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NUVO » Topics » How to Vote if Your Shares Are Registered in the Name of a Broker or Bank; You are the Beneficial OwnerThis excerpt taken from the NUVO DEF 14A filed Apr 18, 2007. How to Vote if Your Shares Are Registered in the Name of a Broker or Bank; You are the Beneficial Owner
If on April 5, 2007, your shares were held, not in your name, but rather in an account at a brokerage firm, bank, dealer, or other similar organization, then you are the beneficial owner of shares held in street name and these proxy materials are being forwarded to you by that organization. The organization holding your account is considered to be the stockholder of record for purposes of voting at the annual meeting. As a beneficial owner, you have the right to direct your broker or other agent on how to vote the shares in your account. You are also invited to attend the annual meeting. However, since you are not the stockholder of record, you may not vote your shares in person at the meeting unless you request and obtain a valid proxy from your broker or other agent.
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