NOC » Topics » Item 9.01 Financial Statements and Exhibits

This excerpt taken from the NOC 8-K filed Feb 13, 2007.

Item 9.01 Financial Statements and Exhibits

(c) Exhibits.

 

Exhibit 3.1    Bylaws of Northrop Grumman Corporation, as amended February 9, 2007.
Exhibit 99.1    Term sheet for James F. Palmer for position of Corporate Vice President and Chief Financial Officer.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

NORTHROP GRUMMAN CORPORATION
(Registrant)
By:   LOGO
  Stephen D. Yslas
  Corporate Vice President, Secretary
and Deputy General Counsel

Date: February 13, 2007


Exhibit Index

 

Exhibit No.      
Exhibit 3.1    Bylaws of Northrop Grumman Corporation, as amended February 9, 2007.
Exhibit 99.1    Term sheet for James F. Palmer for position of Corporate Vice President and Chief Financial Officer.
This excerpt taken from the NOC 8-K filed Dec 15, 2006.

Section 9 – Financial Statements and Exhibits

 

Item 9.01 Financial Statements and Exhibits

(c) Exhibits

 

Exhibit 3.2    Bylaws of Northrop Grumman Corporation, as amended December 14, 2006.


This excerpt taken from the NOC 8-K filed Jul 27, 2006.

ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS.

 

(c) Exhibits

 

Furnished


Exhibit 99 - Press Release dated July 27, 2006


Signature(s)

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

 

   

Northrop Grumman Corporation

   

                (Registrant)

July 27, 2006

          (Date)

 

By:

 

/s/ John H. Mullan


     

(Signature)

       

John H. Mullan

       

Corporate Vice President and Secretary


Exhibit Index

 

Exhibit No.

   
Exhibit 99   Furnished – Press Release dated July 27, 2006
This excerpt taken from the NOC 8-K filed May 19, 2006.

Section 9 – Financial Statements and Exhibits

 

Item 9.01 Financial Statements and Exhibits

(c) Exhibits.

 

Exhibit 3.1    Restated Certificate of Incorporation of Northrop Grumman Corporation effective May 18, 2006
Exhibit 3.2    Bylaws of Northrop Grumman Corporation, as amended May 18, 2006
Furnished
Exhibit 99.1    Press release dated May 18, 2006.


This excerpt taken from the NOC 8-K filed Apr 25, 2006.

ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS.

 

(c) Exhibits

 

Furnished


Exhibit 99 - Press Release dated April 25, 2006


Signature(s)

 

Pursuant to the Requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

 

   

Northrop Grumman Corporation

   

                (Registrant)

April 25, 2006

          (Date)

 

By:

 

/s/ John H. Mullan


     

(Signature)

       

John H. Mullan

       

Corporate Vice President and Secretary


Exhibit Index

 

Exhibit No.

   
Exhibit 99   Furnished – Press Release dated April 25, 2006
This excerpt taken from the NOC 8-K filed Mar 7, 2006.

Section 9 – Financial Statements and Exhibits

 

Item 9.01 Financial Statements and Exhibits.

(c) Exhibits

 

Exhibit 10.1    Accelerated Share Repurchase Agreement, dated March 6, 2006 between Northrop Grumman Corporation and Credit Suisse, New York Branch

 

3


This excerpt taken from the NOC 8-K filed Jan 24, 2006.

ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS.

 

(c) Exhibits

 

Furnished    


Exhibit 99 - Press Release dated January 24, 2006


Signature(s)

 

Pursuant to the Requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

 

   

Northrop Grumman Corporation

   

                (Registrant)

January 24, 2006

          (Date)

 

By:

 

/s/ John H. Mullan


     

(Signature)

       

John H. Mullan

       

Corporate Vice President and Secretary


Exhibit Index

 

Exhibit No.    

   
Exhibit 99   Furnished – Press Release dated January 24, 2006
This excerpt taken from the NOC 8-K filed Nov 7, 2005.

Section 9 – Financial Statements and Exhibits

 

Item 9.1 Financial Statements and Exhibits.

 

  (c) Exhibits

 

Exhibit 3.1    Bylaws of Northrop Grumman Corporation, as amended November 2, 2005
Exhibit 10.1    Accelerated Share Repurchase Agreement, dated November 4, 2005 between Northrop Grumman Corporation and Credit Suisse, New York Branch

4


This excerpt taken from the NOC 8-K filed Oct 25, 2005.

ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS.

 

(c) Exhibits

 

Furnished


Exhibit 99 - Press Release dated October 25, 2005


Signature(s)

 

Pursuant to the Requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

 

   

Northrop Grumman Corporation

   

                (Registrant)

October 25, 2005

          (Date)

 

By:

 

/s/ John H. Mullan


     

(Signature)

       

John H. Mullan

       

Corporate Vice President and Secretary


Exhibit Index

 

Exhibit No.

