Annual Reports

 
Quarterly Reports

 
8-K

  • 8-K (Feb 1, 2018)
  • 8-K (Oct 27, 2017)
  • 8-K (Sep 15, 2017)
  • 8-K (Jul 28, 2017)
  • 8-K (Jun 23, 2017)
  • 8-K (Jun 16, 2017)

 
Other

Oppenheimer Holdings 8-K 2010

Documents found in this filing:

  1. 8-K
  2. 8-K
___________________________________________________

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549



FORM 8-K


CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934


Date of Report (date of earliest event reported): May 10, 2010



OPPENHEIMER HOLDINGS INC.

(Exact Name of Registrant as Specified in its Charter)


Commission File Number 1-12043



Delaware                                                98-0080034

(State of incorporation)            (IRS employer identification number)


125 Broad Street, New York, NY 10004

(Address of principal executive offices) (Zip code)


(212) 668-8000

(Registrant’s telephone number, including area code)

 



Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2.):

|_| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

|_| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CRF 240.14a-12)

|_| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

|_| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))



1





SECTION 5 – CORPORATE GOVERNANCE AND MANAGEMENT


ITEM 5.07. Submission of Matters to a Vote of Security Holders.


(a)

On May 10, 2010, Oppenheimer Holdings Inc. (the “Company”) held its Annual Meeting of Stockholders (the “Annual Meeting”) in New York City.


(b)

At the Annual Meeting, the holders of the Company’s voting stock elected the nine directors named below.  The votes for such persons were as follows:




Name



For



Against



Withheld



Abstentions

Broker Non-Votes

J. L. Bitove

95,327

4

N/A

0

1,260

R. Crystal

95,331

0

N/A

0

1,260

W. Ehrhardt

95,329

2

N/A

0

1,260

M.A.M. Keehner

95,331

0

N/A

0

1,260

A.G. Lowenthal

95,329

2

N/A

0

1,260

K.W. McArthur

95,331

0

N/A

0

1,260

A.W. Oughtred

95,329

2

N/A

0

1,260

E.K. Roberts

95,329

2

N/A

0

1,260

B. Winberg

95,327

4

N/A

0

1,260


In addition, at the Annual Meeting, the holders of the Company’s voting stock approved the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the 2010 fiscal year and authorized the Audit Committee to fix such auditor’s remuneration with 96,591 votes for such proposal, 0 votes against, and 0 abstentions as to such proposal.


Lastly, at the Annual Meeting, the holders of the Company’s voting stock approved an amended and restated Performance Based Compensation Agreement dated as of January 1, 2010 between the Company and Mr. A.G. Lowenthal with 95,327 votes for such proposal, 4 votes against, 0 abstentions and 1,260 broker non-votes as to such proposal.


(c)

Not applicable.



2





SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.


Oppenheimer Holdings Inc.


Date: May 12, 2010


By: /s/ E.K. Roberts

---------------------------------

E.K. Roberts

President and Treasurer

(Duly Authorized Officer and

Principal Financial Officer)





3




Wikinvest © 2006, 2007, 2008, 2009, 2010, 2011, 2012. Use of this site is subject to express Terms of Service, Privacy Policy, and Disclaimer. By continuing past this page, you agree to abide by these terms. Any information provided by Wikinvest, including but not limited to company data, competitors, business analysis, market share, sales revenues and other operating metrics, earnings call analysis, conference call transcripts, industry information, or price targets should not be construed as research, trading tips or recommendations, or investment advice and is provided with no warrants as to its accuracy. Stock market data, including US and International equity symbols, stock quotes, share prices, earnings ratios, and other fundamental data is provided by data partners. Stock market quotes delayed at least 15 minutes for NASDAQ, 20 mins for NYSE and AMEX. Market data by Xignite. See data providers for more details. Company names, products, services and branding cited herein may be trademarks or registered trademarks of their respective owners. The use of trademarks or service marks of another is not a representation that the other is affiliated with, sponsors, is sponsored by, endorses, or is endorsed by Wikinvest.
Powered by MediaWiki