NOVL » Topics » EXHIBIT INDEX

This excerpt taken from the NOVL 8-K filed Dec 17, 2009.

EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K.

Exhibit Number Description
Exhibit 99.1 Press Release of Novell, Inc. dated December 14, 2009






This excerpt taken from the NOVL 8-K filed Nov 2, 2009.

EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K.

Exhibit Number Description
Exhibit 10.1 First Amendment to the Novell, Inc. Deferred Compensation Plan







This excerpt taken from the NOVL 8-K filed Aug 27, 2009.

EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K.

Exhibit Number Description
Exhibit 99.1 Press Release of Novell, Inc. dated August 27, 2009







This excerpt taken from the NOVL 8-K filed Aug 13, 2009.

EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K.

Exhibit Number Description
Exhibit 3.2 By-laws of Novell, Inc., as amended and restated





This excerpt taken from the NOVL 8-K filed Jun 19, 2009.

EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K.

Exhibit Number Description
Exhibit 3.1 Certificate of Elimination of Series A Junior Participating Preferred Stock and Certificate of Elimination of Series B Convertible Preferred Stock





This excerpt taken from the NOVL 10-Q filed Jun 9, 2009.

EXHIBIT INDEX

The following exhibits are filed as part of this Quarterly Report on Form 10-Q:

 

   

Exhibit

Number

  

Description

      3.2   

By-Laws, as amended and restated June 9, 2009.

    10.1*   

Novell, Inc. 2009 Omnibus Incentive Plan. (1)

    10.2*   

Novell, Inc. 2009 Annual Bonus Program for Executives. (2)

    10.3*   

Form of Indemnification Agreement.

    10.4*   

Form of Amendment to Severance Agreement.

    31.1   

Rule 13a-14(a) Certification.

    31.2   

Rule 13a-14(a) Certification.

    32.1   

18 U.S.C. Section 1350 Certification.

    32.2   

18 U.S.C. Section 1350 Certification.

 

 

*     Indicates management contracts or compensatory plans.

 

(1)  Incorporated by reference to Appendix A of the Registrant’s Definitive Proxy Statement on Schedule 14A, filed February 25, 2009 (File No. 000-13351).

 

(2)  Incorporated by reference to the Registrant’s Current Report on Form 8-K, filed April 13, 2009 (File No. 000-13351).

 

46

This excerpt taken from the NOVL 8-K filed May 29, 2009.

EXHIBIT INDEX

The following exhibit is furnished as part of this current report on Form 8-K.

Exhibit Number Description
Exhibit 99.1 Press Release of Novell, Inc. dated May 28, 2009





This excerpt taken from the NOVL 8-K filed May 28, 2009.

EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K.

Exhibit Number Description
Exhibit 99.1 Press Release of Novell, Inc. dated May 28, 2009







This excerpt taken from the NOVL 8-K filed Apr 9, 2009.

EXHIBIT INDEX

Exhibit No. Description
10.1   Novell, Inc. 2009 Omnibus Incentive Plan (incorporated by reference from Appendix A of the Company's Definitive Proxy Statement on Schedule 14A, filed with the Securities and Exchange Commission on February 25, 2009).
10.2   Form of Restricted Stock Unit Agreement for non-employee directors.
10.3   Form of Restricted Stock Unit Agreement for employees.
10.4   Form of Nonqualified Stock Option Agreement for non-employee directors.
10.5   Form of Nonqualified Stock Option Agreement for employees.




This excerpt taken from the NOVL 10-Q filed Mar 11, 2009.

EXHIBIT INDEX

The following exhibits are filed as part of this Quarterly Report on Form 10-Q:

 

Exhibit

Number

 

Description

3.1   

Certificate of Incorporation. (1)

3.2   

By-Laws, as amended and restated April 10, 2007. (2)

10.1*  

Novell, Inc. fiscal 2009 Annual Bonus Program for Executives. (3)

10.2*  

Novell, Inc. Non-Employee Director Remuneration and Expense Reimbursement Summary.

10.3*  

Novell, Inc. Deferred Compensation Plan (As Amended and Restated, effective January 1, 2005).

10.4*  

Novell, Inc. Stock-Based Deferred Compensation Plan (As Amended and Restated, effective January 1, 2009).

