Oppenheimer Holdings 8-K 2005
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
September 19, 2005
Commission File Number 1-12043
OPPENHEIMER HOLDINGS INC.
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2.):
|_| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|_| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CRF 240.14a-12)
|_| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|_| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
SECTION 8 OTHER EVENTS
ITEM 8.01. Other Events.
On September 19, 2005 Advantage Advisers, Inc. (Advantage) and Imperial Investment Advisors Private Limited (Imperial) received notice from the Independent Directors of The India Fund, Inc. (NYSE: IFN) and The Asia Tigers Fund, Inc. (NYSE: GRR) of the funds intention not to renew the advisory contacts between the funds and Advantage and Imperial when the advisory contracts expire by their terms on December 4, 2005. Both Advantage and Imperial are indirect operating subsidiaries of Oppenheimer who, together with other Oppenheimer subsidiaries, provide investment advisory services to a variety of funds for fees. The India Fund, Inc. is the largest of the funds advised by Oppenheimer affiliates.
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Oppenheimer Holdings Inc.