   
Exhibit 99   Furnished – Press Release dated October 25, 2005
This excerpt taken from the NOC 8-K filed Oct 11, 2005.

Section 9 – Financial Statements and Exhibits

 

Item 9.01. Financial Statements and Exhibits.

 

(c) Exhibits

 

 

Furnished    

    
Exhibit 99.1    Press Release dated October 10, 2005
Exhibit 99.2    Transcript of October 10, 2005 Company Conference Call

 

2


Signature(s)

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

 

       

Northrop Grumman Corporation

       

(Registrant)

October 11, 2005      

By:

 

/s/ John H. Mullan

    (Date)          

(Signature)

John H. Mullan

Corporate Vice President and Secretary

 

3


Exhibit Index

 

Exhibit No.    

    
Exhibit 99.1    Furnished–Press Release dated October 10, 2005
Exhibit 99.2    Furnished–Transcript of October 10, 2005 Company Conference Call

 

4

This excerpt taken from the NOC 8-K filed Aug 5, 2005.

Section 9 – Financial Statements and Exhibits.

 

Item 9.01. Financial Statements and Exhibits.

 

(c) Exhibits

 

Exhibit 10.1 – Form of Credit Agreement dated as of August 5, 2005 (the “Agreement”), among the Company, as Borrower; Northrop Grumman Systems Corporation and Northrop Grumman Space & Mission Systems Corp., as Guarantors; the Lenders party thereto; JPMorgan Chase Bank, N.A., as Payment Agent, an Issuing Bank, Swingline Lender and Administrative Agent; Credit Suisse, as Administrative Agent; Citicorp USA, Inc., as Syndication Agent; Deutsche Bank Securities Inc. and The Royal Bank of Scotland PLC, as Documentation Agents; and BNP Paribas and Lloyds TSB Bank PLC, as Co-Documentation Agents.

 

2


Signature(s)

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

 

       

Northrop Grumman Corporation

       

(Registrant)

August 5, 2005

     

By:

 

/s/ John H. Mullan

      (Date)          

(Signature)

           

John H. Mullan

           

Corporate Vice President and Secretary

 

3


Exhibit Index

 

  Exhibit No.  

    
Exhibit 10.1    Form of Credit Agreement dated as of August 5, 2005 (the “Agreement”), among Northrop Grumman Corporation, as Borrower; Northrop Grumman Systems Corporation and Northrop Grumman Space & Mission Systems Corp., as Guarantors; the Lenders party thereto; JPMorgan Chase Bank, N.A., as Payment Agent, an Issuing Bank, Swingline Lender and Administrative Agent; Credit Suisse, as Administrative Agent; Citicorp USA, Inc., as Syndication Agent; Deutsche Bank Securities Inc. and The Royal Bank of Scotland PLC, as Documentation Agents; and BNP Paribas and Lloyds TSB Bank PLC, as Co-Documentation Agents.

 

4

This excerpt taken from the NOC 8-K filed Jul 28, 2005.

ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS.

 

(c) Exhibits

 

Furnished


Exhibit 99 - Press Release dated July 28, 2005


Signature(s)

 

Pursuant to the Requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

 

   

Northrop Grumman Corporation

   

                (Registrant)

July 28, 2005

        (Date)

 

By:

 

/s/ John H. Mullan


     

(Signature)

       

John H. Mullan

       

Corporate Vice President and Secretary


Exhibit Index

 

Exhibit No.

   
Exhibit 99   Furnished – Press Release dated July 28, 2005
This excerpt taken from the NOC 8-K filed Apr 28, 2005.

ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS.

 

(c) Exhibits

 

Furnished


Exhibit 99 - Press Release dated April 28, 2005


Signature(s)

 

Pursuant to the Requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

 

   

Northrop Grumman Corporation

   

                (Registrant)

April 28, 2005

        (Date)

 

By:

 

/s/ John H. Mullan


     

(Signature)

       

John H. Mullan

       

Corporate Vice President and Secretary


Exhibit Index

 

Exhibit No.

   
Exhibit 99   Furnished – Press Release dated April 28, 2005
This excerpt taken from the NOC 8-K filed Apr 21, 2005.

Item 9.01 Financial Statements and Exhibits

 

(c) Exhibits

 

Exhibit 99.1     Term sheet for Kenneth N. Heintz for position of Corporate Vice President, Controller and Chief Accounting Officer.


Signature(s)

 

Pursuant to the Requirements of the Security Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned herunto duly authorized.

 

        Northrop Grumman Corporation
                        (Registrant)

April 21, 2005

      (Date)

  By:  

/s/ John H. Mullan


      (Signature)
        John H. Mullan
        Corporate Vice President and Secretary


Exhibit Index

 

Exhibit No.

