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OXPS » Topics » Cash and Investments Segregated in Compliance with Federal Regulations

These excerpts taken from the OXPS 10-K filed Mar 2, 2009.
Cash and Investments Segregated in Compliance with Federal Regulations
 
Cash segregated in compliance with federal regulations consists of interest-bearing cash deposits from customers’ security accounts held in a special reserve bank account according to Rule 15c3-3 of the Securities Exchange Act of 1934, interest-bearing cash deposits and United States Treasury securities that have been segregated or secured for the benefit of futures customers according to the regulations of the CFTC governing a futures commission merchant.
 
Cash
and Investments Segregated in Compliance with Federal
Regulations


 



Cash segregated in compliance with federal regulations consists
of interest-bearing cash deposits from customers’ security
accounts held in a special reserve bank account according to
Rule 15c3-3
of the Securities Exchange Act of 1934, interest-bearing cash
deposits and United States Treasury securities that have been
segregated or secured for the benefit of futures customers
according to the regulations of the CFTC governing a futures
commission merchant.


 




These excerpts taken from the OXPS 10-K filed Feb 29, 2008.
Cash and Investments Segregated in Compliance with Federal Regulations
 
Cash segregated in compliance with federal regulations consists of interest-bearing cash deposits from customer’s security accounts held in a special reserve bank account according to Rule 15c3-3 of the Securities Exchange Act of 1934, and of interest-bearing cash deposits that have been segregated or secured for the benefit of futures customers according to the regulations of the CFTC governing a futures commission merchant.
 
Cash
and Investments Segregated in Compliance with Federal
Regulations


 



Cash segregated in compliance with federal regulations consists
of interest-bearing cash deposits from customer’s security
accounts held in a special reserve bank account according to
Rule 15c3-3
of the Securities Exchange Act of 1934, and of interest-bearing
cash deposits that have been segregated or secured for the
benefit of futures customers according to the regulations of the
CFTC governing a futures commission merchant.


 




EXCERPTS ON THIS PAGE:

10-K (2 sections)
Mar 2, 2009
10-K (2 sections)
Feb 29, 2008

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