NPBC » Topics » Item 9.01. Financial Statements and Exhibits.

This excerpt taken from the NPBC 8-K filed Sep 18, 2009.

Item 9.01.   Financial Statements and Exhibits.

 

(d)           Exhibits.

 

5.1

 

Opinion re: Legality of H. Anderson Ellsworth, Esq., Executive Vice President and Securities Law Compliance Director of National Penn Bancshares, Inc.

 

 

 

99.1

 

Press Release of National Penn Bancshares, Inc., dated September 18, 2009.

 

2



 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

NATIONAL PENN BANCSHARES, INC.

 

 

 

 

 

By:

/s/Glenn E. Moyer

 

Name: Glenn E. Moyer

 

Title: President and CEO

 

 

 

 

Dated: September 18, 2009

 

 

3



 

EXHIBIT INDEX

 

Exhibit Number

 

Description

 

 

 

5.1

 

Opinion re: Legality of H. Anderson Ellsworth, Esq., Executive Vice President and Securities Law Compliance Director of National Penn Bancshares, Inc.

 

 

 

99.1

 

Press Release of National Penn Bancshares, Inc., dated September 18, 2009.

 

4


This excerpt taken from the NPBC 8-K filed Sep 15, 2009.

Item 9.01.   Financial Statements and Exhibits.

 

(d)           Exhibits.

 

1.1

 

Underwriting Agreement, dated September 9, 2009, between National Penn Bancshares Inc. and Sandler O’Neill & Partners, L.P., as representative of the several underwriters, JP Morgan Securities Inc. and Keefe, Bruyette & Woods, Inc.

 

 

 

5.1

 

Opinion re: Legality of H. Anderson Ellsworth, Esq., Executive Vice President and Securities Law Compliance Director of National Penn Bancshares, Inc.

 

 

 

99.1

 

Press Release of National Penn Bancshares, Inc., dated September 15, 2009.

 

3



 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

NATIONAL PENN BANCSHARES, INC.

 

 

 

 

 

By:

/s/Glenn E. Moyer

 

Name: Glenn E. Moyer

 

Title: President and CEO

 

 

 

 

Dated: September 15, 2009

 

 

4



 

EXHIBIT INDEX

 

Exhibit Number

 

Description

 

 

 

1.1

 

Underwriting Agreement, dated September 9, 2009, between National Penn Bancshares Inc. and Sandler O’Neill & Partners, L.P., as representative of the several underwriters, JP Morgan Securities Inc. and Keefe, Bruyette & Woods, Inc.

 

 

 

5.1

 

Opinion re: Legality of H. Anderson Ellsworth, Esq., Executive Vice President and Securities Law Compliance Director of National Penn Bancshares, Inc.

 

 

 

99.1

 

Press Release of National Penn Bancshares, Inc., dated September 15, 2009.

 

5


This excerpt taken from the NPBC 8-K filed Sep 10, 2009.

Item 9.01.              Financial Statements and Exhibits.

 

(d)           Exhibits.

99.1         Press Release of National Penn Bancshares, Inc., dated September 10, 2009. 

 

2



 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

NATIONAL PENN BANCSHARES, INC.

 

 

 

 

By:

/s/ GLENN E. MOYER

 

 

Name: Glenn E. Moyer

 

 

Title: President and CEO

 

 

 

 

 

 

Dated: September 10, 2009

 

 

 

3



 

EXHIBIT INDEX

 

Exhibit
Number

 

Description

99.1

 

Press Release of National Penn Bancshares, Inc., dated September 10, 2009

 

4


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