   
Exhibit 99.1   Term Sheet for Kenneth N. Heintz for position of Corporate Vice President, Controller and Chief Accounting Officer.
This excerpt taken from the NOC 8-K filed Mar 15, 2005.

Item 9.01. Financial Statements and Exhibits.

 

(c) Exhibits

 

Exhibit 10.1 – Form of Third Amendment dated as of February 23, 2005 to the $2,500,000,000 Five-Year Revolving Credit Agreement dated as of March 30, 2001, among Northrop Grumman Corporation, Northrop Grumman Systems Corporation and Litton Industries, Inc. (predecessor-in-interest to Northrop Grumman Systems Corporation), the Lenders party thereto, JPMorgan Chase Bank (formerly known as The Chase Manhattan Bank) and Credit Suisse First Boston, as Co-Administrative Agents, JPMorgan Chase Bank, as Payment Agent, Salomon Smith Barney, Inc., as Syndication Agent, and The Bank of Nova Scotia and Deutsche Bank Securities Inc. (formerly known as Deutsche Banc Alex. Brown, Inc.) as Co-Documentation Agents, and amended by First Amendment dated as of November 26, 2002 and Second Amendment dated as of January 15, 2004.

 

2


Exhibit 10.2 – Form of letter from Northrop Grumman Corporation regarding Stock Option and RPSR Retirement Enhancement with respect to the Northrop Grumman 2001 Long-Term Incentive Stock Plan (As amended September 17, 2003).

 

3


Signature(s)

 

Pursuant to the Requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

 

   

Northrop Grumman Corporation

            (Registrant)

March 15, 2005

    (Date)

  By:  

/s/    JOHN H. MULLAN


      (Signature)
        John H. Mullan
        Corporate Vice President and Secretary

 

4


Exhibit Index

 

Exhibit No.

   
Exhibit 10.1   Form of Third Amendment dated as of February 23, 2005 to the $2,500,000,000 Five-Year Revolving Credit Agreement dated as of March 30, 2001, among Northrop Grumman Corporation, Northrop Grumman Systems Corporation and Litton Industries, Inc. (predecessor-in-interest to Northrop Grumman Systems Corporation), the Lenders party thereto, JPMorgan Chase Bank, (formerly known as The Chase Manhattan Bank) and Credit Suisse First Boston, as Co-Administrative Agents, JPMorgan Chase Bank, as Payment Agent, Salomon Smith Barney, Inc., as Syndication Agent, and The Bank of Nova Scotia and Deutsche Bank Securities Inc. (formerly known as Deutsche Banc Alex. Brown, Inc.) as Co-Documentation Agents, and amended by First Amendment dated as of November 26, 2002 and Second Amendment dated as of January 15, 2004.
Exhibit 10.2   Form of letter from Northrop Grumman Corporation regarding Stock Option and RPSR Retirement Enhancement with respect to the Northrop Grumman 2001 Long-Term Incentive Stock Plan (As amended September 17, 2003).

 

5

This excerpt taken from the NOC 8-K filed Feb 2, 2005.

ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS.

 

(c) Exhibits

 

Furnished


Exhibit 99 - Press Release dated February 2, 2005


Signature(s)

 

Pursuant to the Requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

 

   

Northrop Grumman Corporation

   

                (Registrant)

February 2, 2005

        (Date)

 

By:

 

/s/ John H. Mullan


     

(Signature)

       

John H. Mullan

       

Corporate Vice President and Secretary


Exhibit Index

 

Exhibit No.

   
Exhibit 99   Furnished – Press Release dated February 2, 2005
This excerpt taken from the NOC 8-K filed Jan 18, 2005.

Section 9—Financial Statements and Exhibits

 

Item 9.01 Financial Statements and Exhibits

 

(c) Exhibits

 

Exhibit 99.1—Agreement between Charles H. Noski and Northrop Grumman Corporation, dated January 14, 2005.

 

Exhibit 99.2—Agreement dated December 12, 2002 between Wesley G. Bush and Northrop Grumman Corporation in contemplation of the acquisition of TRW Inc. by Northrop Grumman Corporation.

 


 

Signature(s)

 

Pursuant to the Requirements of the Security Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

 

       

Northrop Grumman Corporation

       

(Registrant)

January 17, 2005       By:  

/s/ John H. Mullan

(Date)

         

    (Signature)

           

    John H. Mullan

           

    Corporate Vice President and Secretary

 


 

Exhibit Index

 

Exhibit No.

    
Exhibit 99.1    Agreement between Charles H. Noski and Northrop Grumman Corporation dated January 14, 2005
Exhibit 99.2    Agreement dated December 12, 2002 between Wesley G. Bush and Northrop Grumman Corporation in contemplation of the acquisition of TRW Inc. by Northrop Grumman Corporation

 

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