Oct 1, 2009
8-K
Aug 26, 2009
8-K
Aug 10, 2009
8-K
Aug 6, 2009
8-K
Jul 20, 2009
8-K
Jul 7, 2009
10-Q
May 8, 2009
8-K
May 7, 2009
8-K
Apr 16, 2009
8-K
Mar 24, 2009
8-K
Mar 12, 2009
10-K (2 sections)
Feb 27, 2009
8-K
Feb 26, 2009
8-K
Feb 26, 2009
8-K
Dec 18, 2008
10-Q
Nov 7, 2008
8-K
Nov 6, 2008
10-Q
Aug 8, 2008
8-K
Aug 6, 2008
8-K
Aug 1, 2008
10-Q
May 9, 2008
8-K
May 8, 2008
8-K
May 2, 2008
8-K
May 2, 2008
8-K
Apr 15, 2008

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