10.5*  

Severance Agreement dated as of February 8, 2007 between the Registrant and John K. Dragoon.

10.6*  

Amendment 2007-1 to Severance Agreement dated as of May 2, 2007 between the Registrant and John K. Dragoon.

10.7*  

Amendment to Severance Agreement dated as of September 15, 2008 between the Registrant and John K. Dragoon.

10.8*  

Severance Agreement dated as of March 25, 2003 between the Registrant and Alan J. Friedman. (4)

10.9*  

Amendment to Severance Agreement dated as of September 15, 2008 between the Registrant and Alan J. Friedman.

  10.10*  

Amendment to Severance Agreement dated as of September 15, 2008 between the Registrant and Ronald W. Hovsepian.

  10.11*  

Amendment to Severance Agreement dated as of September 15, 2008 between the Registrant and Dana C. Russell.

  10.12*  

Amendment to Severance Agreement dated as of September 15, 2008 between the Registrant and Jeffrey M. Jaffe.

31.1    

Rule 13a-14(a) Certification.

31.2    

Rule 13a-14(a) Certification.

32.1    

18 U.S.C. Section 1350 Certification.

32.2    

18 U.S.C. Section 1350 Certification.

 

 

*    

Indicates management contracts or compensatory plans.

 

 

(1) 

Incorporated by reference to Exhibit 3.1 of the Registrant’s Current Report on Form 10-Q, filed for the fiscal quarter ended April 30, 2004 (File No. 000-13351).

 

(2) 

Incorporated by reference to Exhibit 3.2 of the Registrant’s Current Report on Form 8-K, filed April 16, 2007 (File No. 000-13351).

 

(3) 

Incorporated by reference to the Registrant’s Current Report on Form 8-K, filed December 19, 2008 (File No. 000-13351).

 

(4) 

Incorporated by reference to Exhibit 10.16 of the Registrant’s Annual Report on Form 10-K, filed for the fiscal year ended October 31, 2003 (File No. 0-13351).

 

38

This excerpt taken from the NOVL 8-K filed Feb 26, 2009.

EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K.

Exhibit Number Description
Exhibit 99.1 Press Release of Novell, Inc. dated February 26, 2009

This excerpt taken from the NOVL 8-K filed Dec 4, 2008.

EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K.

Exhibit Number Description
Exhibit 99.1 Press Release of Novell, Inc. dated December 4, 2008

This excerpt taken from the NOVL 10-Q filed Sep 8, 2008.

EXHIBIT INDEX

The following exhibits are filed as part of this Quarterly Report on Form 10-Q:

 

Exhibit

Number

  

Description

 

10.1*   

   Amended Novell, Inc. 2000 Stock Plan
 

10.2*

   Non-Employee Director Remuneration and Expense Reimbursement Summary
 

10.3*

   Stock Option Amendment Agreement with Dana C. Russell
 

10.4*

   Stock Option Amendment Agreement with Susan Heystee
 

31.1

   Rule 13a-14(a) Certification
 

31.2

   Rule 13a-14(a) Certification
 

32.1

   18 U.S.C. Section 1350 Certification
 

32.2

   18 U.S.C. Section 1350 Certification
 

 

 

*       Indicates management contracts or compensatory plans.

 

46

This excerpt taken from the NOVL 8-K filed Aug 28, 2008.

EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K.

Exhibit Number Description
Exhibit 99.1 Press Release of Novell, Inc. dated August 28, 2008

This excerpt taken from the NOVL 8-K filed Aug 6, 2008.

EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K.

Exhibit Number Description
Exhibit 10.1 Separation of Employment and General Release Agreement, dated August 1, 2008, between Novell, Inc. and Thomas M. Francese.

This excerpt taken from the NOVL 10-Q filed Jun 6, 2008.

EXHIBIT INDEX

The following exhibits are filed as part of this Quarterly Report on Form 10-Q:

 

Exhibit

Number

  

Description

10.1    Novell, Inc. 2008 Annual Bonus Program for Executives (1)
31.1    Rule 13a-14(a) Certification
31.2    Rule 13a-14(a) Certification
32.1    18 U.S.C. Section 1350 Certification
32.2    18 U.S.C. Section 1350 Certification

 

(1) Incorporated by reference to the Registrant’s Current Report on Form 8-K, filed April 11, 2008 (File No. 0-13351).

