Oppenheimer Holdings 8-K 2017
WASHINGTON, D.C. 20549
Date of Report (Date of earliest event reported): September 15, 2017
Oppenheimer Holdings Inc.
(Exact Name of Registrant as Specified in Charter)
85 Broad Street
New York, New York 10004
(Address of Principal Executive Offices) (Zip Code)
(Registrants telephone number, including area code)
(Former Name or Former Address, if Changed Since
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company o
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o
Item 8.01 Other Events.
On September 15, 2017, Oppenheimer Holdings Inc. announced that it had extended its offer to exchange any and all outstanding unregistered 6.75% Senior Secured Notes due 2022 for up to $200,000,000 in aggregate principal amount of its 6.75% Senior Secured Notes due 2020 that have been registered under the Securities Act of 1933, as amended, to 5:00 p.m., New York City time, on Monday, September 18, 2017, unless further extended.
A copy of the announcement is attached as Exhibit 99.1 hereto and incorporated herein by reference
Item 9.01 Financial Statements and Exhibits.
INDEX TO EXHIBITS
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: September 15, 2017