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Nestor 8-K 2006

Documents found in this filing:

  1. 8-K
  2. Ex-99.1
  3. Ex-99.2
  4. Graphic
  5. Graphic
Form 8-K


 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549


FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934


Date of Report (Date of earliest event reported): November 9, 2006


NESTOR, INC.

(Exact name of registrant as specified in its charter)

Delaware

(State or other jurisdiction of incorporation)

0-12965
13-3163744
(Commission File Number)
(IRS Employer Identification Number)


42 Oriental Street; Third Floor, Providence, Rhode Island

(Address of principal executive offices)

(401) 274-5658

(Registrant’s telephone number, including area code)

Not Applicable

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 



ITEM 2.02.
RESULTS OF OPERATIONS AND FINANCIAL CONDITION


On November 14, 2006, the Company issued a press release announcing the company's financial results for the quarter ended September 30, 2006.  The press release is furnished as Exhibit 99.1 hereto.

The information contained in this item is being furnished and shall not be deemed to be "filed" for purposes of Section 18 of, or otherwise regarded as filed under, the Securities Exchange Act of 1934, as amended (the "Exchange Act"), nor shall it be deemed incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
 



ITEM 8.01.
OTHER EVENTS

On November 9, 2006, the Company issued a press release announcing a conference call to be held on November 15, 2006. A copy of that press release is attached as Exhibit 99.2 hereto.




ITEM 9.01.
FINANCIAL STATEMENTS AND EXHIBITS

(c)
Exhibits

Exhibit No.
Exhibit

 
99.1
Press release dated November 14, 2006, announcing financial results for the quarater ended September 30, 2006.

 
99.2
Press release dated November 9, 2006, announcing a conference all to be held on November 15, 2006
 

-2-


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

   
NESTOR, INC.
     
     
 
By:
/s/ Nigel P. Hebborn
   
Nigel P. Hebborn
   
Executive Vice President, Treasurer and CFO
     
     
     
     
Date: November 14, 2006
   

 
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