 

43

This excerpt taken from the NOVL 8-K filed May 29, 2008.

EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K.

Exhibit Number Description
Exhibit 99.1 Press Release of Novell, Inc. dated May 29, 2008

This excerpt taken from the NOVL 8-K filed May 15, 2008.

EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K.

Exhibit Number Description
Exhibit 99.1 Press Release of Novell, Inc. dated May 15, 2008

This excerpt taken from the NOVL 8-K filed May 13, 2008.

EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K.

Exhibit Number Description
Exhibit 99.1 Press Release of Novell, Inc. dated May 13, 2008

This excerpt taken from the NOVL 8-K filed Mar 31, 2008.

EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K.

Exhibit Number Description
Exhibit 99.1 Press Release of Novell, Inc. dated March 31, 2008

This excerpt taken from the NOVL 10-Q filed Mar 10, 2008.
This excerpt taken from the NOVL 8-K filed Feb 28, 2008.

EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K.

Exhibit Number Description
Exhibit 99.1 Press Release of Novell, Inc. dated February 28, 2008

This excerpt taken from the NOVL 8-K filed Dec 13, 2007.

EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K.

Exhibit Number Description
Exhibit 99.1 Press Release of Novell, Inc. dated December 13, 2007

This excerpt taken from the NOVL 8-K filed Dec 12, 2007.

EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K.

Exhibit Number Description
Exhibit 99.1 Press Release of Novell, Inc. dated December 12, 2007

This excerpt taken from the NOVL 8-K filed Dec 5, 2007.

EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K.

Exhibit Number Description
Exhibit 99.1 Press Release of Novell, Inc. dated December 5, 2007

This excerpt taken from the NOVL 8-K filed Dec 5, 2007.

EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K.

Exhibit Number Description
Exhibit 99.1 Press Release of Novell, Inc. dated December 5, 2007

This excerpt taken from the NOVL 8-K filed Oct 30, 2007.

EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K.

Exhibit Number Description
Exhibit 99.1 Press Release of Novell, Inc. dated October 24, 2007

This excerpt taken from the NOVL 8-K filed Aug 29, 2007.

EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K.

Exhibit Number Description
Exhibit 99.1 Press Release of Novell, Inc. dated August 29, 2007

This excerpt taken from the NOVL 8-K filed Jun 6, 2007.

EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K.

Exhibit Number Description
99.1 Press Release of Novell, Inc. dated June 6, 2007.

This excerpt taken from the NOVL 8-K filed May 30, 2007.

EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K.

Exhibit Number Description
Exhibit 99.1 Press Release of Novell, Inc. dated May 30, 2007

This excerpt taken from the NOVL 8-K filed May 25, 2007.

EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K.

Exhibit Number Description
99.1 Press Release of Novell, Inc. dated May 25, 2007.

This excerpt taken from the NOVL 8-K filed May 23, 2007.

EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K.

Exhibit Number Description
99.1 Press Release of Novell, Inc. dated May 23, 2007.

This excerpt taken from the NOVL 8-K filed Apr 27, 2007.

EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K.

Exhibit Number Description
10.1 Severance Agreement, dated as of April 24, 2007, between the Registrant and Dana C. Russell.

This excerpt taken from the NOVL 8-K filed Apr 16, 2007.

EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K.

Exhibit Number Description
Exhibit 3.2 Bylaws of Novell, Inc., as amended on April 10, 2007

This excerpt taken from the NOVL 8-K filed Mar 20, 2007.

EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K.

Exhibit Number Description
Exhibit 99.1 Press Release of Novell, Inc. dated March 20, 2007

This excerpt taken from the NOVL 8-K filed Mar 1, 2007.

EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K.

Exhibit Number Description
Exhibit 99.1 Press Release of Novell, Inc. dated March 1, 2007

This excerpt taken from the NOVL 8-K filed Feb 15, 2007.

EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K.

Exhibit Number Description
Exhibit 99.1 Press Release of Novell, Inc. dated February 14, 2007

This excerpt taken from the NOVL 8-K filed Feb 14, 2007.

EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K.

Exhibit Number Description
Exhibit 99.1 Press Release of Novell, Inc. dated February 14, 2007

This excerpt taken from the NOVL 8-K filed Dec 13, 2006.

EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K.

Exhibit Number Description
Exhibit 3.2 Bylaws of Novell, Inc., as amended on December 12, 2006

This excerpt taken from the NOVL 8-K filed Dec 5, 2006.

EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K.

Exhibit Number Description
Exhibit 99.1 Press Release of Novell, Inc. dated December 5, 2006

This excerpt taken from the NOVL 8-K filed Nov 15, 2006.

EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K.

Exhibit Number Description
Exhibit 99.1 Press Release of Novell, Inc. dated November 10, 2006
Exhibit 99.2 First Supplemental Indenture dated November 9, 2006

This excerpt taken from the NOVL 8-K filed Nov 9, 2006.

EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K.

Exhibit Number Description
Exhibit 99.1 Press Release of Novell, Inc. dated November 7, 2006

This excerpt taken from the NOVL 8-K filed Nov 1, 2006.

EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K.

Exhibit Number Description
Exhibit 99.1 Press Release of Novell, Inc. dated October 31, 2006

This excerpt taken from the NOVL 8-K filed Oct 18, 2006.

EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K.

Exhibit Number Description
Exhibit 99.1 Press Release of Novell, Inc. dated October 17, 2006

This excerpt taken from the NOVL 8-K filed Aug 29, 2006.

EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K.

Exhibit Number Description
Exhibit 99.1 Press Release of Novell, Inc. dated August 29, 2006

This excerpt taken from the NOVL 8-K filed May 31, 2006.

EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K.

Exhibit Number Description
Exhibit 99.1 Press Release of Novell, Inc. dated May 31, 2006

This excerpt taken from the NOVL 8-K filed May 25, 2006.

EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K.

Exhibit Number Description
Exhibit 99.1 Press Release of Novell, Inc. dated May 24, 2006

This excerpt taken from the NOVL 8-K filed Apr 4, 2006.

EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K.

Exhibit Number Description
Exhibit 99.1 Press Release of Novell, Inc. dated April 4, 2006

This excerpt taken from the NOVL 8-K filed Mar 2, 2006.

EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K.

Exhibit Number Description
Exhibit 99.1 Press Release of Novell, Inc. dated March 2, 2006

This excerpt taken from the NOVL 8-K filed Dec 19, 2005.

EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K.

Exhibit Number Description
Exhibit 3.2 By-Laws of Novell, Inc.

This excerpt taken from the NOVL 8-K filed Dec 1, 2005.

EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K.

Exhibit Number Description
Exhibit 99.1 Press Release of Novell, Inc. dated December 1, 2005

This excerpt taken from the NOVL 8-K filed Oct 4, 2005.

EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K

Exhibit Number Description
99.1 Letter to Blum Capital Partners, L.P. dated June 16, 2005.
99.2 E-mail to Blum Capital Partners, L.P. dated June 24, 2005.
99.3 Letter to Blum Capital Partners, L.P. dated October 4, 2005.

This excerpt taken from the NOVL 8-K filed Aug 25, 2005.

EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K.

Exhibit Number Description
Exhibit 99.1 Press Release of Novell, Inc. dated August 25, 2005

This excerpt taken from the NOVL 8-K filed May 25, 2005.

EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K.

Exhibit Number Description
Exhibit 99.1 Press Release of Novell, Inc. dated May 25, 2005

This excerpt taken from the NOVL 8-K filed Feb 25, 2005.

EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K.

Exhibit Number Description
Exhibit 99.1 Revised Q1 Fiscal 2005 Press Release Financial Schedules of Novell, Inc.

This excerpt taken from the NOVL 8-K filed Feb 22, 2005.

EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K.

Exhibit Number Description
Exhibit 99.1 Press Release of Novell, Inc. dated February 22, 2005

This excerpt taken from the NOVL 8-K filed Jan 14, 2005.

EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K

Exhibit Number Description
Exhibit 16.1 Letter from Ernst & Young LLP to the Securities and Exchange Commission dated January 14, 2005.

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