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This excerpt taken from the NYFX 8-K filed Oct 9, 2007. SECURITIES EXCHANGE ACT OF 1934 |
| Date of Report (Date of earliest event reported): October 2, 2007 |
| NYFIX, INC. (Exact name of registrant as specified in its charter) |
| Delaware | 0-21324 | 06-1344888 |
| (State or other jurisdiction | (Commission | (IRS Employer |
| of incorporation) | File Number) | Identification No.) |
| 100 Wall Street, 26th Floor, New York, New York 10005 |
| (Address of principal executive offices) |
| Registrant’s telephone number, including area code: 646-525-3000 |
| ______________________________________________________ (Former name or former address, if changed since last report.) |
| Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): |
| o | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| o | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
|
o o |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e -4(c)) |
This excerpt taken from the NYFX 8-K filed Aug 10, 2007. SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): August 6, 2007 NYFIX, INC. (Exact name of registrant as specified in its charter)
100 Wall Street, 26th Floor, New York, New York 10005 (Address of principal executive offices) Registrant’s telephone number, including area code: 646-525-3000 ______________________________________________________ (Former name or former address, if changed since last report.) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
On August 6, 2007, NYFIX, Inc. (the “Company”) issued a press release, a copy of which is furnished as Exhibit 99.1 to this Report (the “Press Release”), which includes certain information with respect to the Company’s results of operations for the twelve-month period ended December 31, 2006. The information in the Press Release with respect to “Financial Highlights from the audited full-year 2006” is hereby incorporated by reference in this Item 2.02.
The Press Release also announces the filing of the Company’s Annual Report on Form 10-K for the year ended December 31, 2006 and the filing of the Company’s three Quarterly Reports on Form 10-Q for the quarters ended March 31, 2006, June 30, 2006 and September 30, 2006, respectively. Additionally, the Press Release includes an update on the anticipated filing of the Company’s Quarterly Reports on Form 10-Q for the first and second quarters of 2007, and certain information with respect to pending option exercises. This excerpt taken from the NYFX 8-K filed Apr 16, 2007. SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): April 10, 2007 NYFIX, INC. (Exact name of registrant as specified in its charter)
100 Wall Street, 26th Floor, New York, New York 10005 (Address of principal executive offices) Registrant’s telephone number, including area code: 212 809-3542 ______________________________________________________ (Former name or former address, if changed since last report.) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
(b) On April 10, 2007, Peter Kilbinger Hansen informed NYFIX, Inc. (the “Company”) of his resignation from the Company’s Board of Directors, effective April 10, 2007.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
NYFIX, INC.
Corporate Development Dated: April 16, 2007
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