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NDAQ » Topics » Item 2. Unregistered Sales of Equity Securities and Use of Proceeds

This excerpt taken from the NDAQ 10-Q filed Aug 8, 2006.

Item 2. Unregistered Sales of Equity Securities and Use of Proceeds

 

Repurchases made in the fiscal quarter ended June 30, 2006 (in whole number of shares):

 

Period

    (a) Total Number of
Shares (or Units)
Purchased
    (b) Average Price Paid
per Share (or Units)
    (c) Total Number of
Shares (or Units)
Purchased as Part of
Publicly Announced
Plans or Programs
    (d) Maximum Number
(or Approximate Dollar
Value) of Shares (or
Units) that May Yet Be
Purchased Under the
Plans or Programs

April 2006

    —        —      —      —  

May 2006

    43,803    $ 36.78    —      —  

June 2006

    44,063    $ 16.00    —      —  
    
  
  
  

Total

    87,866      —      —      —  
    
  
  
  

 

The shares repurchased during May 2006 were acquired from employees in connection with the settlement of income tax and related benefit withholding obligations arising from vesting in restricted stock grants. The shares repurchased during June 2006 represent warrant shares that were originally purchased by INET from NASD in our 2000 and 2001 private placements. We acquired these warrant shares in connection with our acquisition of INET. We paid NASD approximately $0.7 million for these warrant shares, which were immediately retired to common stock in treasury.

 

This excerpt taken from the NDAQ 10-Q filed May 10, 2006.

Item 2. Unregistered Sales of Equity Securities and Use of Proceeds

 

Repurchases made in the fiscal quarter ended March 31, 2006 (in whole number of shares):

 

Period

    (a) Total Number of
Shares (or Units)
Purchased
    (b) Average Price Paid
per Share (or Units)
    (c) Total Number of
Shares (or Units)
Purchased as Part of
Publicly Announced
Plans or Programs
    (d) Maximum Number
(or Approximate Dollar
Value) of Shares (or
Units) that May Yet Be
Purchased Under the
Plans or Programs

January 2006

    —      $ —      —      —  

February 2006

    6,313    $ 39.44    —      —  

March 2006

    1,621    $ 40.49    —      —  
    
  
  
  

Total

    7,934      —      —      —  
    
  
  
  

 

All of the shares repurchased during the three month period ended March 31, 2006 were acquired from employees in connection with the settlement of income tax and related benefit withholding obligations arising from vesting in restricted stock grants.

 

44

Table of Contents
This excerpt taken from the NDAQ 10-Q filed May 13, 2005.

Item 2. Unregistered Sales of Equity Securities and Use of Proceeds

 

Repurchases made in the fiscal quarter ended March 31, 2005 (in whole number of shares):

 

Period

    (a) Total Number of
Shares (or Units)
Purchased
    (b) Average Price Paid
per Share (or Units)
    (c) Total Number of
Shares (or Units)
Purchased as Part of
Publicly Announced
Plans or Programs
    (d) Maximum Number
(or Approximate Dollar
Value) of Shares (or
Units) that May Yet Be
Purchased Under the
Plans or Programs

January 2005

    115    $ 9.80    —      —  

February 2005

    3,871    $ 10.50    —      —  

March 2005

    —        —      —      —  
    
  
  
  

Total

    3,986      —      —      —  
    
  
  
  

 

All of the shares repurchased during the three month period ended March 31, 2005 were acquired from employees in connection with the settlement of income tax and related benefit withholding obligations arising from vesting in restricted stock grants.

 

This excerpt taken from the NDAQ 10-Q filed May 10, 2005.

Item 2. Unregistered Sales of Equity Securities and Use of Proceeds

 

Repurchases made in the fiscal quarter ended March 31, 2005 (in whole number of shares):

 

Period

    (a) Total Number of
Shares (or Units)
Purchased
    (b) Average Price Paid
per Share (or Units)
    (c) Total Number of
Shares (or Units)
Purchased as Part of
Publicly Announced
Plans or Programs
    (d) Maximum Number
(or Approximate Dollar
Value) of Shares (or
Units) that May Yet Be
Purchased Under the
Plans or Programs

January 2005

    115    $ 9.80    —      —  

February 2005

    3,871    $ 10.50    —      —  

March 2005

    —        —      —      —  
    
  
  
  

Total

    3,986      —      —      —  
    
  
  
  

 

All of the shares repurchased during the three month period ended March 31, 2005 were acquired from employees in connection with the settlement of income tax and related benefit withholding obligations arising from vesting in restricted stock grants.

 

EXCERPTS ON THIS PAGE:

10-Q
Aug 8, 2006
10-Q
May 10, 2006
10-Q
May 13, 2005
10-Q
May 10, 2005

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